senior compliance manager Work, Jobs in poole (with Salaries)

Compliance Manager
Mortgage Intelligence —Bournemouth
- Hybrid work
- Management
- IT
- Financial services
Golf Club Manager - Bulbury Woods Golf Club
Hoburne —Poole
- £45,000 a year
- Weekend availability
- Hospitality
- Management
- Customer service
- Employee assistance programme
- Employee discount
Compliance and Ops Risk Test Senior Lead
JPMorganChase —Bournemouth
- Full-time
Operations Manager
JN Bentley —Poole
- Full-time
- Civil engineering
- Organisational skills
- Communication skills
Quick apply
13d
Senior Project Manager - Aerospace & Defence
Eaton —Wimborne
- Project management
- Machine learning
- Leadership
14d
Trainee Block Manager
LRG —Poole
- Monday to Friday
- Hybrid work
- Microsoft Excel
- Administrative experience
- Organisational skills
Quick apply
Locality Manager - Adult Supported Living
Swanton Community Services —Bournemouth
- £33,113 a year
- Weekend availability
Procurement Manager
Yunex Traffic —Poole
- Full-time
Product Lifecycle Manager
Yunex Traffic —Poole
- Full-time
- Sales
- Agile
- Communication skills
Senior Project Manager
JN Bentley —Poole
- Full-time
- Civil engineering
- Project management
- Contracts
Quick apply
Account Manager
paretofm —Weymouth
- £55,000 - £60,000 a year
- Full-time
- In-person
- Leadership
- Communication skills
Project Manager
Curtiss-Wright —Wimborne
- Full-time
- Leadership
- Communication skills
5d
Falls Prevention Associate Practitioner
University Hospitals Dorset NHS Foundation Trust —Poole
- £28,392 - £31,157 a year
- Full-time
- Hospital
- IT
5d
Senior Project Manager
AG Project Group Ltd —St. Leonards and St. Ives West
- £80,000 - £85,000 a year
- Full-time
- PMP
- Engineering
- Project management
- Free parking
- Health & wellbeing programme
Quick apply
5d
Deputy Manager
SGS Care Ltd —Poole
- £32,934.72 - £37,477.44 a year
- Full-time
- Supervising experience
- Mentoring
- Leadership
- Annual leave
- Employee discount
Quick apply
Key Account Manager OEM
Donaldson —Poole
- Full-time
- Hybrid work
- Sales
- Bachelor's degree
- No degree
Planner
JN Bentley —Poole
- Full-time
- Civil engineering
- Engineering
- Travel
Quick apply
Practice Support Manager
TC-Group —Bournemouth
- Full-time
- Hybrid work
- Microsoft Office
- Administrative experience
- IT
- Annual leave
- Employee assistance programme
Quick apply
People and Wellbeing Manager
The Lion Works School —Poole
- £42,000 - £45,000 a year
- Full-time
- Management
- Supervising experience
- Human resources
- Free parking
Quick apply
5d
Operations Coordinator
Poole Bay Holdings Management Ltd —Poole
- £26,500 - £29,000 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Free parking
- Employee discount
Quick apply
6d

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Compliance Manager

Mortgage Intelligence -
Bournemouth

Apply Now

Job details

Qualifications

Management
IT
Financial services
Communication skills

Full job description

Location: Bournemouth / Hybrid

Salary: Competitive

Job Reference Number: MIH190624

Overall Responsibility:

To closely support the Head of Compliance in providing assurance to Mortgage Intelligence Holdings (MIH) that we, and our Appointed Representatives (ARs), adhere to the required regulatory standards set by the Financial Conduct Authority (FCA) and deliver good outcomes for our customers.

The role will report directly into the Head of Compliance and will involve the day to day management of the compliance team.

Key Responsibilities:

Oversee the operation of the Compliance Team, providing guidance and instruction to the team through proactive decision making
Carry out people management duties for direct reports, including regular 1:1’s, appraisals and team meetings
Support the provision of relevant training and development of the Compliance Team
Provide the Head of Compliance with regular support on all compliance related matters and deputise as required
Proactively consider opportunities to enhance client outcomes within MIH, assisting in the ongoing development of the compliance function and control frameworks
Produce and analyse management information to identify areas of customer and business risk
Manage and provide advice relating to the remediation of risk events and/or compliance breaches
Lead on relevant compliance related 2nd/3rd line audit work and ensure any actions are implemented within agreed timescales
Prepare regular, timely and relevant reports for the Board and other Committees, including recommendations for addressing any weaknesses identified across the business
Contribute towards the networks ongoing Consumer Duty obligations, considering these in all actions and decisions that are taken
Work closely with key business areas and stakeholders across the business, in particular the Network Quality Manager and Head of Business Assurance Managers, to implement MIHs agreed approach to compliance related matters
Regularly attend and contribute to a range of internal and external meetings on compliance related matters
Provide the Head of Compliance with regular updates on key risks and emerging issues from within the Compliance Team
Maintain a good industry and technical compliance knowledge, assuming responsibility for own personal development
Carry out ad hoc tasks as may be delegated to you by the Head of Compliance, as required by the business

Key Skills and Experience:

Strong relevant experience of Compliance roles within the financial services industry (ideally intermediary mortgage and insurance firms but other similar experience could be considered)
Experience of managing, motivating and developing teams
Proactive and willing to take responsibility for improving efficiency and accountability within the team
Strong understanding of MCOB, ICOBS, DISP, data protection and money laundering regulations, and of associated regulatory expectations
Ability to make decisions regarding the severity of issues and implement appropriate actions to mitigate them
Ability to identify root causes and define and shape appropriate improvement plans
Ability to lead by example in order to create an effective working environment.
Excellent written and verbal communication skills, to enable clear and insightful reporting to senior management
Excellent attention to detail
Strong IT skills

Apply Now

Refine Your Search

senior compliance manager jobs in poole

Compliance Manager

Golf Club Manager - Bulbury Woods Golf Club

Compliance and Ops Risk Test Senior Lead

Operations Manager

Senior Project Manager - Aerospace & Defence

Trainee Block Manager

Locality Manager - Adult Supported Living

Procurement Manager

Product Lifecycle Manager

Senior Project Manager

Account Manager

Project Manager

Falls Prevention Associate Practitioner

Senior Project Manager

Deputy Manager

Key Account Manager OEM

Planner

Practice Support Manager

People and Wellbeing Manager

Operations Coordinator

I want to receive the latest job alerts for senior compliance manager in poole

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