Advisory compliance Work, Jobs in London (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Compliance Advisory Manager
IG Group —London
- Full-time
- Hybrid work
- Bachelor's degree
- Financial services
- Business
- Flexible schedule
Compliance Advisory Officer
CMC Markets —London
- Full-time
- Analysis skills
- Communication skills
14d
Senior Analyst, Financial Crime Advisory
paypal —London
- Full-time
- Hybrid work
- Analysis skills
- Bachelor's degree
- Travel
- Annual leave
Compliance Advisory - Vice President
Mizuho —London
- Hybrid work
- Bachelor's degree
- No degree
- Annual leave
1d
Compliance Analyst
Janus Henderson —London
- Hybrid work
- Organisational skills
14d
Compliance Analyst, EMEA
Walker & Dunlop —London
- Full-time
- Administrative experience
- Bachelor's degree
- No degree
- Work from home
- Flexible schedule
Compliance Officer (UK SMF 16), London (GB)
Swiss Re —London
- £76,000 - £114,000 a year
- Full-time
- Hybrid work
- English
- Bachelor's degree
- No degree
Business Analyst, Back Office Portfolio
CFA Institute —London
- £50,000 - £105,000 a year
- Full-time
- Master's degree
- Analysis skills
- Communication skills
- Annual leave
5d
AML & Financial Crime Associate
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Annual leave
2d
UKVI Compliance & Administrative Review Officer
Regent College London —London
- £42,000 - £50,000 a year
- Full-time
- Microsoft Word
- CRM software
- Microsoft Excel
Quick apply
8d
Project Coordinator - Governance, Security and Justice
Tetra Tech —London
- Full-time
- Hybrid work
- English
- Master's degree
- Travel
5d
Compliance Manager
Enfuce —London
- Remote
- Analysis skills
- Organisational skills
- Communication skills
- Annual leave
Senior Analyst, Financial Crime Product Compliance
Checkout.com —London
- Full-time
- Hybrid work
Quick apply
2d
Risk & Compliance Associate
Alantra —London
- Full-time
Associate, Presentations Production
Janus Henderson —London
- Hybrid work
- Microsoft Powerpoint
- Sales
- Salesforce
11h
Global Visa Consultant (EMEA)
CIBT —London
- Hospitality
- Customer service
- English
Senior Consultant, Government & Public Sector, Strategy Risk Transactions Advisory
Deloitte —London
- Hybrid work
- Business development
- Communication skills
Head of UK Markets Advisory Compliance, MD
Société Générale —London
- Management
- Financial services
- Leadership
Regulatory Compliance Officer – Swap Dealer, Technology & Operations advisory, VP
Société Générale —London
- Microsoft Office
- Financial services
- Communication skills

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Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

advisory compliance jobs in london

Compliance Officer

Compliance Advisory Manager

Compliance Advisory Officer

Senior Analyst, Financial Crime Advisory

Compliance Advisory - Vice President

Compliance Analyst

Compliance Analyst, EMEA

Compliance Officer (UK SMF 16), London (GB)

Business Analyst, Back Office Portfolio

AML & Financial Crime Associate

UKVI Compliance & Administrative Review Officer

Project Coordinator - Governance, Security and Justice

Compliance Manager

Senior Analyst, Financial Crime Product Compliance

Risk & Compliance Associate

Associate, Presentations Production

Global Visa Consultant (EMEA)

Senior Consultant, Government & Public Sector, Strategy Risk Transactions Advisory

Head of UK Markets Advisory Compliance, MD

Regulatory Compliance Officer – Swap Dealer, Technology & Operations advisory, VP

I want to receive the latest job alerts for advisory compliance in london

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