Compliance officer Work, Jobs in Harefield, Gtl (with Salaries)

Senior Risk and Compliance Manager
Farrer & co —London
- Monday to Friday
- English
- No degree
FORS, Compliance and Health & Safety Officer
Tremayne Distributions Ltd —Bracknell
- From £28,600 a year
- Full-time
- Maintenance
- Microsoft Office
- Administrative experience
Quick apply
12d
Estates Maintenance and Compliance Officer
BRE Group (Building Research Establishment) —Watford
- £40,000 - £45,000 a year
- Full-time
- Continuous improvement
- Organisational skills
- IT
- Free parking
8h
Estates Maintenance and Compliance Officer
BRE —Watford
- £40,000 - £45,000 a year
- Full-time
- Continuous improvement
- Organisational skills
- IT
- Free parking
8h
Voids & Relets Officer
Caridon Property —Croydon
- £28,000 - £32,000 a year
- Full-time
- Customer service
- Microsoft Office
- Travel
- Annual leave
- Life insurance
Quick apply
Quality Assurance Officer
Medreich Plc —Feltham
- £32,000 - £35,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Free parking
- Annual leave
Quick apply
Supply Chain & Logistics Officer
Milpharm Ltd —Stockley Park
- £27,500 - £32,500 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Bachelor's degree
Quick apply
10d
People Enablement Specialist
The Keyholding Company —London
- £40,000 - £45,000 a year
- Full-time
- Human resources
- AI
- Leadership
- Work from home
- Employee assistance programme
Quick apply
14d
Responsible Individual
Hatfield home and care —Watford
- From £500 a day
- Part-time
- Hybrid work
- Childcare
- Management
- In-person
Quick apply
Compliance Officer
Richmond and Wandsworth Councils —London
- £38,976 - £47,229 a year
- Full-time
- Data analysis skills
- Analysis skills
- Communication skills
- Annual leave
Quick apply
3d
Compliance Officer / Supplier Liaison Executive
SwiftSwitch —London
- £35,000 - £40,000 a year
- Monday to Friday
- Sales
Quick apply
Compliance Officer / Quality Assurance & Regulatory Officer
Landmark specialist Finance —London
- £48,000 - £50,000 a year
- Full-time
- Continuous improvement
- In-person
- Leadership
- Annual leave
- Referral programme
Quick apply
Automatic Number Plate Recognition (ANPR) Auditor - 03
Metropolitan Police —Vauxhall
- £40,519 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Continuous improvement
Compliance Officer
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- Financial services
- Annual leave
Quick apply
Risk & Compliance Officer (M&E)
Dacorum Borough Council —Hemel Hempstead
- £34,744 - £38,093 a year
- Full-time
- Maintenance
- Administrative experience
- Organisational skills
- Flexible schedule
Compliance Officer
Carnall Farrar —London
- Full-time
- Hybrid work
- English
- Bachelor's degree
- Leadership
- Health & wellbeing programme
- Annual leave
Quick apply
Governance Officer
SettleParadigm —High Wycombe
- £41,750 a year
- Full-time
- Hybrid work
- Microsoft Office
- No degree
- Communication skills
- Free parking
Quick apply
2d
Senior Pharmacovigilance Officer
Milpharm Ltd —Uxbridge
- £28,000 - £35,000 a year
- Full-time
- Nursing
- English
- Bachelor's degree
- Life insurance
- Sick pay
Quick apply
Student Services Officer
Hillingdon Council —Uxbridge
- £32,535 - £33,987 a year
- Administrative experience
- Organisational skills
- IT
- Free parking
- Employee discount
Compliance Monitoring Officer
Lendable —London
- Full-time
- Hybrid work
- Analysis skills
- Machine learning
- Financial services
- Referral programme
4h

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compliance officer jobs near harefield, gtl

Senior Risk and Compliance Manager

Farrer & co -
London

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Job details

Permanent

Qualifications

Law
English

Full job description

Main information

Closing date:
31/07/2026
PQE:
4 years +
Term type:
Permanent
Working hours:
Monday - Friday (9.30am - 5.30pm)
Reports to:
Partner - Risk and Compliance Director
Team:
Risk and Information Security
Location:
London

The Firm

Farrer & Co is synonymous with the highest quality legal advice and service.

We advise individuals, families, businesses, financial services, educational and not-for-profit organisations on every aspect of the law, wherever the need arises. From our offices in London we work with trusted professionals around the world to deliver a seamless international service.

Our clients present us with complex and varied challenges. Whether that's a complicated family trust issue, a multinational corporate transaction, or an emerging threat to their reputation, they need clear thinkers who can advise on the best solutions, fast thinkers when speed is of the essence and agile thinkers who can produce a fresh approach to get the job done. That's why they choose us.

Our clients value our in-depth knowledge, technical excellence and diversity of disciplines. But what really binds our long-standing relationships with them is our approach: pragmatic, plain speaking and always steadfast in our values, which we hold dear. Values which mean we gain our clients' trust, always strive to do the right thing, and aim for the best results for them.

Superb client service sits at the heart of everything we do. We are modern lawyers with timeless values.

The Team

The Partner - Risk & Compliance Director works with the General Counsel/COLP and a team including: the Senior Compliance and AML Manager; Risk & Compliance Manager; Compliance & AML Assistant; Senior Information Security Manager; Information Security GRC Analyst; Recoveries Manager; Senior Recoveries Officer; and Claims Consultant.

The team works closely with other Business Services teams (such as IT and Finance) as well as Partners within the firm specialising in anti-money laundering and sanctions, conflicts, data protection, complaints handling and anti-bribery.

Scope

The Senior Risk and Compliance Manager will assist the Partner - Risk & Compliance Director and the team with support of key programs, including new client onboarding, conflict of interest management, compliance queries and projects, and general regulatory risk oversight. They will have and maintain specialist expertise in applicable legislation and compliance requirements which apply to the firm and its members of staff.

Responsibilities

Key responsibilities will include:

Client Outside Counsel Guidelines – conducting analysis of existing contractual arrangements in place with clients and use of Intapp Open onboarding system to increase awareness and compliance with the same.

Complaints handling – dealing with complaints received from clients involving: (i) a first review of the matter after the relevant Partner has attempted to resolve the complaint with the client; (ii) liaising with other stakeholders, such as the Recoveries team on costs matters; (ii) preparing materials and draft correspondence for review and approval by the Complaints Partner; (iii) assisting the Complaints Partner with any correspondence with the Legal Ombudsman; and (iv) assisting the COLP with any correspondence with the Solicitors Regulation Authority if a Code of Conduct issue is involved.

Conflicts of interest – first level triage of issues identified in the Intapp Open onboarding software and liaising with Conflicts Partner and Risk team to provide advice on SRA Code of Conduct requirements. Advising fee-earners on potential conflict of interest, disclosure and confidentiality issues which may arise.

Discrete projects – assisting the Partner - Risk & Compliance Director and team with various projects and research as required.

Document production – responding to document requests received from clients, third parties (including liquidators, the National Crime Agency, the Police and the Solicitors Regulation Authority) as well as file transfer requests from clients.

General support – providing support on numerous queries which arise daily regarding the SRA Code of Conduct, the firm's engagement terms, professional standards, conduct and conflicts, ad hoc research and projects etc.

Internal file review – continuous rolling file review across the firm to ensure consistent application of the firm's standards to client work.

ISO9001 Quality Management System – ensuring continuing compliance and document review (and assisting with other ISO27001 and ISO22301 standards) and maintenance of the firm's Business and Service Standards documents and suite of risk management policies.

Policies and Procedures - drafting and updating internal policy and procedure documents on topics such as Share Dealing, Conflicts of Interest, Modern Slavery and Human Trafficking, Insider Dealing, File Weeding and Ownership of documents.

Responsible Business – assisting with the firm's Energy Savings Opportunity Scheme ESOS compliance obligations and working with the firm's third party suppliers.

Skills and Experience

working knowledge of the SRA Code of Conduct and associated regulatory framework;

working knowledge of issues such as AML, source of funds, sanctions, PEPs and data protection law would be beneficial;

excellent written legal skills;

strong communications skills and the ability to deal with queries in a confident and assertive manner, whether with Partners, other fee-earners or Business Services teams; and

ability to work autonomously and manage competing deadlines and pressures.

Education and Qualifications

a law degree or equivalent qualification;

qualification as a solicitor, barrister or equivalent foreign lawyer with an unrestricted right to practice; and

4+ PQE, ideally with at least a year of experience in a fee-earning or compliance department at an English law firm.

Special aspects

Happy to talk flexible working. We are able to consider candidates looking to work a minimum of three days per week. This role is suitable for individuals looking to work part-time across any working pattern. Flexible working patterns will be considered within the firm’s agile working framework, including a minimum office attendance of 40%.

The hours of work for this opportunity are 9:30am - 5:30pm but it is essential to be committed, flexible and prepared to work beyond the normal office hours when necessary and in response to client demand.

Farrer & Co is an equal opportunity employer who welcomes applications from candidates from all backgrounds. We look to employ the best candidates regardless of age, gender, race, ethnicity, social or economic background, religion, disability, sexual orientation, national origin, or any other protected characteristic.

We are keen to ensure candidates have the best interview experience possible, if you require any adjustments during the interview or application process please let the recruitment team know.

Comments

Farrer & Co conducts a pre-employment screening which includes a Criminal History Background and Credit Check for successful candidates.

Apply Now

Refine Your Search

compliance officer jobs in harefield, gtl

Senior Risk and Compliance Manager

FORS, Compliance and Health & Safety Officer

Estates Maintenance and Compliance Officer

Estates Maintenance and Compliance Officer

Voids & Relets Officer

Quality Assurance Officer

Supply Chain & Logistics Officer

People Enablement Specialist

Responsible Individual

Compliance Officer

Compliance Officer / Supplier Liaison Executive

Compliance Officer / Quality Assurance & Regulatory Officer

Automatic Number Plate Recognition (ANPR) Auditor - 03

Compliance Officer

Risk & Compliance Officer (M&E)

Compliance Officer

Governance Officer

Senior Pharmacovigilance Officer

Student Services Officer

Compliance Monitoring Officer

I want to receive the latest job alerts for compliance officer in harefield, gtl

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