Quality and risk analyst Work, Jobs in Osbaldwick, Nl (with Salaries)

Quality And Risk Analyst
Benchmark Capital —Harrogate
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- Financial services
9d
PMO Analyst
Bettys & Taylors Group —Harrogate
- £34,000 - £41,500 a year
- Full-time
- Hybrid work
- Analysis skills
- In-person
- Communication skills
- Annual leave
- Employee assistance programme
5d
Principal Program Control Analyst
BAE Systems Inc. —York
- £92,180 - £156,707 a year
- Full-time
- Microsoft Excel
- Oracle
- PMP
- Annual leave
- Employee assistance programme
PMO Support Analyst
TPT Retirement Solutions —Leeds
- Microsoft Office
- Presentation skills
- Communication skills
8d
Technology Analyst - PMO (UK Remote)
Turnitin, LLC —Leeds
- Full-time
- Remote
- DevOps
- Data analysis skills
- No degree
- Annual leave
Quick apply
Senior Analyst, Strategy and Innovation Team - PRA RegTech, Data & Innovation
Bank of England —Leeds
- £50,320 - £56,000 a year
- Full-time
- Computer Science
- Machine learning
- Agile
- Annual leave
8d
Senior Policy Adviser, MoJ/HMPPS Joint Strategic Policy Unit
Ministry of Justice —Leeds
- £40,001 - £60,000 a year
- Part-time
- Hybrid work
- Presentation skills
- Travel
- IT
- Annual leave
- Employee discount
8d
Compliance Officer
1ST LOCATE (UK) LIMITED —Temple Newsam
- £30,000 - £40,000 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Analysis skills
Quick apply
Category Manager - Data, Operations, Legal
Hiscox —York
- Full-time
- Hybrid work
- No degree
- Contracts
- IT
Senior Credit Risk Analyst
Leeds Building Society —Leeds
- £44,500 - £55,000 a year
- Hybrid work
- SQL
- Analysis skills
- Financial services
Lead Data Analyst
LA Analytics Group —City and Borough of Leeds
- £50,000 - £62,000 a year
- Full-time
- Data analysis skills
- SQL
- Analysis skills
- Life insurance
- Referral programme
Quick apply
8d
Compliance Business Analyst
Zuno Tech Group —Leeds
- Full-time
- Google Suite
- Administrative experience
- Organisational skills
- Annual leave
Global Category Manager
Hiscox —York
- Full-time
- Hybrid work
- No degree
- Contracts
- IT
9h
Share Register Analyst
Link Group —Leeds
- IT
- Communication skills
- Time management
- Annual leave
- Employee assistance programme
Executive Director, Program Management - Enterprise Customer Delivery - Comcast Business
Comcast Corporation —Kirk Hammerton
- Full-time
- Sales
- Bachelor's degree
- Communication skills
12d
Business Finance Analyst
Croda —Goole
- Microsoft Powerpoint
- Analysis skills
- IT
- Free parking
- Annual leave
Service Desk Analyst, Judicial Digital Services, Judicial Office
Ministry of Justice —Leeds
- £20,001 - £40,000 a year
- Full-time
- Hybrid work
- Azure
- Presentation skills
- Agile
- Annual leave
- Employee discount
1d
Product Manager
HM Revenue and Customs —Leeds
- £58,541 - £64,624 a year
- Part-time
- Hybrid work
- English
- Presentation skills
- Product management
- Work from home
6d
Workforce Structure and Position Management Analyst
Public Sector Resourcing —Leeds
- Full-time
- Oracle
- Analysis skills
5d
Business Finance Analyst
Croda International Plc —Goole
- Microsoft Powerpoint
- Analysis skills
- IT
- Free parking
- Annual leave

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Quality And Risk Analyst

Benchmark Capital -
Harrogate

Apply Now

Job details

Full-time
9 days ago

Benefits

Transport links

Qualifications

Pension
Analysis skills
Quality assurance
Organisational skills
Financial services
Communication skills

Full job description

Description

We are looking for a Quality Review Assessor to join our Compliance team and play a key role in maintaining and improving the quality of advice delivered across our network. You will conduct file reviews, assess adviser suitability and regulatory compliance, identify trends and risks, and support firms in delivering good client outcomes.

You will work closely with advisers, senior management, and compliance colleagues to promote high standards of advice and regulatory compliance across the business.

What you'll do

Maintain a comprehensive programme of file monitoring across the network in line with regulatory requirements.
Conduct quality of advice reviews across all areas of the business and Appointed Representative (AR) firms.
Record, analyse and report on emerging trends, ensuring findings are communicated within agreed timescales.
Carry out enhanced monitoring reviews, risk assessments, and focused business reviews where required.
Analyse exception reporting data to identify patterns, risks, and opportunities for improvement.
Support member firms by coordinating and delivering training designed to improve advice quality and regulatory standards.
Assist with pre-approval requirements across specific advice areas.
Attend Compliance Team meetings, contribute to discussions, and prepare meeting minutes when required.
Attend and contribute to governance and committee meetings across the group.
Provide ongoing monitoring and compliance support to the wider team.
Participate in projects, initiatives, and continuous improvement activities across the compliance function.
Build effective working relationships with advisers, member firms, and senior stakeholders.
Provide telephone support and guidance on compliance-related matters.

The knowledge, experience and qualifications you need

Excellent knowledge of retail investment, pensions, savings, and protection products within the wealth management sector.
Strong understanding of FCA regulations and the practical application of regulatory requirements.
Excellent analytical and observational skills with strong attention to detail.
Highly developed written and verbal communication skills.
Ability to communicate confidently with a wide range of stakeholders while remaining adaptable and collaborative.
Strong organisational skills with the ability to manage multiple priorities effectively.
Minimum Level 4 Diploma qualification in Financial Planning or an equivalent regulated advice qualification.

Significant experience within financial services, ideally within a wealth management, investment, or insurance environment.
Experience conducting suitability reviews, file checking, quality assurance reviews, or compliance monitoring activities.
Good understanding of FCA and PRA regulatory expectations and compliance requirements.
Experience identifying trends, assessing risk, and providing constructive feedback to support improvements in advice quality.

The base

You’ll be based at our Harrogate, North Yorkshire office, a well-connected location that combines a professional working environment with the benefits of a well-regarded market town. The area offers easy access to local amenities, green space, and transport links.

The office provides a practical, modern setting designed to support day-to-day work and collaboration across the team.

We support a balanced approach to work and recognise the value of a working environment that enables both productivity and flexibility.

About Benchmark Capital

Benchmark is one of the UK’s leading financial planning businesses, aiming to help our clients realise aspirations and achieve peace of mind. We do this through our unique business model which provides support to over 1000 financial planners across our employed, self-employed and independent models. Our solutions are award-winning, enabled by proprietary technology covering regulatory, platform and investment services, all of which are designed to support advisers at every stage of their journey – from starting their career, improving how they run productively and effectively, to accelerating growth and ultimately thinking about succession planning.

We are growing rapidly, with more than 50 acquisitions in recent years and have multiple offices across the UK.

Delivering good client outcomes is at the heart of everything we do. Our duty of care, including support for vulnerable customers, is embedded into our culture and decision‑making.

As part of the Schroders Group, the UK’s largest listed asset manager with over £750bn of assets, Benchmark benefits from a focussed business model with clear accountability with the scale of a global services organisation.

We're looking for the best, whoever they are

We know that diverse perspectives and an inclusive culture where all can succeed lead to better decisions and stronger outcomes for the company its clients and its employees. That’s why inclusion and diversity are strategic priorities for us. We’re proud to be an equal opportunities employer. You’re welcome at Benchmark regardless of your age, disability, gender identity or expression, religious beliefs, sexual orientation, or socio-economic background. We’re building a workplace where everyone feels respected, valued, and empowered to thrive.

Apply Now

Refine Your Search

quality and risk analyst jobs in osbaldwick, nl

Quality And Risk Analyst

PMO Analyst

Principal Program Control Analyst

PMO Support Analyst

Technology Analyst - PMO (UK Remote)

Senior Analyst, Strategy and Innovation Team - PRA RegTech, Data & Innovation

Senior Policy Adviser, MoJ/HMPPS Joint Strategic Policy Unit

Compliance Officer

Category Manager - Data, Operations, Legal

Senior Credit Risk Analyst

Lead Data Analyst

Compliance Business Analyst

Global Category Manager

Share Register Analyst

Executive Director, Program Management - Enterprise Customer Delivery - Comcast Business

Business Finance Analyst

Service Desk Analyst, Judicial Digital Services, Judicial Office

Product Manager

Workforce Structure and Position Management Analyst

Business Finance Analyst

I want to receive the latest job alerts for quality and risk analyst in osbaldwick, nl

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