Compliance manager Work, Jobs in Westminster, Gtl (with Salaries)

Compliance Manager
InvestEngine —London
- Hybrid work
- Analysis skills
- Financial services
Compliance Manager
Enfuce —London
- Remote
- Analysis skills
- Organisational skills
- Communication skills
- Annual leave
Compliance and Administration Manager
Activate Trade Group —London
- £18 - £25 an hour
- Part-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick apply
5d
Manager, Compliance
Theramex —London
- English
- Organisational skills
- Communication skills
Senior Product Compliance Manager - KYC & Onboarding
Wise Australia Investments —London
- £83,000 - £118,000 a year
- Travel
- Communication skills
Senior Compliance Manager
Vedder Price LLP - London UK —London
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Senior Compliance Manager - Compliance Monitoring
Quilter —London
- Full-time
- Mentoring
- Financial services
13d
Quality and Compliance Manager
Liaise —London
- £40,000 - £45,000 a year
- Full-time
- IT
- Annual leave
- Employee assistance programme
Quick apply
Senior Manager-Compliance
American Express —London
- Full-time
- Analysis skills
- Project management
- Bachelor's degree
- Life insurance
8d
Head of Student Immigration Advice and Compliance
University College London —London
- £68,284 - £76,244 a year
- Full-time
- Communication skills
- Annual leave
- Employee assistance programme
6d
Compliance and Operational Risk Manager
Bank of America —London
- Full-time
- Sales
- Project management
- Bachelor's degree
- Employee assistance programme
5h
Foreign Exchange Compliance Manager
Bibby Financial Services —Brentwood
- £60,000 - £65,000 a year
- Full-time
- Hybrid work
- Financial services
Quick apply
9d
Compliance Manager (m/f/d)
Sportradar —London
- Full-time
- Supervising experience
- Leadership
- Communication skills
- Health & wellbeing programme
Quick apply
Group FinCrime Compliance Monitoring & Testing Manager
Wise —London
- £68,000 - £92,000 a year
- Full-time
- Hybrid work
- Bachelor's degree
- Travel
- Organisational skills
Quick apply
13d
Contracts Delivery Manager
SSE —London
- £54,952 - £64,738 a year
- Full-time
- Customer service
- Contracts
- IT
- Employee discount
Compliance Manager - FTC
Tindall Riley —London
- Full-time
- Hybrid work
- Communication skills
2d
HR & Compliance Manager – Children's Residential Care
Oasis Manor Care Ltd —London
- £50,000 - £60,000 a year
- Full-time
- Management
- Supervising experience
- Bachelor's degree
Quick apply
3d
Tribunal, Mediation & Compliance Team Leader
London Borough of Camden —London
- £55,581 a year
- Full-time
- Analysis skills
- Leadership
- Communication skills
13d
Quality & Compliance Manager - 12 Month Fixed Term Contract
Aster Group —St. John's Wood
- £50,000 a year
- Full-time
- Employee assistance programme
2d
Head of Compliance SMF 16 (Deputy MLRO)
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- Management
- Analysis skills
- Leadership
- Annual leave
Quick apply

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Compliance Manager

InvestEngine
London

Apply Now

Job details

Qualifications

Analysis skills
Financial services
Root cause analysis

Full job description

About InvestEngine

InvestEngine is everything the modern investor should need. Unbeatable value, market-leading automation, and built for easy, long-term investing. We’ve built a strong foundation, have over £2.5 billion invested, award-winning service, and a passionate team, now we’re ready to scale.

About the Role

We’re looking for a Compliance Manager to join our Compliance team.

You’ll play a key role in ensuring the firm meets its regulatory obligations by delivering compliance monitoring activities, completing compliance and thematic reviews, providing regulatory advice, and supporting the firm’s broader governance frameworks. This is a broad and impactful individual contributor role, ideal for someone who combines strong regulatory knowledge with sound judgement, attention to detail, and a practical approach to problem-solving.

You’ll work closely with stakeholders across Operations, Customer Support, Product, Development, Marketing, Investments, Treasury, and Risk to help embed a culture of compliance throughout the firm. This collaboration ensures that regulatory expectations are understood, practical controls are integrated into business processes, and compliance is viewed as an enabler of sustainable growth rather than a constraint.

Success in this role requires the ability to balance regulatory rigour with commercial pragmatism — applying sound judgement to interpret regulations in a way that upholds standards while supporting the firm’s strategic objectives. From financial promotions and complaints advice to breach oversight, data protection, and regulatory change, you’ll help ensure our policies, procedures, and controls remain effective, up to date, and aligned with FCA expectations.

A continuous improvement mindset is essential, driving regular review and enhancement of policies, monitoring frameworks, and reporting processes to reflect evolving regulations and business priorities. Equally, proactive communication — both within the Compliance team and across the wider business — is key to ensuring transparency, fostering collaboration, and promoting early identification and resolution of compliance risks.

What You’ll Do

Deliver compliance monitoring activities and thematic reviews on schedule, producing clear findings, actionable follow-up points, and robust documentation.
Review and oversee financial promotions and influencer activity, ensuring all communications meet FCA requirements and internal standards within agreed service levels.
Provide timely, practical regulatory advice to teams across Product, Operations, Marketing, Investments, Treasury, and other business areas to support compliant decision-making.
Support breach oversight and investigations in partnership with the Risk function, including root cause analysis, trend analysis, and remediation tracking.
Maintain and enhance policies, procedures, controls, and governance frameworks, including support for data protection monitoring, incident follow-up, and annual policy reviews.
Contribute compliance input into change initiatives and regulatory change assessments, helping identify risks early and reduce downstream remediation.

What We’re Looking For

5+ years of experience in a compliance role within financial services or another regulated environment.
Strong understanding of FCA regulatory expectations, including Consumer Duty, DISP, COBS, financial promotions, and client outcomes.
Excellent attention to detail and analytical skills, with the ability to assess data, documentation, incidents, and reports thoroughly and accurately.
Strong prioritisation and workflow management skills, with the ability to manage a varied workload and deliver to deadlines and service levels.
Confident communicator who can provide clear, practical, and commercially balanced regulatory advice to a range of stakeholders.
A continuous improvement mindset, with the ability to strengthen policies, monitoring frameworks, and reporting processes in line with evolving regulatory and business needs.

Nice to Have

Experience supporting remediation activity, assurance work, or issue resolution programmes in a regulated environment.
Familiarity with data protection governance, policy reviews, and regulatory communications.
Experience contributing to regulatory change assessments, governance forums, or control improvement initiatives.

How We Work

We’re a lean, fast-moving team that values clarity, ownership, and transparency.
You’ll have the freedom to experiment, the responsibility to follow through, and the backing of a team that values clear thinking and open dialogue. We believe in solving problems at the root, not just treating the symptoms.

What We Offer

Impact from day one
You’ll take on meaningful work from the start, tackling real challenges that drive the stability, efficiency, and growth of our business.

Room to grow
As we scale, you’ll have opportunities to expand your responsibilities, influence how we work, and help shape our long-term direction.

Transparent and open culture
We share decisions openly, keep communication channels clear, and encourage collaboration across every part of the business.

Supportive, high-calibre team
Work alongside talented professionals who are experts in their fields — smart, driven, and generous with their knowledge.

Remote first and flexible
Work in the way that best suits you. We focus on results, not rigid hours, and trust you to manage your time effectively.

Our Hiring Process

Introductory call with our Talent team
Gamified cognitive assessment to understand how you think and problem-solve
Competency interview focused on your experience (may include a short task or case study)
Senior leadership interview to explore alignment with our culture, values, and strategic direction

Apply Now

Refine Your Search

compliance manager jobs in westminster, gtl

Compliance Manager

Compliance Manager

Compliance and Administration Manager

Manager, Compliance

Senior Product Compliance Manager - KYC & Onboarding

Senior Compliance Manager

Senior Compliance Manager - Compliance Monitoring

Quality and Compliance Manager

Senior Manager-Compliance

Head of Student Immigration Advice and Compliance

Compliance and Operational Risk Manager

Foreign Exchange Compliance Manager

Compliance Manager (m/f/d)

Group FinCrime Compliance Monitoring & Testing Manager

Contracts Delivery Manager

Compliance Manager - FTC

HR & Compliance Manager – Children's Residential Care

Tribunal, Mediation & Compliance Team Leader

Quality & Compliance Manager - 12 Month Fixed Term Contract

Head of Compliance SMF 16 (Deputy MLRO)

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