Senior compliance officer Work, Jobs in Waltham Cross (with Salaries)

Senior Compliance Officer
BHFT —London
- Full-time
- Remote
- Communication skills
- Flexible schedule
Quick apply
Senior Compliance Officer
Partners Group —London
9d
Compliance Officer
Kelwel Care —Brentwood
- From £27,500 a year
- Full-time
- Salesforce
- Recruiting
- In-person
- Free parking
Quick apply
12d
Senior Manager MLRO, Compliance
Affirm —London
- £120,000 - £168,000 a year
- Remote
- Analysis skills
- Employee stock purchase plan
Senior Compliance Officer
Royal Bank of Canada —London
- Full-time
- Communication skills
Senior Due Diligence Officer
xpate —London
- English
- Organisational skills
- Communication skills
- Annual leave
- Flexible schedule
Quick apply
8d
Senior Admissions Officer
Regent College London —London
- Full-time
- Hybrid work
- CRM software
- Microsoft Office
- Continuous improvement
Quick apply
Senior Compliance Officer
Teya —London
- Full-time
- SQL
- Analysis skills
- Bachelor's degree
Regulatory & Compliance Officer
Daffodils Fostering Limited —Stanmore
- £46,000 - £52,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- Continuous improvement
- Annual leave
Quick apply
1d
Senior Planning Officer
Chelmsford City Council —Chelmsford
- £48,557 - £53,012 a year
- Full-time
- Hybrid work
- Communication skills
Senior Compliance Manager
Vedder Price LLP - London UK —London
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Operations Director
Lane7- Operations —London
- Up to £140,000 a year
- Full-time
- Hospitality
- Bar
- Continuous improvement
- Referral programme
Quick apply
Senior Compliance Officer (Reinsurance)
Marsh —London
- Full-time
- Bachelor's degree
- Travel
- Mentoring
Compliance Officer
Incard —London
- Full-time
- Communication skills
- Annual leave
- Sick pay
Quick apply
Senior Complaints Officer
Arbuthnot Latham —London
- Communication skills
- Banking
Senior Pharmacovigilance Officer
Milpharm Ltd —Uxbridge
- £28,000 - £35,000 a year
- Full-time
- Nursing
- English
- Bachelor's degree
- Life insurance
- Sick pay
Quick apply
Manager, Compliance
Intercontinental Exchange Holdings, Inc. —London
- £89,000 - £127,000 a year
- Full-time
- Master's degree
- Project management
- Bachelor's degree
12d
Compliance Monitoring Officer
Lendable —London
- Full-time
- Hybrid work
- Data analysis skills
- Analysis skills
- Business
- Referral programme
12d
TikTok EU/UK Senior Financial Crime Compliance Officer
TikTok —London
Compliance Officer
Stephenson Harwood LLC —London
- Research
- Presentation skills
- Bachelor's degree
- Employee discount

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senior compliance officer jobs near waltham cross

Senior Compliance Officer

BHFT -
London

Quick apply

Job details

Full-time

Benefits

Flexible schedule

Qualifications

Communication skills

Full job description

Company Description

BHFT is a proprietary algorithmic trading firm. Our team manages the full trading cycle, from software development to creating and coding strategies and algorithms.

Our trading operations cover key exchanges. The firm trades across a broad range of asset classes, including equities, equity derivatives, options, commodity futures, rates futures, etc. We employ a diverse and growing array of algorithmic trading strategies, utilizing both High-Frequency Trading (HFT) and Medium-Frequency Trading (MFT) approaches. Looking ahead, we are expanding into new markets and products. As a dynamic company, we continuously experiment with new markets, tools, and technologies.

We’ve got a team of 200+ professionals, with a strong emphasis on technology—70% are technical specialists in development, infrastructure, testing, and analytics spheres. The remaining part of the team supports our business operations, such as Risks, Compliance, Legal, Operations and more.

Our employees are located all around the world, from the United States to Hong Kong. Although we maintain office spaces, we currently operate as a 100% remote organization.

At BHFT, clarity and transparency are at the core of our culture: we value open communication, ensuring that our processes are straightforward.

Job Description

Advisory compliance — primary owner, all regions

Real-time trading guidance across all asset classes and venues
Building and maintaining a pre-cleared rules framework for recurring desk queries
Advising development, trading, and operations teams on building and maintaining compliant tools and processes
Building out a comprehensive algo trading governance framework covering the full lifecycle — pre-deployment approvals, ongoing monitoring, change management, business continuity, information security, and annual review
New market and product approvals

Core compliance — oversee two Compliance Officers responsible for:

Trade surveillance across all venues
Regulatory and exchange affairs — filings, registrations, regulator and exchange inquiries, client/due-diligence reviews, FCM interface
Policies and training — maintaining the policy framework and running the training program across all regions
AML and sanctions — screening vendors and counterparties (brokers, FCMs)

Leadership

Supervising and developing two Compliance Officers
Representing compliance in cross-functional discussions with risk, development, and front office
Escalation point for non-routine compliance matters

Qualifications

Hands-on experience building compliance tools and systems, not only policy and procedure work
Direct experience in a compliance role at a proprietary trading firm, market maker, electronic trading venue, or trading desk
Experience across multiple asset classes — commodities, rates, equity futures, options on futures, and equities
Working knowledge of algo trading controls and governance frameworks
Familiarity with multi-venue regulatory obligations across at least two of: US (CFTC/NFA), EU (MiFID II), India (SEBI), UK (FCA)
Knowledge of core compliance policies — AML, recordkeeping, whistleblowing, conflicts of interest — and ability to write, implement, and maintain policies and procedures around them
Ability to deliver timely, well-reasoned guidance while maintaining independence as a control function
Strong written communication for policies, procedures, and regulatory correspondence

Nice to have

Experience with equities compliance frameworks — Reg SHO, short selling regimes, locate obligations
Experience with exchange membership obligations (ICE, CME, LME, NSE)
Familiarity with position-limit regimes across multiple venues
Exposure to Chinese exchange connectivity (CTP)
Background in trade surveillance systems and alert handling
Experience building compliance frameworks from scratch
Experience automating AML/sanctions screening workflows

Additional Information

What we offer:

Experience a modern international technology company without the burden of bureaucracy.
Collaborate with industry-leading professionals, including former employees of Tower, DRW, Broadridge, Credit Suisse, and more.
Enjoy excellent opportunities for professional growth and self-realization.
Work remotely from anywhere in the world with a flexible schedule.
Receive compensation for health insurance, sports activities, and non-professional training.

Quick apply

Refine Your Search

senior compliance officer jobs in waltham cross

Senior Compliance Officer

Senior Compliance Officer

Compliance Officer

Senior Manager MLRO, Compliance

Senior Compliance Officer

Senior Due Diligence Officer

Senior Admissions Officer

Senior Compliance Officer

Regulatory & Compliance Officer

Senior Planning Officer

Senior Compliance Manager

Operations Director

Senior Compliance Officer (Reinsurance)

Compliance Officer

Senior Complaints Officer

Senior Pharmacovigilance Officer

Manager, Compliance

Compliance Monitoring Officer

TikTok EU/UK Senior Financial Crime Compliance Officer

Compliance Officer

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