Asset manager Work, Jobs in Stanmore, Gtl (with Salaries)

Compliance Officer
TrinityBridge —London
- Communication skills
Estates Manager (Building Manager)
Praxis Real Estate Management Ltd —Borehamwood
- Full-time
- Communication skills
- Employee assistance programme
Quick apply
10d
Property and Asset Manager
Cimspa —St Albans
- £56,316 - £60,737 a year
- Full-time
8d
Customer Service Supervisor
TLC Care —Pinner
- Full-time
- Computer literacy
- Continuous improvement
- Front desk
- Employee discount
Quick apply
Contact Centre Operations Manager
Eckoh —Hemel Hempstead
- From £47,000 a year
- Full-time
- Hybrid work
- Customer service
- Microsoft Office
- Analysis skills
- Free parking
- Work from home
Quick apply
Property and Asset Manager
St Albans City & District Council —St Albans
- £56,316 - £60,737 a year
- Full-time
- English
- Analysis skills
- Team management
- Annual leave
Casework Admin Manager
Crown Prosecution Service —St Albans
- £32,110 - £34,280 a year
- Part-time
- Hybrid work
- Management
- Presentation skills
- Leadership
- Flexitime
Service Desk Manager
EA-RS Group —High Wycombe
- £40,000 - £50,000 a year
- Weekend availability
- Customer service
- Supervising experience
- Team management
Quick apply
8d
Brand Manager
Bunzl UK & Ireland Portfolio Brands —Slough
- £40,000 - £60,000 a year
- Full-time
- Quality control
- SharePoint
- In-person
Quick apply
Repairs Manager
Morgan Sindall Property Services Limited —Welwyn
- £60,000 a year
- Full-time
- Employee assistance programme
- Employee discount
13d
IT & Helpdesk Manager - Panavision London
Panavision —London
- Weekend availability
- Bachelor's degree
- No degree
- Travel
Home Improvers Community Event Executive
Wickes —Watford
- Full-time
- Organisational skills
- In-person
- Communication skills
- Employee assistance programme
- Employee discount
Facilities Management Administrator
The Well Group Limited —Northwood
- £30,000 - £35,000 a year
- Full-time
- English
- Accounting
- SharePoint
- Free parking
Quick apply
3d
Senior Brand Manager – DEWALT Tools & Solutions
Stanley Black & Decker —Maidenhead
- Full-time
- Remote
- Travel
- Employee discount
Assessment Day (Entry-level)
Hachette —London
- Hybrid work
- Annual leave
- Employee discount
7d
Sales Operations Manager
Eckoh —Hemel Hempstead
- From £70,000 a year
- Full-time
- Hybrid work
- CRM software
- Salesforce
- Communication skills
- Free parking
- Work from home
Quick apply
UK Office Manager & Executive Assistant
ITE MGMT —London
- £55,000 - £65,000 a year
- Full-time
- Bachelor's degree
- Financial services
- Budgeting
- Annual leave
Quick apply
4d
Contract Manager - Northern Trains
APCOA PARKING (UK) LTD —Uxbridge
- £43,000 a year
- Microsoft Word
- Continuous improvement
- Travel
- Annual leave
- Employee discount
Quick apply
Active Travel Corridor Project Manager – Nickey Line
Hertfordshire County Council —Stevenage
- £53,806 - £59,497 a year
- Hybrid work
- English
- Presentation skills
- No degree
Performance Manager
Browne —Kings Langley
- £55,000 - £65,000 a year
- Full-time
- PMP
- Data analysis skills
- Analysis skills
Quick apply

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Compliance Officer

TrinityBridge -
London

Apply Now

Job details

Permanent

Qualifications

Financial Conduct Authority guidelines
Complaint handling
Organisational compliance experience
Compliance management
Risk management
Financial compliance & regulatory experience
Communication skills
Corporate regulatory compliance oversight

Full job description

Role overview
To support and assist in the administration and reporting work of the Central Compliance team. Maintaining and managing all information, data and records held within Compliance to ensure information is readily accessible, searchable and up-to-date.

Key responsibilities
This is a permanent role as part of the Central Compliance team responsible for the following activities.

Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager. Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
Maintaining insider log records
Contribution to Takeover Panel reporting
Assist with business queries on compliance-related matters
Contribution to ad-hoc tasks and projects as required
Oversee and support the firm's SMCR framework, including Certification, Conduct Rules monitoring, Fitness & Propriety assessments, regulatory notifications, and associated record keeping
Provide advice and training to business stakeholders on SMCR, Conduct Rules, Consumer Duty, and complaints handling obligations.Working with the wider Legal, Risk and Compliance teams as required

Regulatory responsibilities | Compliance/T&C

Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and TrinityBridge Compliance and Risk policies.

About you | Qualifications, skills and strengths

Keen attention to detail, with strong organisation skills
Ability to work quickly and accurately to tight deadlines
Good team player with the ability to work on own initiative
Good communication skills
A willingness to learn new skills and tasks with a proactive attitude
Interest in building knowledge of Compliance within a financial advice and asset management firm
1+ years of experience within a Compliance environment

At TrinityBridge we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.

We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role.

To avoid any ambiguity around fees, please note that speculative CVs received by TrinityBridge, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you.
#LI-EM1 #LI-SY1

Apply Now

Refine Your Search

asset manager jobs in stanmore, gtl

Compliance Officer

Estates Manager (Building Manager)

Property and Asset Manager

Customer Service Supervisor

Contact Centre Operations Manager

Property and Asset Manager

Casework Admin Manager

Service Desk Manager

Brand Manager

Repairs Manager

IT & Helpdesk Manager - Panavision London

Home Improvers Community Event Executive

Facilities Management Administrator

Senior Brand Manager – DEWALT Tools & Solutions

Assessment Day (Entry-level)

Sales Operations Manager

UK Office Manager & Executive Assistant

Contract Manager - Northern Trains

Active Travel Corridor Project Manager – Nickey Line

Performance Manager

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