Wealth manager Work, Jobs in Tarleton, Lan (with Salaries)

Assistant Investment Manager
RGH‑Global Limited —Blackpool
- £35,000 - £60,000 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Business development
Freelance Supervising Social Workers for Assessments
Family Care Group —Chorley
- Part-time
- No experience needed
Supervising Social Worker - Fostering
Family Care Group —Chorley
- £34,200 - £42,200 a year
- Weekend availability
- No experience needed
- Master's degree
- Experience working with children
- Employee assistance programme
Sales Co-ordinator
SIG Roofing —Liverpool
- Communication skills
- Employee discount
Commercial Property Portfolio / Strategic Asset Manager
Bluefin Management —Salford
- £35,000 - £60,000 a year
- Full-time
- Management
- In-person
- Leadership
- Free parking
Quick apply
11d
Organisational Development Consultant
Salford Council —Swinton
- £39,152 - £41,771 a year
- Human resources
- Training & development
14d
Land Manager / Senior Land Manager - Warrington
Churchill Retirement PLC —Warrington
- Employee assistance programme
- Referral programme
Senior Commissioning Manager - Placements and Sufficiency
Salford Council —Salford
- £56,288 - £58,267 a year
Senior Planner
AmcoGiffen —Warrington
- £65,000 - £75,000 a year
- Full-time
- Civil engineering
- Data analysis skills
- Mentoring
- Life insurance
Quick apply
School Business Manager
Salford Council —Salford
- £31,677 - £34,107 a year
- Microsoft Office
- Experience working with children
- Human resources
8d
Audit Assistant Manager
AAB —Bolton
- Business development
- Quality control
- Mentoring
- Annual leave
- Employee assistance programme
Business Development Manager - Regional Sales
Nationwide Platforms —Warrington
- Microsoft Powerpoint
- Microsoft Word
- CRM software
Site Manager
Salford Council —Salford
- £18,335 - £18,926 a year
- School
Audit Manager
AAB —Bolton
- Business development
- Quality control
- Mentoring
- Annual leave
- Employee assistance programme
Hire Desk Controller
Nationwide Platforms —Birchwood
- Communication skills
- Negotiation
- Annual leave
- Employee discount
8d
Governance Professional Officer
Salford Council —Swinton
- £26,359 - £28,141 a year
- Call to connect
- Communication skills
- School
6d
Accountant
Salford Council —Swinton
- £39,152 - £41,771 a year
- Analysis skills
- Budgeting
- Communication skills
20h
Assistant Quantity Surveyor
AmcoGiffen —Warrington
- £32,000 - £42,000 a year
- Full-time
- Civil engineering
- Analysis skills
- Contracts
- Life insurance
Quick apply
Platform Administrator
Hoxton Wealth —Liverpool
- Organisational skills
- Financial services
- Communication skills
Quick apply
Residential Service Manager
Salford Council —Salford
- £59,255 - £61,343 a year
- Hybrid work
- Management
- Budgeting
- Leadership
2d

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Assistant Investment Manager

RGH‑Global Limited
Blackpool

Apply Now

Job details

Permanent | Full-time
£35,000 - £60,000 a year

Qualifications

Microsoft Powerpoint
Microsoft Word
Investment
Financial Conduct Authority guidelines
Process improvement
Bloomberg
Business development
Relationship management
Client onboarding compliance checks

Full job description

Assistant Investment Manager

Location: Blackpool (hybrid working available)

Salary: £35,000-£60,000

Overview

An established discretionary wealth management firm is seeking an Assistant Investment Manager (Client Dealing) to support Investment Managers in delivering high-quality portfolio management and client service.

This role provides comprehensive investment and administrative support, ensuring efficient portfolio oversight, accurate client reporting, and adherence to regulatory and internal governance standards. The successful candidate will act with integrity and professionalism at all times, prioritising positive client outcomes and regulatory compliance.

Key Responsibilities

Client & Investment Support

Work closely with an Investment Manager to support the development and maintenance of client relationships, delivering excellent service and adapting appropriately for vulnerable clients.
Draft client correspondence and meeting documentation.
Prepare portfolio reports, performance data and supporting materials for client meetings and presentations.
Assist with suitability reviews by collating relevant client and portfolio information.
Maintain accurate and up-to-date client records, including documentation of meetings and communications.

Portfolio Monitoring & Administration

Support ongoing portfolio monitoring in line with firm models and procedures.
Assist with reviewing tolerance and exception reports, highlighting discrepancies for Investment Manager review and supporting follow-up actions.
Ensure client valuations and tax documentation are accurate, complete and issued in accordance with regulatory standards.
Provide administrative support for account opening, client onboarding (including CDD/KYC), stock transfers and day-to-day portfolio administration.
Assist in resolving client queries or complaints, escalating to Compliance where required.
Support remedial actions arising from compliance monitoring or advice reviews within agreed timescales.

Dealing & Execution

Place trades based on instructions from Investment Managers, ensuring accurate execution and booking within the relevant systems.
Accept and process client execution-only orders for non-complex instruments in line with documented procedures and regulatory requirements.
Following certification, undertake investment research under the direction of the Investment Manager and within firm guidelines.

Business Development & Relationship Management

Assist with preparing pitch materials and presentations for prospective clients.
Support the management and updating of new business pipeline reporting.
Liaise, at the direction of the Investment Manager, with financial planners, intermediaries and product providers regarding client investments and tax matters.
Identify opportunities to introduce clients to additional services within the wider organisation.
Contribute to the achievement of team targets through efficient servicing of existing and new clients.

Additional Responsibilities

Maintain FCA Certification requirements, demonstrating ongoing Fitness & Propriety.
Complete and record appropriate Continuing Professional Development (CPD).
Identify opportunities for process improvement and contribute to efficiency initiatives.
Support wider team projects and assist in the development of junior colleagues where required.
Provide broader front-office support as needed.

Candidate Profile

Qualifications

RQF Level 3 (CISI) qualification – desirable.
Commitment to achieving RQF Level 4 (e.g. CISI Investment Advice Diploma) within an agreed timeframe (minimum requirement for Certification).
Assessed as Fit & Proper under the FCA Certification Regime (or eligible to obtain).

Technical Skills

Strong working knowledge of Microsoft Word, Excel and PowerPoint.
Experience with portfolio management and trading systems.
Familiarity with market data systems such as Bloomberg, FactSet, Fidessa or equivalent.
Understanding of internal procedures and regulatory frameworks relevant to client dealing.

Regulatory & Conduct Awareness

Sound understanding of FCA regulatory requirements applicable to client dealing roles.
Demonstrates integrity, due skill and care, and commitment to fair client outcomes.
Maintains high standards of market conduct and regulatory cooperation.

Apply Now

Refine Your Search

wealth manager jobs in tarleton, lan

Assistant Investment Manager

Freelance Supervising Social Workers for Assessments

Supervising Social Worker - Fostering

Sales Co-ordinator

Commercial Property Portfolio / Strategic Asset Manager

Organisational Development Consultant

Land Manager / Senior Land Manager - Warrington

Senior Commissioning Manager - Placements and Sufficiency

Senior Planner

School Business Manager

Audit Assistant Manager

Business Development Manager - Regional Sales

Site Manager

Audit Manager

Hire Desk Controller

Governance Professional Officer

Accountant

Assistant Quantity Surveyor

Platform Administrator

Residential Service Manager

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