Risk compliance Work, Jobs in London, Eng (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Governance Risk and Compliance Officer
City of Westminster Council —Westminster
- £42,912 - £57,495 a year
- No degree
- Communication skills
Compliance Officer / Supplier Liaison Executive
SwiftSwitch —London
- £35,000 - £40,000 a year
- Monday to Friday
- Sales
Quick apply
Compliance & Risk Officer
TRINITY LONDON CONCIERGE LIMITED —London
- £24,420.00 - £60,496.77 a year
- Full-time
- Hybrid work
- Bilingual
- English
- Bachelor's degree
- Free parking
- Flexitime
Quick apply
2d
Fraud & Risk Analyst
OpenAI —London
- £252,000 - £280,000 a year
- Full-time
- APIs
2d
Information Security Governance, Risk, and Compliance (GRC) Specialist
Janus Henderson —London
- Hybrid work
- DevOps
- Windows
- Bachelor's degree
Compliance Risk & Control Officer
Quintet Private Bank —London
- English
- Microsoft Office
- Tax experience
Women in Business - Risk and Compliance - London
Pwc UK —London
- Full-time
11d
Risk & Compliance Associate
Alantra —London
- Full-time
Risk and Compliance Manager
Lumon —London
- Hybrid work
- Financial services
- Communication skills
- Annual leave
- Employee assistance programme
8d
Payroll Risk & Compliance Expert - UK&I
Remote —London
- £62,400 - £140,000 a year
- Remote
- English
- IT
- Communication skills
- Annual leave
- Flexible schedule
Global Risk and Compliance Lead
Elixirr —London
- Driving
- Business
IT Risk & Compliance Analyst
Bank of China —London
- Full-time
- Computer Science
- Analysis skills
- IT
AI Compliance and Governance Specialist
Sabio Group —London
- Full-time
- Hybrid work
- Spanish
- English
- IT
- Annual leave
- Life insurance
Quick apply
MLRO- GRC & Risk
SumUp —London
- Annual leave
- Life insurance
Quick apply
Risk Officer
Hiscox —London
- Full-time
- Hybrid work
- Accounting
- Financial services
AML Compliance Officer
Evotym —London
- Remote
- English
- Communication skills
Compliance Analyst
TLT —London
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- IT
KYC Analyst
Natixis CIB London —London
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
1d
Fraud & Compliance Analyst
Bits —London
- £30,000 - £40,000 a year
- Full-time
- Remote
- Analysis skills
- Financial services
Quick apply

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Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

risk compliance jobs in london, eng

Compliance Officer

Governance Risk and Compliance Officer

Compliance Officer / Supplier Liaison Executive

Compliance & Risk Officer

Fraud & Risk Analyst

Information Security Governance, Risk, and Compliance (GRC) Specialist

Compliance Risk & Control Officer

Women in Business - Risk and Compliance - London

Risk & Compliance Associate

Risk and Compliance Manager

Payroll Risk & Compliance Expert - UK&I

Global Risk and Compliance Lead

IT Risk & Compliance Analyst

AI Compliance and Governance Specialist

MLRO- GRC & Risk

Risk Officer

AML Compliance Officer

Compliance Analyst

KYC Analyst

Fraud & Compliance Analyst

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