Group compliance advisory Work, Jobs in Springfield, Lan (with Salaries)

Group Compliance Advisory Assistant
Marlborough Group —Bolton
- Full-time
- Hybrid work
- English
- Communication skills
Quick apply
Solicitor - Privacy Specialist
Parkingeye Limited —Coppull
- £75,000 - £85,000 a year
- Full-time
- Contracts
- Communication skills
Quick apply
Head of Operational Delivery
Pennington Choices Ltd —Warrington
- £60,000 - £70,000 a year
- Full-time
- Hybrid work
- Administrative experience
- Organisational skills
- Communication skills
- Health & wellbeing programme
- Annual leave
Workplace exprience coordinator
AMS GROUP —Manchester
- £26,000 a year
- Full-time
- Customer service
- Microsoft Office
- Accounting
- Employee assistance programme
- Employee discount
Quick apply
7d
Security Regional Operations Manager
ASEL —Preston
- Management
- Project management
- Communication skills
- Employee assistance programme
Advisory Senior Administrator
PKF Littlejohn —Manchester
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Office
- Annual leave
7d
Project Coordinator
Pennington Choices Ltd —Warrington
- £24,570 - £32,340 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Health & wellbeing programme
- Annual leave
Technical Lead
Verlingue —Manchester
- £50,000 a year
- Full-time
- Microsoft Office
- Leadership
- Communication skills
Quick apply
Research Technician
The University of Manchester —Manchester
- £33,002 - £36,636 a year
- Full-time
- Hybrid work
- University
- School
- Annual leave
- Employee assistance programme
10d
Compliance Services Partnership Group – Senior Manager/Manager
Pwc UK —Manchester
- Full-time
- Hybrid work
- Tax experience
People Service Delivery Manager
The Riverside Group —Liverpool
- £43,460 - £48,024 a year
- Full-time
- Oracle
- Microsoft Office
- Human resources
Managing Consultant – Defence / Government
NCC Group —Manchester
- Full-time
- Hybrid work
- Presentation skills
- Annual leave
Quick apply
Principal, Strategic AI Advisory EMEA
Boomi —Manchester
- Remote
- Master's degree
- Travel
- APIs
13d
Manager - Restructuring Advisory
FRP Advisory Group —Manchester
- Full-time
- Hybrid work
- Microsoft Excel
- Maths
Quick apply
Assistant Director of Inclusion & Send
Salford City College —Salford
- £38,035 - £47,270 a year
- Full-time
- Military
- Free parking
- Employee discount
1d
HR Advisor
Compassionate Care Group —Altrincham
- £35,000 - £37,000 a year
- Full-time
- Hybrid work
- Travel
- Human resources
- Communication skills
- Free parking
- Annual leave
Quick apply
Graduate Trainee Tax Adviser
McBrides Accountants LLP —Altrincham
8d
Tax Senior Manager - Large Corporate/ International Tax Specialist
Cooper Parry —Manchester
- Full-time
- Remote
- Tax experience
Helpdesk Administrator - Employment Services
096 Mersey and West Lancashire Teaching Hospitals NHS Trust —St Helens
- £25,760 - £27,476 a year
- Full-time
- Communication skills
- Annual leave
9d
Private Client Solicitor
Eventus Recruitment Group —Bolton
- £32,000 - £50,000 a year
- Monday to Friday
- Hybrid work
- Financial services
- Communication skills

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group compliance advisory jobs near springfield, lan

Group Compliance Advisory Assistant

Marlborough Group -
Bolton

Quick apply

Job details

Permanent | Full-time

Benefits

Cycle to work scheme
Company pension
Private medical insurance

Qualifications

GCSE
English
Communication skills

Full job description

Job Title: Group Compliance Advisory Assistant

Department: Group Compliance

Location: Bolton

Hours of work: Monday to Friday 9:00am - 5:00pm

Holiday Entitlement: 25 days plus statutory bank holidays

Role Purpose:

Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver Compliance advice, oversight and challenge to the business in support of the right customer outcomes.

Key Responsibilities:

Provide advice and guidance to the business in response to compliance queries. This includes both FCA rules / guidance and anti-financial crime rules / guidance.
Support the delivery of the Group's anti-financial crime framework by undertaking the timely investigation and resolution of daily name screening alerts, applying judgement to identify potential matches and referring these to the MLRO; maintaining the Politically Exposed Persons (PEP) register, supporting the handling of MLRO referrals; collating and producing management information (MI) and conducting quality assurance sampling of onboarding activities.
Conduct regular monitoring such as market abuse, best execution and conduct attestations.
Maintain the Insider and Market Soundings register and approve Personal Account Dealing (PAD) requests.
Maintain and monitor Gifts and Hospitality, including reconciliation against expense claims.
Support regulatory horizon scanning activities by updating the regulatory change tracker with publications and assisting the initial assessment of their relevance and potential business impacts.
Assist in maintaining the firm's compliance policies and procedures, considering best practices and any regulatory changes.
Represent Compliance at forums, working groups and other meetings.
Promote a strong compliant culture within the business, through engagement and activities such as regulatory training.

Knowledge, Skills & Qualifications

Essential Skills:

Able to problem solve and deal with queries.
Able to prioritise and work to strict guidelines.
Attention to detail.
Strong written and verbal communication skills.
Good numeric skills.

Beneficial Skills:

Able to persuade and influence.
Good stakeholder management at all levels.

Essential Qualifications:

5 GCSE's Grade A-C (must include Mathematics and English)

Beneficial Qualifications:

Completion or working towards the Investment Operations Certificate (IOC).
An industry recognised financial crime qualification.

Essential Experience:

12 months experience working within a similar role sector.

Beneficial Experience:

Familiarity with FCA regulations, including the FCA Principles for Businesses and Handbook.
Experience in anti-financial crime role, including money laundering and sanctions.

Essential Personal Qualities:

Work collaboratively as part of a team.
Able to work under pressure.
Positive attitude.
Flexible and able to learn quickly.
Friendly and approachable.
Resilient.

Other Entitlements:

Competitive salary with annual salary reviews
9% non-contributory pension
Annual discretionary bonus scheme
Long Term Incentive Plan (LTIP)
Private Healthcare Scheme with Dental and Optical Care
Death in Service at 5x Annual Salary
35 Hour working week
Training for IOC and other relevant qualifications
Study Leave
Cycle2Work Scheme
Eye Test Reimbursement
Your Birthday off
13 weeks full paid maternity leave
2 weeks full paid paternity leave

Quick apply

Refine Your Search

group compliance advisory jobs in springfield, lan

Group Compliance Advisory Assistant

Solicitor - Privacy Specialist

Head of Operational Delivery

Workplace exprience coordinator

Security Regional Operations Manager

Advisory Senior Administrator

Project Coordinator

Technical Lead

Research Technician

Compliance Services Partnership Group – Senior Manager/Manager

People Service Delivery Manager

Managing Consultant – Defence / Government

Principal, Strategic AI Advisory EMEA

Manager - Restructuring Advisory

Assistant Director of Inclusion & Send

HR Advisor

Graduate Trainee Tax Adviser

Tax Senior Manager - Large Corporate/ International Tax Specialist

Helpdesk Administrator - Employment Services

Private Client Solicitor

I want to receive the latest job alerts for group compliance advisory in springfield, lan

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