Audit manager Work, Jobs in Old Windsor, Brk (with Salaries)

Manager, Compliance
Intercontinental Exchange Holdings, Inc. —London
- £89,000 - £127,000 a year
- Full-time
- Master's degree
- Project management
- Bachelor's degree
Head of Policy, Reward & Compliance
Commonwealth Secretariat —London
- £84,705 a year
- Full-time
- Analysis skills
- Human resources
- Analytics
Senior Manager, Internal Audit
CFA Institute —London
- £80,000 - £90,000 a year
- Full-time
- AI
- Annual leave
Compliance Monitoring & Oversight Director
Boston Consulting Group —London
- Full-time
- Continuous improvement
- Mentoring
- AI
Senior Risk Manager
SCOR —London
- Analysis skills
- Project management
- Bachelor's degree
Compliance & Audit Manager
The Football Association —Wembley Stadium
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Business development
- Maths
- Annual leave
1d
HR Governance & Operations Manager
SCOR —London
- Human resources
- Communication skills
- Sick pay
Internal Audit Manager (100% remote)
Tether Operations Limited —London
- Full-time
- Remote
- Analysis skills
- Bachelor's degree
- Communication skills
Non-Executive Director and Chair of Audit and Risk - Loddon Homes
Wokingham Borough Council —Wokingham
- £4,000 a year
- Part-time
- Leadership
Group Quality and Compliance Manager
Kimbolton Lodge Ltd —Uxbridge
- £50,000 - £60,000 a year
- Full-time
- Hybrid work
- Continuous improvement
- Travel
- Training & development
Quick apply
Senior Audit Manager
Sopher + Co —Borehamwood
- Full-time
- Hybrid work
- Business development
- Supervising experience
- Bachelor's degree
- Employee assistance programme
- Employee discount
Quick apply
Governance, Risk and Compliance Manager
Artificial Labs Ltd —London
- Hybrid work
- Financial services
- AI
- Employee assistance programme
- Life insurance
Compliance Manager
Neilson Financial Services —Windsor
- Hybrid work
- Team management
Quick apply
1d
Senior Manager, Internal Audit
CHEP —London
- Full-time
- Hybrid work
- Travel
- Analytics
- Employee assistance programme
Head of Governance, Risk and Assurance
Ambitious about Autism —Feltham
- £80,000 a year
- Full-time
- Hybrid work
- Contracts
Senior Manager, Global Compliance & Ethics
CFA Institute —London
- £80,000 - £90,000 a year
- Full-time
- Analysis skills
- Communication skills
- Analytics
- Annual leave
Group Governance and Risk Manager
LHC Procurement Group —Denham South
- From £66,200 a year
- Full-time
- Management
- Computer literacy
- Microsoft Office
Audit & Accounts Manager, Kennington, London
Hanami International —London
- £55,000 - £75,000 a year
- Full-time
- Flexible schedule
Quick apply
Compliance Manager
Atlantis Csp —London
- £65,000 - £70,000 a year
- Full-time
- Hybrid work
- Continuous improvement
- Organisational skills
- Financial services
- Free parking
- Health & wellbeing programme
Quick apply
5d
Audit Manager/Senior Manager
Buzzacott —London
- Team management
- Mentoring

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Manager, Compliance

Intercontinental Exchange Holdings, Inc. -
London

Apply Now

Job details

Full-time
£89,000 - £127,000 a year

Qualifications

Master's degree
Compliance monitoring
Organisational compliance experience
Project management
Bachelor's degree
Risk management
Financial services
Financial compliance & regulatory experience
Communication skills
Corporate regulatory compliance oversight
Time management

Full job description

Job Description:

Job Purpose

The Compliance Manager is responsible for assisting in ensuring that the clearing house of the Intercontinental Exchange Group (ICE) in the Netherlands meets its regulatory requirements. The Compliance Manager will support the Chief Compliance Officer in the design, development and execution of a risk-based Compliance Programme for ICE Clear Netherlands. This will involve participation in the identification of relevant regulations; maintenance of policies and procedures to prevent and detect gaps in compliance; monitoring processes and systems of control; aiding in the resolution of any gaps in compliance; facilitation of training; and providing advice to business.

The Compliance Manager will have an excellent working knowledge of financial regulations and corporate governance requirements, will be a professional of the highest standard and work diligently to complete their duties keeping in mind the objectives and core competences of ICE.

Responsibilities

Participate in the enhancement of the annual Compliance Programme and delivery of the Compliance Monitoring and Testing Programme.
Evaluate the efficiency of controls and processes and make recommendations for improvements.
Participate in the identification and assessment of possible compliance risks for (new) business and projects.
Develop a thorough understanding of operations and associated (clearing & trading) business.
Execution of corporate secretarial duties for the Board and/or sub-committees.
Reporting to senior management and external regulatory bodies (including regulatory requests and audits) as appropriate.
Support the oversight of members within the (Clearing) Rules Framework (e.g. onboarding process, monitoring, surveillance, investigations).
Keep abreast of regulatory developments and develop compliance policies.
Other duties as required including various administrative, project management and regulatory tasks and supporting the ICE organisation and businesses (including relevant affiliates).

Knowledge and Experience

Bachelor’s or Master’s degree
7-10 years of relevant experience
Proven regulatory, compliance risk management and monitoring experience
Good understanding of the financial markets, financial services regulation and corporate governance requirements
Excellent communication, organization, and time management skills with appropriate attention to detail. Comfortable communicating with colleagues across all levels within the ICE Group
Problem solving - proficient at identifying problems and working efficiently to resolve issues

Preferred

Knowledge of clearing operations and regulation
Strong team player
Enthusiastic and hands-on approach
Analytical and structured way of working

Netherlands Base Salary Range

The expected base salary for this role is between 89,000 - 127,000 EUR. The base salary range does not include Intercontinental Exchange’s incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on objective and gender-neutral criteria including skillset, qualifications and experience of the individual. Regular full-time ICE employees are eligible for a suite of competitive employee benefits, including healthcare coverage.

Apply Now

Refine Your Search

audit manager jobs in old windsor, brk

Manager, Compliance

Head of Policy, Reward & Compliance

Senior Manager, Internal Audit

Compliance Monitoring & Oversight Director

Senior Risk Manager

Compliance & Audit Manager

HR Governance & Operations Manager

Internal Audit Manager (100% remote)

Non-Executive Director and Chair of Audit and Risk - Loddon Homes

Group Quality and Compliance Manager

Senior Audit Manager

Governance, Risk and Compliance Manager

Compliance Manager

Senior Manager, Internal Audit

Head of Governance, Risk and Assurance

Senior Manager, Global Compliance & Ethics

Group Governance and Risk Manager

Audit & Accounts Manager, Kennington, London

Compliance Manager

Audit Manager/Senior Manager

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