Compliance officer Work, Jobs in London Se1 (with Salaries)

Compliance Officer
TrinityBridge —London
- Communication skills
10d
Vetting Officer - 12 Month Fixed Term Contract
British Transport Police —London
- £35,754.47 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
- Annual leave
- Gym membership
Quick apply
AML Compliance Officer
Evotym —London
- Remote
- English
- Communication skills
Admissions Officer
Birkbeck University of London —London
- £31,234 - £34,827 a year
- Full-time
- Hybrid work
- Microsoft Office
- Data entry
- Communication skills
- Annual leave
Travel Safe Officer
GTS Rail Operations Limited —London
- Customer service
- Conflict management
- Communication skills
- Employee discount
Compliance Officer
Stephenson Harwood LLC —London
- Research
- Presentation skills
- Bachelor's degree
- Employee discount
Part-time Compliance Officer / Key Contact for Sponsor Licence
Apex AI Power Grid UK —London
- £25 - £40 an hour
- Part-time
- Bachelor's degree
- Organisational skills
- In-person
- Flexible schedule
Quick apply
2d
Compliance Monitoring Officer
Lendable —London
- Full-time
- Hybrid work
- Data analysis skills
- Analysis skills
- Business
- Referral programme
Compliance Officer
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- Communication skills
- Annual leave
Quick apply
Compliance Officer
Incard —London
- Full-time
- Communication skills
- Annual leave
- Sick pay
Quick apply
Asset Support Officer
Southern Housing —Farringdon
- £38,000 a year
- Full-time
- Data analysis skills
- Analysis skills
- In-person
- Annual leave
5d
Claims and Compliance Officer
AKG (UK) EMPLOYMENT LIMITED —London
- Microsoft Office
- Administrative experience
- Continuous improvement
4d
Compliance Officer (SMF16 / SMF17)
Cutronas FS Ltd —London
- £40,000 - £45,000 a year
- Part-time
- Remote
- Analysis skills
- Bachelor's degree
- Communication skills
Quick apply
Compliance Officer
Kelwel Care —Brentwood
- From £27,500 a year
- Full-time
- Salesforce
- Bachelor's degree
- Recruiting
- Free parking
Quick apply
4d
Regulatory & Compliance Officer
Daffodils Fostering Limited —Stanmore
- £46,000 - £52,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- Continuous improvement
- Annual leave
Quick apply
6d
Compliance Advisory Officer
CMC Markets —London
- Full-time
- Research
- Analysis skills
- Team management
UKVI Compliance Officer
Regent College London —London
- £28,000 - £32,000 a year
- Full-time
- Management
- Supervising experience
- No degree
Quick apply
Quality and Locations Compliance Officer
Communitas Clinics —Croydon
- £35,000 a year
- Full-time
- Hybrid work
- Microsoft Office
- Administrative experience
- Continuous improvement
Quick apply
5d
Group and UK Data Protection Officer
Serco Group —London
- Full-time
- Hybrid work
- Travel
- AI
- Leadership
5d
Compliance Officer (Global Fintech)
CompassNet —London
- £45,000 - £60,000 a year
- Full-time
- English
- Research
- Analysis skills
- Annual leave
Quick apply
5d

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compliance officer jobs near london se1

Compliance Officer

TrinityBridge -
London

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Job details

Permanent
10 days ago

Qualifications

Financial Conduct Authority guidelines
Complaint handling
Organisational compliance experience
Compliance management
Risk management
Financial compliance & regulatory experience
Communication skills
Corporate regulatory compliance oversight

Full job description

Role overview
To support and assist in the administration and reporting work of the Central Compliance team. Maintaining and managing all information, data and records held within Compliance to ensure information is readily accessible, searchable and up-to-date.

Key responsibilities
This is a permanent role as part of the Central Compliance team responsible for the following activities.

Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager. Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
Maintaining insider log records
Contribution to Takeover Panel reporting
Assist with business queries on compliance-related matters
Contribution to ad-hoc tasks and projects as required
Oversee and support the firm's SMCR framework, including Certification, Conduct Rules monitoring, Fitness & Propriety assessments, regulatory notifications, and associated record keeping
Provide advice and training to business stakeholders on SMCR, Conduct Rules, Consumer Duty, and complaints handling obligations.Working with the wider Legal, Risk and Compliance teams as required

Regulatory responsibilities | Compliance/T&C

Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and TrinityBridge Compliance and Risk policies.

About you | Qualifications, skills and strengths

Keen attention to detail, with strong organisation skills
Ability to work quickly and accurately to tight deadlines
Good team player with the ability to work on own initiative
Good communication skills
A willingness to learn new skills and tasks with a proactive attitude
Interest in building knowledge of Compliance within a financial advice and asset management firm
1+ years of experience within a Compliance environment

At TrinityBridge we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.

We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role.

To avoid any ambiguity around fees, please note that speculative CVs received by TrinityBridge, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you.
#LI-EM1 #LI-SY1

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Refine Your Search

compliance officer jobs in london se1

Compliance Officer

Vetting Officer - 12 Month Fixed Term Contract

AML Compliance Officer

Admissions Officer

Travel Safe Officer

Compliance Officer

Part-time Compliance Officer / Key Contact for Sponsor Licence

Compliance Monitoring Officer

Compliance Officer

Compliance Officer

Asset Support Officer

Claims and Compliance Officer

Compliance Officer (SMF16 / SMF17)

Compliance Officer

Regulatory & Compliance Officer

Compliance Advisory Officer

UKVI Compliance Officer

Quality and Locations Compliance Officer

Group and UK Data Protection Officer

Compliance Officer (Global Fintech)

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