Regulatory specialist Work, Jobs in Sutton, Gtl (with Salaries)

Regulatory Compliance Specialist
Quintet Private Bank —London
- English
- Microsoft Office
- IT
Analyst, Knowledge Management Specialist
Janus Henderson —London
- Hybrid work
- Microsoft Office
- Analysis skills
- Project management
Regulatory Reporting Implementation Specialist - 2026
Suade —London
- £45,000 - £60,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- English
- Bachelor's degree
- Annual leave
- Work from home
Quick apply
6d
Specialist, Sustainability Regulatory Strategy & Execution
The Bank of New York Mellon Corporation —London
- Full-time
- Microsoft Powerpoint
- Bachelor's degree
12d
Associate, Governance & Oversight Specialist
Janus Henderson —London
- Hybrid work
- Microsoft Powerpoint
- Microsoft Excel
- IT
Training and Development Coordinator
Glenholme Healthcare Ltd —Eton
- £30,000 - £35,000 a year
- Full-time
- Microsoft Office
- Presentation skills
- Driving
- Annual leave
- Employee assistance programme
Quick apply
Global Benefits Senior Specialist
Boston Consulting Group —London
- Full-time
- Microsoft Excel
- Analysis skills
Function Tester
Sureserve —London
- £25,000 - £27,000 a month
- Hybrid work
- Bachelor's degree
Quick apply
4d
OT Systems Administrator Specialist - Laboratory Systems
Lonza —Slough
- Full-time
- Windows
- No degree
- Travel
- Relocation assistance
Matron
Kent and Medway Mental Health NHS Trust —Dartford
- £57,528 - £64,750 a year
- Full-time
10d
Compliance and Regulatory Associate
Limbic —London
- Full-time
- Hybrid work
- Organisational skills
- Annual leave
6d
Care Home Regional Trainer
Excelcare Holdings —Bromley
- £40,000 - £45,000 a year
- Full-time
- Travel
- Organisational skills
- In-person
- Free parking
- Referral programme
Quick apply
14d
Regulatory Education Specialist (Quality)
Scarlet —London
- £60,000 - £80,000 a year
- Full-time
- Remote
- Communication skills
- Teaching
Freshdesk coordinator
Inspiration Healthcare Ltd —London
- Full-time
- Hybrid work
- Customer service
- Microsoft Office
- Administrative experience
Quick apply
13d
Access Arrangement Officer
Inspired —London
- Full-time
- Remote
- Microsoft Office
- IT
- School
11d
Assistant Director of Mental Health & Autism
Active Prospects —Reigate
- £75,000 a year
- Full-time
- Hybrid work
- Management
- Employee assistance programme
Quick apply
3d
Client Success Executive
PEI Group —London
- English
- Administrative experience
Trainee Engineer (Fire & Warden Call)
Sentinel —South London
- From £27,000 a year
- Full-time
- Health & wellbeing programme
- Flexible schedule
Quick apply
11d
Senior Research Associate - Quality & Excellence
PEI Group —London
- Organisational skills
- Communication skills
5d
Paralegal - Claimant & Union (Employment)
Penningtons Manches Cooper LLP —London
- Full-time
- Organisational skills
- Communication skills
14d

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Regulatory Compliance Specialist

Quintet Private Bank -
London

Apply Now

Job details

Qualifications

English
Microsoft Office
IT
Communication skills

Full job description

Purpose of the Job

Our parent company, Quintet Private Bank, is a leading private bank in the wealth management sector; we are committed to our clients and their families, and pride ourselves on our personalised service based on a deep understanding of what clients want to achieve. Compared to others, we are small (<1,800 employees across 30 European and UK locations) with an ambition to stay true to our purpose to be the most trusted fiduciary of family wealth.

The principal duty of the Regulatory Compliance Specialist (Director) is supporting the Brown Shipley, Head of Compliance, in ensuring that the team delivers high quality compliance advice to colleagues across the UK in the areas of: Conduct of Business, Investor Protection, Market Abuse, and Cross-Border regulations. The role holder hierarchically reports to Brown Shipley's Head of Compliance, and has a functional reporting line to Quintet’s Head of Group Regulatory Compliance & Cross Border, thus working closely with other EU and UK RC advisors to ensure the successful delivery of the Compliance function’ strategy.

The succesesful candidate will contribute to regulatory interactions, support the effective management of compliance risk, and provide clear, pragmatic guidance to the business. You’ll also play a role in identifying, assessing and managing regulatory risk, ensuring it is appropriately governed and aligned to the firm’s risk appetite.

This is a hands on role for an experienced compliance professional who is comfortable operating across both advisory and regulatory engagement, and who can partner with the business to deliver the right outcomes for clients while maintaining strong regulatory standards.

Key Accountabilities

Culture: The role holder must carry out all duties in strict accordance with Quintet’s Code of Conduct and act as its ambassador at all times. As any other member of the Compliance function, the role holder will foster a positive culture of compliance across Brown Shipley and Quintet.
Risk stewardship: Oversight, management & governance of RCC risk to ensure that risk is identified, assessed, mitigated, monitored, and managed in alignment with the Risk Appetite and Management Framework; taking into account regulatory requirements, ethical & departmental standards. To act as a trusted advisor to all LoD, process, control and risk owners on appropriate steps and approaches to be taken to ensure risks are effectively controlled and managed
Policies: Drafting and reviewing Quintet’s RCC policies and procedures to ensure they remain aligned to the Brown Shipley and UK regulators’ expectations and best industry practice.
Regulatory change: Supporting the business with the implementation of new relevant initiatives from the local regulator and other UK regulators, by providing technical regulatory support
Governance: Assisting Brown Shipley's Head of Compliance as well as RCC Head of Compliance in the production of technical analyses and reports related to regulatory risk for escalation to the relevant supervisory and
governance bodies.
Cross-Functional Collaboration: Partner with other teams within the Compliance Function (Monitoring, Business Management, FCC, Business Management) to achieve Compliance's function strategic objectives.

Knowledge and Experience

Good working knowledge of the Brown Shipley and UK regulatory environment in the RCC topics as listed above.
Ability to interpret rules and regulation and communicate the requirements clearly and effectively to a diverse range of stakeholders.
Experience of drawing up and maintaining policies on regulatory requirements
Proven relevant experience in an Tier 1 private bank/ wealth or asset manager/ regulator/ legal or professional services firm.
Excellent written, verbal, numeric and comprehension skills and IT proficient

Attributes and Qualities

Strong Communication (Verbal & Written)
Critical Thinking & Problem Solving
Time Management
Excellent written, verbal, numeric and comprehension skills and IT proficient.
Results Orientation
Collaborative teamwork

Technical Skills

Extensive experience in a similar role
Higher Education (University / Bachelor)
MS Office

Languages Skills

Fluent in English, Additional European language advantageous

Apply Now

Refine Your Search

regulatory specialist jobs in sutton, gtl

Regulatory Compliance Specialist

Analyst, Knowledge Management Specialist

Regulatory Reporting Implementation Specialist - 2026

Specialist, Sustainability Regulatory Strategy & Execution

Associate, Governance & Oversight Specialist

Training and Development Coordinator

Global Benefits Senior Specialist

Function Tester

OT Systems Administrator Specialist - Laboratory Systems

Matron

Compliance and Regulatory Associate

Care Home Regional Trainer

Regulatory Education Specialist (Quality)

Freshdesk coordinator

Access Arrangement Officer

Assistant Director of Mental Health & Autism

Client Success Executive

Trainee Engineer (Fire & Warden Call)

Senior Research Associate - Quality & Excellence

Paralegal - Claimant & Union (Employment)

I want to receive the latest job alerts for regulatory specialist in sutton, gtl

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