Compliance auditor Work, Jobs in Northern Ireland (with Salaries)

Risk and Governance Manager
3173 —Belfast
- Full-time
- Remote
- Analysis skills
Compliance Officer 12 Month FTC
Foods Connected —Derry
- Full-time
- Hybrid work
- Azure
- Bachelor's degree
- Continuous improvement
- Health & wellbeing programme
Quick apply
Quality Assurance Auditor, DMB, UK Based
Celerion —Belfast
- Full-time
- Hybrid work
- Bachelor's degree
- Travel
- Business
Quick apply
11d
Change Management Business Analyst
Citi —Belfast
- Full-time
- Hybrid work
- System design
- Microsoft Office
- Project management
- Employee assistance programme
- Employee discount
Senior Jira Admin
DailyPay —Belfast
- £49,000 - £64,000 a year
- Full-time
- Hybrid work
- Scripting
- Financial services
- Banking
- Annual leave
Manager, Private Equity Compliance and Regulatory Management, Belfast or Derry, Londonderry
EY —Belfast
- English
- Organisational skills
- Employee discount
Transaction Reporting Compliance Senior Manager
TP ICAP —Belfast
- Full-time
- Financial services
- Communication skills
Internal Audit Assistant Manager
Sumer NI —Belfast
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
Securities & Derivatives Senior Lead Analyst (Senior Vice President)
Citi —Belfast
- Full-time
- Hybrid work
- Microsoft Office
- Bachelor's degree
- No degree
- Employee assistance programme
- Employee discount
11d
Head of Finance
Seating Matters —Ballykelly
- £55,000 - £65,000 a year
- Full-time
- Microsoft Excel
- Nursing home
- English
- Free parking
- Health & wellbeing programme
Quick apply
11d
IMS & Improvement Lead
Clarke —Ballymena
- £23,374.97 - £24,175.72 a year
- Full-time
- Organisational skills
- Free parking
- Annual leave
Quick apply
8d
Prozero Systems Support
Portview Fit-Out Ltd —Belfast
- Microsoft Office
- Analysis skills
- Computer skills
- Flexible schedule
Quick apply
Finance and Operations Manager
CCRS Ltd —Bangor
- Full-time
- Microsoft Excel
- Administrative experience
- Analysis skills
Quick apply
3d
Office Manager
Visit Derry —Derry
- £34,434 a year
- Full-time
- Administrative experience
- Supervising experience
- Bachelor's degree
Quick apply
Strategic Initiatives Program Lead – Senior Vice President
Citi —Belfast
- Full-time
- Hybrid work
- Computer Science
- Engineering
- Bachelor's degree
- Annual leave
- Employee assistance programme
QFS Manager
Coca-Cola HBC —Lisburn
- Data analysis skills
- Bachelor's degree
- Organisational skills
SHEQ Manager
BIO CAPITAL LIMITED —Dungannon
- Travel
- Leadership
- Communication skills
Quick apply
Client Account Cashier
Fieldfisher —Belfast
- Full-time
- Microsoft Excel
- IT
- Communication skills
- Work from home
Payroll Officer
Decora —Lisburn
- £30,000 - £32,000 a year
- Full-time
- Microsoft Excel
- Computer literacy
- Microsoft Office
- Free parking
- Store discount
Quick apply
10d
Senior Quality Engineer
Nitronica —Ballynahinch
- £35,000 - £40,000 a year
- Full-time
- Engineering
- In-person
- Employee assistance programme
- Sick pay
Quick apply

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Risk and Governance Manager

3173
Belfast

Apply Now

Job details

Permanent | Full-time

Qualifications

Pension
Analysis skills

Full job description

About Us

3173 is a leading Professional Services Group of pensions companies with clients throughout the UK, who are currently seeking a Risk and Compliance Manager on a full time, permanent basis. This is an exciting opportunity to join a business with ambitious growth plans over the coming years.

About You

We are looking for a Risk and Compliance Manager who will play a key role in strengthening the organisation’s risk and compliance framework, ensuring the effective identification, assessment, management, and reporting of risks. You will drive compliance with applicable laws, rules and regulations, while embedding a strong risk-aware culture, applying sound ethical judgment, and ensuring risk and control issues are escalated and managed with transparency. In this role, you will report to the Head of Audit, Risk and Compliance and will be primarily aligned to the Spence & Partners business, working closely with its teams to provide risk and compliance oversight and support.

You will oversee and monitor adherence to 3173 Group policies and procedures, create and maintain risk and compliance program related materials, and work collaboratively with the business by providing regulatory compliance assistance and assurance. Your objective will be to ensure the organisation operates in a compliant, lawful, and ethical manner, while proactively managing risk, supporting the achievement of business objectives, and adapting to evolving client contractual requirements.

Responsibilities & Criteria

Responsibilities

Develop and implement an effective compliance program.
Maintain the organisation’s risk management framework, including risk appetite, risk registers, and reporting processes.
Design and deliver a risk-based compliance assurance programme, including planning and executing assurance testing to assess the effectiveness of controls and identify areas for improvement.
Create sound internal controls and assess their effectiveness in mitigating key risks.
Draft and revise company policies.
Provide advice and credible challenge to stakeholders on risk exposure and the application of relevant policy and control requirements.
Undertake monitoring reviews and checks as directed to ensure compliance risks within 3173 are effectively identified, assessed, managed and reported, in line with the organisation’s risk appetite.
Conduct data protection impact assessments (DPIAs) and Third-Party Risk Assessments to identify, assess, and mitigate potential privacy risks. Lead efforts to respond to data subject access requests (DSARs) and manage processes related to data breach incidents.
Support the development and maintenance of relationships with key regulators, as well as assisting with regulatory reviews and ensuring that any follow up actions are addressed.
Understand regulatory requirements, particularly in relation to the Financial Conduct Authority, and The Pensions Regulator, and assist with the delivery of regulator attestations and actions.
Collaborate with external auditors and third-party suppliers when needed.
Feed into audit plans by identifying areas for compliance review and provide support throughout the review process, where necessary.
Keep abreast of regulatory changes and emerging industry developments to proactively identify new and evolving risks.
Support the development of a strong risk culture by promoting accountability and risk awareness across the business.
Inform and advise the business of changes to regulations.
Assist with the preparation of monthly risk and compliance reporting.
Support the development of a strong risk culture by promoting accountability and risk awareness across the business.
Additional duties as assigned.

Experience

Proven experience as a Risk and Compliance Officer or Risk and Compliance Manager
Strong understanding of risk management principles, including risk identification, assessment, mitigation, and reporting.
Expertise of Compliance laws, rules, regulations and risks (e.g. Anti-Money Laundering, Data Protection, Anti-Bribery and Corruption, Consumer Duty, FCA Senior Managers & Certification Regime)
Familiar with The Pensions Regulator, Financial Conduct Authority and Information Commissioner's Office regulatory requirements
Prior experience in operational risk, testing or audit or regulatory examination, preferred
Excellent written, verbal and analytical skills
Highly motivated self-starter, flexible, innovative and adaptive
Strong attention to detail, team oriented, organised
Integrity and professional ethics

Apply Now

Refine Your Search

compliance auditor jobs in northern ireland

Risk and Governance Manager

Compliance Officer 12 Month FTC

Quality Assurance Auditor, DMB, UK Based

Change Management Business Analyst

Senior Jira Admin

Manager, Private Equity Compliance and Regulatory Management, Belfast or Derry, Londonderry

Transaction Reporting Compliance Senior Manager

Internal Audit Assistant Manager

Securities & Derivatives Senior Lead Analyst (Senior Vice President)

Head of Finance

IMS & Improvement Lead

Prozero Systems Support

Finance and Operations Manager

Office Manager

Strategic Initiatives Program Lead – Senior Vice President

QFS Manager

SHEQ Manager

Client Account Cashier

Payroll Officer

Senior Quality Engineer

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