Director of compliance Work, Jobs in Mitcham, Gtl (with Salaries)

Director of Regulatory Compliance
ExpandJO Business Solutions Ltd. —Watford
- £95,000 - £110,000 a year
- Full-time
- Analysis skills
- Presentation skills
- Bachelor's degree
Quick apply
1d
Senior Director, Head of International Network Compliance (EMEA)
Capital One UK —London
- Full-time
- Hybrid work
- In-person
- Leadership
- Communication skills
Director of Data Compliance and Evaluation
Kingston University —Kingston upon Thames
- From £94,908 a year
- Call to connect
- University
- Driving
2d
Director of Compliance
Moneybox —London
- Full-time
- Hybrid work
- English
- Financial services
- Communication skills
2d
Head of Compliance
Edenred —London
- Full-time
- Master's degree
- Bachelor's degree
- Team management
Compliance Monitoring & Oversight Director
Boston Consulting Group —London
- Full-time
- Data analysis skills
- Project management
- AI
Head of Compliance & Risk
Viva.com —London
- Full-time
- Azure
- Bachelor's degree
- Continuous improvement
Quick apply
Head of Finance & Compliance (Charity / CIC)
MFI The Awakening Network CIC —South Croydon
- £40,000 - £45,000 a year
- Full-time
- Master's degree
- Bachelor's degree
- Financial services
Quick apply
7d
Head of Security & Compliance
Masabi —London
- Full-time
- Remote
- Travel
- Life insurance
Director Risk & Compliance
Hyperoptic —Hammersmith
- Full-time
- Hybrid work
- Analysis skills
- In-person
- Leadership
- Annual leave
- Employee discount
Senior Director, Head of International Network Compliance (EMEA)
Capital One —London
- Full-time
- Hybrid work
- In-person
- Leadership
- Communication skills
2d
Head of Compliance
Wrisk —London
- Hybrid work
- Quality control
- Agile
- Financial services
Quick apply
E+ Head of Compliance & Fraud
British Council —London
- £55,699 a year
- English
- Project management
- No degree
3d
Head of Compliance - UK
Sokin —London
- Hybrid work
- Bachelor's degree
- Business
- Communication skills
Head of Compliance Governance, MI & reporting
SWIFT Financial Messaging Services —London
- Full-time
- English
- Communication skills
Director, Compliance Audit – iLottery & Interactive
Aristocrat Interactive —London
- Full-time
- Analysis skills
- Travel
- Financial services
11d
Head of Compliance (Financial Advice)
Nova Wealth —London
- Hybrid work
- Flexible schedule
Quick apply
Executive Director, Managing Counsel
Janus Henderson —London
- Hybrid work
- Analysis skills
- Organisational skills
- Financial services
Director, Ethics & Compliance Counsel (EMEA & APJ)
Nutanix —London
- Full-time
- Hybrid work
- Analysis skills
- In-person
- Communication skills
Head of Compliance Monitoring Remediation (18 Month FTC)
Close Brothers —London
- Full-time
- Hybrid work
- Financial services
- Communication skills

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Director of Regulatory Compliance

ExpandJO Business Solutions Ltd.
Watford

Quick apply

Job details

Permanent | Full-time
£95,000 - £110,000 a year
1 day ago

Qualifications

Law
Analysis skills
Presentation skills
Bachelor's degree
Business
Leadership
Communication skills
Certificate in Insurance

Full job description

About the Role

ExpandJO Business Solutions Ltd. is looking for an experienced Director of Regulatory Compliance to join our team in Watford. This senior leadership position is responsible for developing, overseeing, and continuously improving the company’s regulatory compliance framework across its business operations and client services.

You will work closely with executive leadership, legal advisers, risk teams, operational managers, and external regulators to ensure that the organisation meets its legal, regulatory, and contractual obligations. The successful candidate will combine strategic leadership with strong knowledge of compliance governance, regulatory change, internal controls, investigations, and business risk.

Key Responsibilities

Regulatory Compliance Strategy: Develop and lead a comprehensive compliance strategy aligned with the company’s business objectives, risk appetite, and regulatory obligations.

Compliance Framework Management: Establish and maintain policies, procedures, controls, and governance structures that support effective regulatory compliance.

Regulatory Monitoring: Track changes in relevant UK regulations, industry standards, and legal requirements and ensure that the business responds appropriately.

Executive Advisory: Provide senior management and the board with clear advice on regulatory risks, compliance priorities, and emerging obligations.

Risk Assessments: Oversee regular compliance risk assessments across departments, services, business processes, and client activities.

Policy Development: Lead the creation, review, and implementation of compliance, conduct, governance, data protection, and operational risk policies.

Internal Controls: Ensure that appropriate controls are designed, documented, tested, and improved to reduce regulatory and operational exposure.

Audit and Assurance: Coordinate internal audits, external reviews, regulatory inspections, and client assurance activities.

Regulatory Reporting: Ensure that required reports, disclosures, notifications, and supporting documentation are accurate and submitted within agreed deadlines.

Investigations Management: Oversee investigations into potential breaches, control failures, complaints, misconduct, and other compliance concerns.

Remediation Oversight: Track corrective actions arising from audits, investigations, regulatory findings, and control reviews through to completion.

Training and Awareness: Develop and deliver compliance training programmes that help employees understand their responsibilities and expected standards of conduct.

Third Party Compliance: Assess the compliance arrangements of suppliers, contractors, partners, and outsourced service providers.

Compliance Reporting: Prepare regular reports on regulatory risks, incidents, monitoring results, remediation progress, and compliance performance.

Team Leadership: Recruit, lead, and develop compliance professionals while establishing clear objectives and accountability across the function.

What We Are Looking For

Experience: At least 10 years of experience in regulatory compliance, governance, legal risk, business assurance, or a related discipline.

Leadership Background: Previous experience leading a compliance function, managing senior stakeholders, and overseeing complex regulatory programmes.

Education: Bachelor’s degree in Law, Business Administration, Finance, Risk Management, Economics, or a related field.

Regulatory Knowledge: Strong understanding of UK regulatory requirements, corporate governance, internal controls, conduct risk, and compliance management practices.

Professional Qualifications: Relevant qualifications such as ICA, CII, ACAMS, legal accreditation, risk management certification, or equivalent are desirable.

Governance Experience: Proven ability to develop policies, manage compliance committees, prepare board reports, and support executive decision making.

Audit and Investigation Skills: Experience managing audits, regulatory reviews, internal investigations, and remediation programmes.

Commercial Awareness: Able to balance regulatory requirements with practical business priorities and operational realities.

Communication Skills: Confident presenting complex compliance matters to executives, clients, regulators, auditors, and non specialist teams.

Analytical Ability: Able to assess regulatory exposure, identify control weaknesses, and recommend proportionate corrective measures.

Decision Making: Demonstrates sound judgement, professional independence, and the ability to make difficult decisions when regulatory or reputational risks arise.

Professional Approach: Maintains integrity, confidentiality, accountability, and consistently high standards of conduct.

Pay: £95,000.00-£110,000.00 per year

Work Location: In person

Quick apply

Refine Your Search

director of compliance jobs in mitcham, gtl

Director of Regulatory Compliance

Senior Director, Head of International Network Compliance (EMEA)

Director of Data Compliance and Evaluation

Director of Compliance

Head of Compliance

Compliance Monitoring & Oversight Director

Head of Compliance & Risk

Head of Finance & Compliance (Charity / CIC)

Head of Security & Compliance

Director Risk & Compliance

Senior Director, Head of International Network Compliance (EMEA)

Head of Compliance

E+ Head of Compliance & Fraud

Head of Compliance - UK

Head of Compliance Governance, MI & reporting

Director, Compliance Audit – iLottery & Interactive

Head of Compliance (Financial Advice)

Executive Director, Managing Counsel

Director, Ethics & Compliance Counsel (EMEA & APJ)

Head of Compliance Monitoring Remediation (18 Month FTC)

I want to receive the latest job alerts for director of compliance in mitcham, gtl

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