Senior dealer Work, Jobs in London (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Head of Watch Collecting
The Collecting Group —London
- Full-time
- Sales
Quick apply
21h
Head of Creative
Motorway —London
- Full-time
Quick apply
Senior Operations Change Consultant
G MASS —London
- Hybrid work
- Financial services
Quick apply
Trainee Senior Poker Dealer/Cashier
The Hippodrome Casino —Westminster
- £30,750 a year
- Weekend availability
- Communication skills
- Employee assistance programme
- Employee discount
Quick apply
11d
Operations Analyst UK
Sharegain —London
- Hybrid work
- Tax experience
Solutions Engineer
Ruleguard —London
- £100,000 - £120,000 a year
- Full-time
- AI
- Communication skills
Quick apply
4d
Compliance Analyst
Janus Henderson —London
- Hybrid work
- Organisational skills
12d
Dealer
The Hippodrome Casino —London
- £30,620 - £32,210 a year
- 8 hour shift
- Communication skills
- Employee assistance programme
- Employee discount
4d
Treasury Dealer (Front Office)
Cynergy Bank —London
- £62,016 a year
- Hybrid work
- Microsoft Excel
- Analysis skills
4d
Business Operations Manager
Motorway —London
- Full-time
- Hybrid work
Quick apply
Senior iOS Engineer
Motorway —London
- Full-time
- Hybrid work
- Communication skills
Quick apply
Post Trade Senior Sales Executive
DTCC —London
- £80,000 - £90,000 a year
- Full-time
- Hybrid work
- Sales
- Salesforce
- English
- Annual leave
- Life insurance
Quick apply
Senior Talent Partner (Product & Engineering)
Motorway —London
- Full-time
- Hybrid work
- AI
Quick apply
Service Advisor
W J King —Dartford
- £30,000 - £40,000 a year
- Full-time
- Management
- Customer service
- Organisational skills
- Profit sharing
- Employee discount
Quick apply
19h
Senior Vehicle Technician
Affinitysteps —London
- £41,700 a year
- Full-time
- English
Quick apply
Attorney (United Kingdom / London)
JWL INTERNATIONAL —London
- Full-time
- Hybrid work
- Annual leave
Account Executive - New Business Sales
Pinewood.AI —London
- Hybrid work
- Sales
- IT
- Negotiation
- Annual leave
- Employee assistance programme
Quick apply
Vice President, Project Manager
EquiLend —London
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Annual leave
Senior Banknote Trader
StoneX Group —London
- Full-time
14d

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Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

senior dealer jobs in london

Compliance Officer

Head of Watch Collecting

Head of Creative

Senior Operations Change Consultant

Trainee Senior Poker Dealer/Cashier

Operations Analyst UK

Solutions Engineer

Compliance Analyst

Dealer

Treasury Dealer (Front Office)

Business Operations Manager

Senior iOS Engineer

Post Trade Senior Sales Executive

Senior Talent Partner (Product & Engineering)

Service Advisor

Senior Vehicle Technician

Attorney (United Kingdom / London)

Account Executive - New Business Sales

Vice President, Project Manager

Senior Banknote Trader

I want to receive the latest job alerts for senior dealer in london

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