Compliance auditor Work, Jobs in Otley, Wyk (with Salaries)

Compliance Auditor
Flint Bishop —Leeds
- Monday to Friday
- Microsoft Office
- Communication skills
- Up to 25% travel
- Employee discount
- Life insurance
Quick apply
Risk & Compliance Auditor
Kennedys Law - UK —Leeds
- Full-time
- Microsoft Word
- Microsoft Excel
- Supervising experience
Assistant Director of Governance, Risk and Assurance - Northpoint Wellbeing
Calderdale Council —Leeds
- £64,430 - £74,090 a year
- Full-time
- Annual leave
Streetworks Compliance Auditor
Lanes Group —Bradford
- Up to £30,000 a year
- Full-time
- Driving
- Travel
- In-person
- Health & wellbeing programme
Quick apply
Senior Quality Compliance Auditor Clinical Trials
Fortrea —Leeds
- Full-time
- Master's degree
- Bachelor's degree
- Continuous improvement
Quality & Compliance Manager
Aire Valley Consultancy Limited —Leeds
- £38,000 - £40,000 a year
- Full-time
- Microsoft Office
- Organisational skills
- Leadership
- Free parking
- Sick pay
Quick apply
Fleet Regulations Officer
Leeds City Council —Leeds
- £37,280 - £39,152 a year
- Full-time
- Customer service
- Contracts
- Communication skills
- Annual leave
11d
Regional EHS Advisor (Yorkshire / NE England)
VetPartners Limited —York
- £35,000 - £40,000 a year
- Full-time
- Microsoft Excel
- Driving
- Travel
- Annual leave
- Employee discount
Quick apply
Audit Assistant Manager - North West
BDO —Leeds
- Full-time
- Supervising experience
11d
Health & Safety Co-ordinator
Concrete Grinding Ltd —Huddersfield
- £28,000 - £32,000 a year
- Part-time
- Analysis skills
- Travel
- In-person
- Free parking
- Referral programme
Quick apply
9d
Financial Reporting Manager
Optum —Leeds
- Full-time
- Hybrid work
- Accounting
- Tax experience
Audit Manager - Not for Profit
BDO —Leeds
- Full-time
- Supervising experience
Audit Quality - Corporate Reporting Advisory Senior Manager
BDO —Leeds
- Full-time
- Accounting
- Financial services
- Communication skills
Assistant Management Accountant
Mpac Lambert LTD —Tadcaster
- Full-time
- Microsoft Excel
- ERP systems
- Microsoft Office
- Free parking
- Store discount
Quick apply
Head of Finance
Mind in Bradford —Bradford
- £39,225 - £48,450 a year
- Full-time
- Hybrid work
- Project management
- Team management
- Accounting
- Annual leave
- Sick pay
5d
Manager - NAV Oversight
Waystone —Leeds
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick apply
Group Accountant
SmartSearch —Ilkley
- Full-time
- Hybrid work
- Oracle
- Analysis skills
- Accounting
- Employee assistance programme
Quick apply
4d
Finance Manager
Vintage Cash Cow —Morley
- £45,000 - £60,000 a year
- Full-time
- Hybrid work
- Mentoring
Quick apply
4d
Audit Assistant Manager
BDO —Leeds
- Full-time
- Supervising experience
Financial Reporting Accountant
International Personal Finance —Leeds
- Hybrid work
- Accounting

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Compliance Auditor

Flint Bishop -
Leeds

Quick apply

Job details

Permanent

Benefits

Employee discount
Life insurance

Qualifications

Microsoft Office
Communication skills

Full job description

Description

The Auditor plays a pivotal role in providing assurance to the business on the performance and effectiveness of internal policies, controls, procedures, and systems.

This position contributes to improving operations and compliance by applying a systematic and disciplined approach to monitoring activities. The role is critical in supporting the organisation to meet regulatory requirements and minimise the risk of legal action, penalties, or sanctions resulting from breaches of laws, regulations, industry standards, or internal policies.

The Auditor is primarily responsible for delivering the compliance monitoring programme, including:

Planning and scheduling audits
Defining audit scopes
Conducting internal audits
Preparing clear and concise audit reports
Performing trend analysis and identifying areas of risk
Assessing the adequacy and effectiveness of internal policies, controls, and procedures
Recommending improvements to strengthen internal controls and operational processes
Ensuring agreed remedial actions are effectively implemented and embedded

The Compliance Auditor will be part of the compliance team and report to the Head of Compliance. This role is based in our Leeds office, Monday to Friday 36.25 hours, and travel to our other offices may be required, occasionally.

Key Responsibilities

Execute the internal audit programme in line with the Compliance Monitoring Plan.
Maintain and continuously develop the Compliance Monitoring Plan to ensure monitoring activities remain effective and cover all internal policies and procedures.
Develop and maintain the Internal Audit Procedure and supporting documentation.
Coordinate internal audits in a timely manner, ensuring key stakeholders are informed of audit requirements in advance.
Define audit scopes and objectives.
Conduct internal audits to assess effectiveness and compliance with applicable requirements.
Undertake file reviews and thematic reviews where required.
Audit strategic and operational risk controls to confirm they are in place and operating effectively.
Verify actions recorded in the Continual Improvement Register, ensuring they are appropriately documented, progressed, and closed in a timely manner across all departments.
Review, analyse, and evaluate documentation and data.
Make recommendations to strengthen internal controls and improve processes.
Provide clear audit feedback on compliance levels, breaches, and areas for improvement.
Support the implementation of continual improvement initiatives.
Monitor remedial actions and interventions to ensure effective resolution.
Prepare concise audit summary reports.
Present audit findings to departments and senior management.
Produce management information and reporting.
Support client and external audits as required.
Organise and maintain accurate audit records.
Maintain up-to-date knowledge of relevant regulations, standards, best practices, tools, and techniques.

Skills, Knowledge and Expertise

Proven knowledge of auditing standards and best practices.
Experience working with a regulated environment. Knowledge of the SRA or FCA regulations is essential.
Proficient in learning new systems.
Competent user of Microsoft Office.
Highly analytical with strong attention to detail.
Excellent communication and interpersonal skills.
Must have outstanding record keeping and written skills.
Requisite integrity and discretion to work with confidential information.
Sound independent judgement.

Disclosure will be required in the event that a position is offered.

Benefits

What we offer?

Competitive salary
Bonus potential
Life insurance
Great working environment at our Derby head offices
Career development opportunities
25 days holiday plus bank holidays
Options to buy & sell 1 week’s holiday
1 week’s holiday carry over
Extra day off for your birthday
Staff card discount scheme for local shops
Social days and evenings on the firm
Staff discounts on legal services

Flint Bishop is a multi-award-winning, top 200 UK law firm. We have been providing legal services to businesses and individuals for over a century.

Recognised as a ‘leading firm’ by both Chambers & Partners and The Legal 500, the outstanding quality of our staff and service levels is underlined by our ISO quality assurance accreditations, industry awards and peer ranking.

We have approximately 450 solicitors and legal experts who use their technical skills and expertise for one mission: to provide clients with clear advice that helps them to achieve their goals as effectively as possible.

About Flint Bishop

Quick apply

Refine Your Search

compliance auditor jobs in otley, wyk

Compliance Auditor

Risk & Compliance Auditor

Assistant Director of Governance, Risk and Assurance - Northpoint Wellbeing

Streetworks Compliance Auditor

Senior Quality Compliance Auditor Clinical Trials

Quality & Compliance Manager

Fleet Regulations Officer

Regional EHS Advisor (Yorkshire / NE England)

Audit Assistant Manager - North West

Health & Safety Co-ordinator

Financial Reporting Manager

Audit Manager - Not for Profit

Audit Quality - Corporate Reporting Advisory Senior Manager

Assistant Management Accountant

Head of Finance

Manager - NAV Oversight

Group Accountant

Finance Manager

Audit Assistant Manager

Financial Reporting Accountant

I want to receive the latest job alerts for compliance auditor in otley, wyk

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