Senior client compliance manager Work, Jobs in St. Peter, Jsy (with Salaries)

Senior Client Compliance Manager
TMF Group —Saint Peter Port
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Outlook
Senior Client Manager - Private Capital
BNP Paribas —Saint Helier
- Full-time
- Presentation skills
- Communication skills
Senior Manager
JTC Group —St Helier
- IT
- Financial services
- Leadership
10d
Senior Manager (Vice President), Fund Services
Citco —St Helier
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
2d
Head of KYC & Due Diligence
BNP Paribas —Saint Helier
- Full-time
- Management
- Computer literacy
- Presentation skills
4d
Senior Manager
Apex Group —St Helier
- Full-time
- Management
11d
Funds Senior Manager
Alter Domus —Saint Helier
- Management
- Leadership
- Employee assistance programme
13d
Senior Manager, Operations & Business Support
Praxis Group —St Helier
- Presentation skills
- IT
- Communication skills
Quick apply
Client Service Manager
Apex Group —Saint Peter Port
- Full-time
- Administrative experience
- IT
- Leadership
Senior KYC Analyst - Investor
BNP Paribas —Saint Helier
- Full-time
- Computer literacy
- Presentation skills
- Organisational skills
4d
Cluster Facilities Manager
Mitie —Jersey
- Full-time
- Contracts
- Leadership
- Communication skills
Fund Accounting Officer
Alter Domus —Saint Helier
- Bachelor's degree
- Accounting
- IT
- Employee assistance programme
Senior Officer - Fund Admin - RE
Alter Domus —Saint Helier
- Employee assistance programme
Private Capital Administration - Head of Investor Services
Northern Trust Corp. —Saint Peter Port
- Full-time
- Management
- Analysis skills
- Driving
Head of Operational Marketing & Growth Enablement
Praxis Group —Saint Peter Port
- Marketing
- Continuous improvement
- Financial services
Quick apply
4d
Transfer Agency Administrator/Senior Administrator
BNP Paribas —Saint Helier
- Full-time
- Microsoft Word
- Microsoft Excel
- Computer literacy
Senior Associate
Apex Group —Saint Peter Port
- Full-time
- IT
- Leadership
- Banking
Senior Administrator
JTC Group —St Helier
- Tax experience
Assistant Manager, Private Wealth
Praxis Group —St Helier
- Management
- Communication skills
- Tax experience
Quick apply
Senior Officer, Business Risk Management (Fixed Term Contract)
Standard Bank —Saint Helier
- Part-time
- Financial services

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senior client compliance manager jobs near st. peter, jsy

Senior Client Compliance Manager

TMF Group -
Saint Peter Port

Apply Now

Job details

Full-time

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Outlook
English
Microsoft Office
Continuous improvement
Financial services

Full job description

General Information

Job ID

35871

Location

Saint Peter Port, Guernsey

Work Types

Full Time

Categories

Client Corporate Secretarial

We never ask for any kind of payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment or asked to make a purchase, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted through our official channels.

About TMF Group

TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. We provide legal, financial and employee administration through TMF Group’s teams in 125 offices across 87 jurisdictions, covering 92% of world GDP and 95% of FDI inflow.

As we’re a global company with 11,000+ colleagues, we actively seek out people with the talent and potential to flourish at TMF Group, whatever their background, and offer job opportunities to the broadest spectrum of people. Once on board we nurture and promote talented individuals, making sure that senior positions are open to all.

Discover the Role

As a Senior Client Compliance Manager, you will support client boards by ensuring all regulatory and internal compliance requirements are met across multiple Guernsey-regulated entities. You will act as Money Laundering Compliance Officer (MLCO)/Money Laundering Reporting Officer (MLRO) and compliance lead, overseeing anti-money laundering and counter-terrorist financing frameworks. The role involves conducting compliance monitoring reviews, maintaining up-to-date compliance plans, and reporting key findings to client boards. You will liaise with regulators and auditors while ensuring timely remediation of any identified issues. Additionally, you will provide expert guidance on regulatory changes and drive continuous improvement in compliance processes.

Key Responsibilities

Hold the Supervised Roles of MLCO and MLRO for client entities and be the designated person where TMF Guernsey is engaged as Compliance Officer for client entities;
Subject matter expert on Guernsey Financial Services Commission (GFSC) Investment/Fiduciary Regulatory requirements;
Develop and keep up to date the content of client compliance monitoring plans;
Undertake compliance monitoring reviews relating to Guernsey Investment Licensed entities authorised and registered (closed and open ended) funds, including the completion of periodic monitoring reviews;
Draft (and present, where required) regular board compliance reports to the client boards;
Ensure that any compliance monitoring findings identified are tracked and remediated by the relevant TMF business area;
Assist with the development and maintenance of client compliance procedures;
Keep client boards up to date with changes in regulatory requirements;
Pro-actively participate in training programs on compliance and business-related matters as required;
Identify areas of risk and/or inefficiencies and recommend best practice;
Participate in team projects in relation to changes to regulatory requirements for regulated client entities; function as a project lead or primary consultant on large projects with technical components;
Maintain client specific registers/logs including but not limited to, regulatory correspondence, outstanding monitoring findings and breaches and complaints register;
Liaise with internal and external auditors for provision of information as appropriate;
Assist with preparation of monthly and ad hoc management reporting as required;
Liaise with the GFSC where required to seek advice and report information;
Liaise with other authorities, where required, such as the Financial Intelligence Unit (FIU), Revenue Service and Policy and Resources;
Receive and assess any reports made by client entity employees or directors in relation to financial crime suspicions on client entities, liaising with the TMF legal entity MLRO where necessary;
Make prompt disclosures to the FIU via their online portal if after considering a report there is knowledge or a suspicion of financial crime;
Maintain a record of all requests for information from law enforcement authorities and records relating to all internal and external client related Suspicious Activity Reports;
Manage relationships effectively post disclosures to avoid tipping off any external parties;
Act as the liaison point with the GFSC and the FIU and in any other external enquiries in relation to financial crime for client entities;
Update client entities in relation to financial crime including providing periodic information to client board(s).

Key Requirements

Ideally the candidate would hold a relevant Compliance Qualification (ICA at Diploma level or similar).
3-5 years experience in a similar role.
Experience in all MS Office packages (Word, PowerPoint, Excel, Outlook). Other software packages appropriate.
Fluent in both written and spoken English.

What’s in it for you?

Pathways for career development
- Work with colleagues and clients around the world on interesting and challenging work;
- We provide internal career opportunities so you can take your career further within TMF;
- Continuous development is supported through global learning opportunities from the TMF Business Academy;
Making an impact
- You’ll be helping us to make the world a simpler place to do business for our clients;
- Through our corporate social responsibility program, you’ll also be making a difference in the communities where we work;
A supportive environment
- Strong feedback culture to help build an engaging workplace;
- Our inclusive work environment allows you to work from our offices around the world, as well as from home, helping you find the right work-life balance to perform at your best

We’re looking forward to getting to know you!

Apply Now

Refine Your Search

senior client compliance manager jobs in st. peter, jsy

Senior Client Compliance Manager

Senior Client Manager - Private Capital

Senior Manager

Senior Manager (Vice President), Fund Services

Head of KYC & Due Diligence

Senior Manager

Funds Senior Manager

Senior Manager, Operations & Business Support

Client Service Manager

Senior KYC Analyst - Investor

Cluster Facilities Manager

Fund Accounting Officer

Senior Officer - Fund Admin - RE

Private Capital Administration - Head of Investor Services

Head of Operational Marketing & Growth Enablement

Transfer Agency Administrator/Senior Administrator

Senior Associate

Senior Administrator

Assistant Manager, Private Wealth

Senior Officer, Business Risk Management (Fixed Term Contract)

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