Compliance Work, Jobs in Braintree, Ess (with Salaries)

Training and Compliance Officer
Douglas Steers & Company —Colchester
- £70,000 a year
- Full-time
- In-person
- Communication skills
- Health & wellbeing programme
Quick apply
Safety & Compliance Officer
JMC Aviation —Stansted Airport
- £350 a day
- Monday to Friday
- Computer literacy
- Maintenance
- English
Environmental Health Officer (Business Compliance)
Chelmsford City Council —Chelmsford
- £45,585 - £49,515 a year
- Full-time
- Travel
- Organisational skills
- Communication skills
Customs Compliance Analyst
Teledyne Technologies Inc. —Chelmsford
- Full-time
- Continuous improvement
- Computer skills
- Business
- Free parking
- Employee assistance programme
Quality and Compliance Assistant
Harley House Supported Living - Great Bentley —Great Bentley
- £35,000 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Travel
Quick apply
9d
Compliance Specialist
Sekura Global —Colchester
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Free parking
Quick apply
Early Years Compliance Officer
Banana Moon Day Nurseries —Chelmsford
- £40,000 - £42,000 a year
- Full-time
- Hybrid work
- Travel
- Annual leave
- Employee discount
Quick apply
Foreign Exchange Compliance Manager
Bibby Financial Services —Brentwood
- £60,000 - £65,000 a year
- Full-time
- Hybrid work
- Financial services
Quick apply
Compliance & Risk Analyst
MABILLA ENERGY & METALS LTD —Harlow
- £38,100 - £48,200 a year
- Full-time
- Bachelor's degree
- Financial services
- Free parking
- Health & wellbeing programme
Quick apply
Warranty Audit Consultant
MSX International —Colchester
- Overtime
- Travel
- Organisational skills
- Communication skills
- Annual leave
Quick apply
Junior Procurement & Contracts Manager
Unit Export —Basildon
- £26,000 - £28,000 a year
- Full-time
- Spanish
- English
- In-person
- Free parking
- Employee discount
Associate Director Global Quality Compliance TORCH
Teva —Harlow
- Up to 50% travel
- Engineering
- Project management
- Annual leave
Junior Contracts Manager – Maintenance & Facilities
Iconic Group Services Limited —Leigh-on-Sea
- £28,695.35 - £45,560.65 a year
- Full-time
- Management
- Maintenance
- Microsoft Office
- Store discount
- Health & wellbeing programme
Quick apply
20h
Senior Trade Compliance Analyst
Teledyne Technologies Inc. —Chelmsford
- Full-time
- Business
- Communication skills
- Free parking
- Employee assistance programme
MLRO and Compliance Officer
PXP —Stanstead Abbotts
- Full-time
- Hybrid work
- AI
- Communication skills
- Free parking
Quick apply
Export Compliance Site Lead
Teledyne Technologies Inc. —Chelmsford
- Full-time
- Business
- Communication skills
- Free parking
- Employee assistance programme
Business Development Manager - Kiwa Electrical Compliance
Kiwa —Brentwood
- £49,978 a year
- Full-time
- Hybrid work
- Sales
- Contracts
- Annual leave
- Employee assistance programme
Asbestos Site Auditor
Rentokil Initial Group —Chelmsford
- £40,000 - £48,000 a year
- Full-time
- Contracts
- IT
- Annual leave
- Employee assistance programme
Quick apply
VAT Compliance & Advisory Manager
Informa Global Support —Colchester
- Full-time
- Hybrid work
- Microsoft Excel
- Oracle
- Microsoft Outlook
- Annual leave
- Work from home
Quick apply
9d
Head of Care Quality, Compliance and Governance
Principle Care Homes —Billericay
- £60,000 - £65,000 a year
Quick apply

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compliance jobs near braintree, ess

Training and Compliance Officer

Douglas Steers & Company
Colchester

Quick apply

Job details

Permanent | Full-time
£70,000 a year

Benefits

Health & wellbeing programme
Cycle to work scheme
Financial planning services
Company pension
Company events
Private medical insurance

Qualifications

Financial planning
Communication skills
Certificate in Insurance

Full job description

Ranked as one of the Top 100 Financial Advisers in the country with the FT Adviser Top 100 for six consecutive years.

At Douglas Steers and Company, we are dedicated to helping our clients achieve their financial goals through expert advice, strategic planning, and personalised financial solutions. We are seeking an experienced Training & Compliance Officer to join our growing team. This is an exciting opportunity to join our firm as the business rapidly expands.

We are seeking an experienced Training & Compliance Officer to join our team. This is a pivotal role responsible for embedding a strong compliance culture across the business while designing and delivering effective training programmes to support adviser development, competence, and regulatory adherence.

You will work closely with advisers, management, and senior leadership to ensure all staff meet regulatory standards and maintain the highest levels of professionalism and client care.

Position Overview:

We are looking for a Training & Compliance Officer. The successful candidate will play a key role in supporting the career growth and professional development of our IFAs. This opportunity involves coaching, training, and building strong, positive working relationships.

Key Responsibilities will include but are not limited to:

Monitor and maintain adherence to FCA regulations and internal policies
Conduct file reviews, audits, and thematic reviews across advisers and support teams
Identify compliance risks and implement corrective actions
Support the preparation for audits and regulatory reviews
Maintain up-to-date compliance policies and procedures
Provide guidance on regulatory changes and their impact on the business
Promote a strong culture of compliance, ethics, and continuous improvement
Act as a point of contact for compliance and training queries

About You:

Must hold CII or LIBF Regulated Financial Planning Diploma
Previous experience gained within an IFA environment
Strong understanding of FCA regulations and financial advise processes
You will have previous experience in coaching and upskilling individuals/advisers
Strong communication and presentation skills
Commercial Awareness
Attention to detail
Proactive, organised approach
Collaborative mindset

Benefits:

33 days holiday (including bank holidays)
No weekends
Christmas closure
Paid Professional Membership
Full back-office support
Expanding business and opportunity to grow
Company events
Wellbeing support
Cycle to Work scheme (after 2 years)
Birthday Off (after 2 years)
Free Financial Advice

What next?
If you are passionate about helping individuals and families achieve their financial goals, eager to take the next step in your career and believe you have the skills and experience to thrive in this role, we'd love to hear from you! 

Douglas Steers & Company is an equal opportunity employer and is committed to fostering an inclusive, diverse, and respectful work environment for all employees.

Pay: £70,000.00 per year

Benefits:

Company events
Company pension
Cycle to work scheme
Financial planning services
Health & wellbeing programme
Private medical insurance

Application question(s):

Do you hold a Level 4 Diploma in Regulated Financial Planning?

Work Location: In person

Quick apply

Refine Your Search

compliance jobs in braintree, ess

Training and Compliance Officer

Safety & Compliance Officer

Environmental Health Officer (Business Compliance)

Customs Compliance Analyst

Quality and Compliance Assistant

Compliance Specialist

Early Years Compliance Officer

Foreign Exchange Compliance Manager

Compliance & Risk Analyst

Warranty Audit Consultant

Junior Procurement & Contracts Manager

Associate Director Global Quality Compliance TORCH

Junior Contracts Manager – Maintenance & Facilities

Senior Trade Compliance Analyst

MLRO and Compliance Officer

Export Compliance Site Lead

Business Development Manager - Kiwa Electrical Compliance

Asbestos Site Auditor

VAT Compliance & Advisory Manager

Head of Care Quality, Compliance and Governance

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