Asset manager Work, Jobs in Fitzrovia, Gtl (with Salaries)

Compliance Officer
TrinityBridge —London
- Communication skills
Contact Centre Operations Manager
Eckoh —Hemel Hempstead
- From £47,000 a year
- Full-time
- Hybrid work
- Customer service
- Microsoft Office
- Analysis skills
- Free parking
- Work from home
Quick apply
Locality Manager
Hackney Borough Council —Hackney
- £55,353 - £57,495 a year
- Full-time
- Budgeting
- Training & development
- Communication skills
Property and Asset Manager
Cimspa —St Albans
- £56,316 - £60,737 a year
- Full-time
8d
Assessment Day (Entry-level)
Hachette —London
- Hybrid work
- Annual leave
- Employee discount
7d
Data Administration Officer
Support When It Matters —Hackney
- £25,000 a year
- Weekend availability
- Inventory control
- Microsoft Office
- Administrative experience
Quick apply
Estates Manager (Building Manager)
Praxis Real Estate Management Ltd —Borehamwood
- Full-time
- Communication skills
- Employee assistance programme
Quick apply
10d
Property and Asset Manager
St Albans City & District Council —St Albans
- £56,316 - £60,737 a year
- Full-time
- English
- Analysis skills
- Team management
- Annual leave
Venue Operations Manager
The Conduit Club —London
- £45,000 a year
- Weekend availability
- Hotel
- First Aid Certification
- Conflict management
Quick apply
UK Office Manager & Executive Assistant
ITE MGMT —London
- £55,000 - £65,000 a year
- Full-time
- Bachelor's degree
- Financial services
- Budgeting
- Annual leave
Quick apply
4d
Brand Manager
Bunzl UK & Ireland Portfolio Brands —Slough
- £40,000 - £60,000 a year
- Full-time
- Quality control
- SharePoint
- In-person
Quick apply
Assistant Team Manager (Reablement Team)
Haringey Council —London
- £52,194 - £55,323 a year
7d
Operations Manager - Insurance Restoration and Reinstatement
BELFOR UK Ltd —South London
- £60,000 - £65,000 a year
- Full-time
- Hybrid work
- Customer service
- Maintenance
- Business development
Quick apply
Operational Resilience and Readiness Manager
AXA —Redhill
- £60,000 - £75,000 a year
- Leadership
- Communication skills
- Employee discount
PR & Communications Assistant, UK
Bonhams —London
- Full-time
- Microsoft Word
- Communication skills
- Time management
Casework Admin Manager
Crown Prosecution Service —St Albans
- £32,110 - £34,280 a year
- Part-time
- Hybrid work
- Management
- Presentation skills
- Leadership
- Flexitime
Comms and Engagement Manager
Department for Science, Innovation & Technology —London
- £44,620 - £52,090 a year
- Part-time
- Hybrid work
- Presentation skills
- Annual leave
- Employee discount
11d
Assessment Day (Entry-level)
Hachette UK —London
- £28,250 a year
- Full-time
- Hybrid work
- Annual leave
- Employee discount
7d
Senior Operations Manager – Investment Management
Velos —London
- From £75,000 a year
- Full-time
- Management
- Bachelor's degree
- Continuous improvement
Quick apply
9d
Sales Operations Manager
Eckoh —Hemel Hempstead
- From £70,000 a year
- Full-time
- Hybrid work
- CRM software
- Salesforce
- Communication skills
- Free parking
- Work from home
Quick apply

I want to receive the latest job alerts for asset manager in fitzrovia, gtl

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Compliance Officer

TrinityBridge -
London

Apply Now

Job details

Permanent

Qualifications

Financial Conduct Authority guidelines
Complaint handling
Organisational compliance experience
Compliance management
Risk management
Financial compliance & regulatory experience
Communication skills
Corporate regulatory compliance oversight

Full job description

Role overview
To support and assist in the administration and reporting work of the Central Compliance team. Maintaining and managing all information, data and records held within Compliance to ensure information is readily accessible, searchable and up-to-date.

Key responsibilities
This is a permanent role as part of the Central Compliance team responsible for the following activities.

Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager. Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
Maintaining insider log records
Contribution to Takeover Panel reporting
Assist with business queries on compliance-related matters
Contribution to ad-hoc tasks and projects as required
Oversee and support the firm's SMCR framework, including Certification, Conduct Rules monitoring, Fitness & Propriety assessments, regulatory notifications, and associated record keeping
Provide advice and training to business stakeholders on SMCR, Conduct Rules, Consumer Duty, and complaints handling obligations.Working with the wider Legal, Risk and Compliance teams as required

Regulatory responsibilities | Compliance/T&C

Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and TrinityBridge Compliance and Risk policies.

About you | Qualifications, skills and strengths

Keen attention to detail, with strong organisation skills
Ability to work quickly and accurately to tight deadlines
Good team player with the ability to work on own initiative
Good communication skills
A willingness to learn new skills and tasks with a proactive attitude
Interest in building knowledge of Compliance within a financial advice and asset management firm
1+ years of experience within a Compliance environment

At TrinityBridge we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.

We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role.

To avoid any ambiguity around fees, please note that speculative CVs received by TrinityBridge, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you.
#LI-EM1 #LI-SY1

Apply Now

Refine Your Search

asset manager jobs in fitzrovia, gtl

Compliance Officer

Contact Centre Operations Manager

Locality Manager

Property and Asset Manager

Assessment Day (Entry-level)

Data Administration Officer

Estates Manager (Building Manager)

Property and Asset Manager

Venue Operations Manager

UK Office Manager & Executive Assistant

Brand Manager

Assistant Team Manager (Reablement Team)

Operations Manager - Insurance Restoration and Reinstatement

Operational Resilience and Readiness Manager

PR & Communications Assistant, UK

Casework Admin Manager

Comms and Engagement Manager

Assessment Day (Entry-level)

Senior Operations Manager – Investment Management

Sales Operations Manager

I want to receive the latest job alerts for asset manager in fitzrovia, gtl

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected