Head of compliance mortgage Work, Jobs in London (with Salaries)

Head of Compliance (Financial Advice)
Nova Wealth —London
- Hybrid work
- Flexible schedule
Quick apply
Head of Operations
StrideUp —London
- Full-time
- Hybrid work
- Customer service
- Analysis skills
- Continuous improvement
- Life insurance
Quick apply
Head of Recoveries and Enforcement
Bridge Invest Ltd —London
- £45,000 - £60,000 a year
- Full-time
- Hybrid work
- Microsoft Word
- CRM software
- English
- Work from home
Quick apply
5d
Compliance Manager (Financial Advice)
Nova Wealth —London
- Full-time
- Hybrid work
- Flexible schedule
Quick apply
Head of Data
Chartered Insurance Institute —London
- £64,000 - £96,000 a year
- Full-time
- No degree
- Recruiting
- Leadership
EMEA Risk and Compliance Manager
Finance, Procurement, Legal, Privacy, Property —London
- Full-time
- Communication skills
- Analytics
- Employee discount
EMEA Sovereign Client Account Manager (CAM) - Alternatives - Vice President - London
JPMorganChase —London
- Full-time
- English
- Bachelor's degree
- Financial services
11d
Head of Sales, Credit
Wintermann Search —London
- Call to connect
- Master's degree
- Business development
- Analysis skills
Lead Analyst - Credit Risk Reporting and Analysis
Hampshire Trust Bank —London
- Full-time
- Hybrid work
- Leadership
- Banking
- Analytics
- Annual leave
Quick apply
5d
Real Estate Debt - Asset Manager - Private Credit
Legal & General Investment Management —London
- Employee discount
Senior Credit Manager (Specialty Finance)
Shawbrook —London
- Full-time
- Leadership
- Communication skills
- Employee assistance programme
- Employee discount
Relationship Manager, Credit
Wintermann Search —London
- Call to connect
- Master's degree
- Business development
- Business
Senior Officer - Personal Banking (Consumer Duty)
Bank of China —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Accounting
Trainee Commercial Mortgage Broker
Capital Fortune —London
- £12,000 - £26,000 a year
- Full-time
- Heavy lifting
Quick apply
Real Estate Debt - Asset Manager - Private Credit
LegalAndGeneral —London
- Full-time
- Hybrid work
- Employee discount
Quick apply
Indirect Tax Senior Manager
Acrisure International Holdings, Limited Corp —London
- Full-time
- Leadership
- Communication skills
- Tax experience
Associate Personal Banking Business Development - Mandarin Speaking
Bank of China —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- English
New Business Assistant
NPS Law —Canary Wharf
- £26,000 - £28,000 a year
- Full-time
- Microsoft Word
- Organisational skills
- Typing
- Free parking
- Annual leave
Quick apply
Group Head Chef
Aramark —London
- Up to £45,000 a year
- Sales
- Human resources
- Contracts
- Annual leave
- Employee assistance programme
Head Chef - ICC
Legends Global (Europe) —London
- Hospitality
- Management
- Inventory control
- Annual leave
- Employee assistance programme
9d

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Head of Compliance (Financial Advice)

Nova Wealth
London

Quick apply

Job details

Benefits

Cycle to work scheme
Company pension
Flexible schedule

Qualifications

Financial Conduct Authority guidelines
Organisational compliance experience
Compliance management
Risk management
Financial compliance & regulatory experience
Corporate regulatory compliance oversight

Full job description

About NOVA

NOVA Wealth is a fast growing start up looking to change the face of financial advice and the way it's delivered in the UK. We firmly believe that a human adviser needs to be at the heart of every client relationship, however by leveraging technology we can empower our advisers to deliver higher levels of service and cut out a lot of the day to day admin that gets in the way.

At our core, we're here to build a game changer in the advice industry that delivers better customer outcomes, at a lower cost, for more people. Through customer-centric advisers supported by our innovative Lifeline technology, we empower our customers to go beyond just making smarter financial decisions to living the lives they dream of.

About the role

At NOVA, we like to do things differently. We've built a regulated advice business that delivers full holistic advice across investments, pensions, protection and mortgages in an entirely digital way. We see great compliance and risk management not as a brake on that, but as what lets us scale with confidence.

We're looking for a commercially minded Head of Compliance to own and lead our compliance & risk framework as we grow. This isn't a role for someone who treats compliance as a blocker. We want a senior leader who can weigh risk against opportunity, find the path to "yes", and help the business move quickly while protecting our customers and our licence to operate.

You'll sit at the heart of the business, working closely with our founders, advisers, marketing and product teams to make sure good customer outcomes and strong governance are built into everything we do.

What you'll be doing

Owning the firm's compliance, risk and financial crime framework, and evolving it as the business scales.
Acting as a true commercial partner to the management team. Helping the business grow quickly and safely, and finding pragmatic, risk-based routes to bring new propositions and journeys to market.
Embedding Consumer Duty and a good-outcomes mindset across advice, product and operations.
Maintaining our the relationship with the FCA, and keeping the business ahead of regulatory change through effective horizon scanning.
Overseeing our advice quality and monitoring framework so we maintain high standards as we scale, with support from two Compliance Managers and outsourced compliance specialists.
Advising the board on risk appetite, controls and emerging risks, with clear, commercially grounded judgement.
Building and leading the compliance function (the people, processes and tooling) as the firm grows. Fostering a culture of excellence and continuous improvement across the business.

Requirements

Commercial mindset. This is the most important thing. We want someone who can balance risk against opportunity, enable the business to grow, and reach for solutions rather than reasons to say no.
Strong risk manager. A proven ability to design and run a risk and controls framework in a regulated financial services business, and to make sound, defensible judgement calls.
Senior compliance experience. A track record in a compliance and/or risk leadership role at a UK FCA-regulated firm (ideally one that is scaling or has scaled). Experience holding (or readiness to hold) an SMF is important.
Knowledge of the rules that matter to us. Strong working knowledge of the FCA Handbook (COBS in particular), Consumer Duty, SMCR and financial crime / AML.
Advice background (preferred). Experience in or close to regulated financial advice is a real plus. Having worked in financial advice, qualified as an adviser, or having designed advice propositions will help you hit the ground running. But we care more about commercial judgement and risk management.
Startup mentality. Comfortable being hands-on, wearing multiple hats and building things from scratch in a fast-moving environment.

You'll feel right at home if you're…

Helpful: random acts of kindness make the workplace a better place so, go out of your way to be helpful, and give people reasons to smile.
Straightforward: life is complicated enough. Don't make it harder for yourself, or for others. Sometimes the simplest approach works wonders.
Bold: every great business started with a flash of inspiration. If you've got a great idea, don't keep it to yourself

Benefits

Join a firm with genuine purpose and impact on our customers, along with a strong moral code
Competitive salary + benefits (bonus, pension, private medical, income protection, death in service)
Potential to get equity in the company in the future
Access to Wellness / mental health support (Headspace App + mental health support through private medical)
Budget for additional learning / cost of exams
Electric vehicle leasing through salary sacrifice / cycle to work scheme
Flexible working hours and hybrid remote working (typically 2-3 days a week working in the office (20 Farringdon Street))
Exceptionally open and diverse, multinational team
Entrepreneurial, creative environment

Quick apply

Refine Your Search

head of compliance mortgage jobs in london

Head of Compliance (Financial Advice)

Head of Operations

Head of Recoveries and Enforcement

Compliance Manager (Financial Advice)

Head of Data

EMEA Risk and Compliance Manager

EMEA Sovereign Client Account Manager (CAM) - Alternatives - Vice President - London

Head of Sales, Credit

Lead Analyst - Credit Risk Reporting and Analysis

Real Estate Debt - Asset Manager - Private Credit

Senior Credit Manager (Specialty Finance)

Relationship Manager, Credit

Senior Officer - Personal Banking (Consumer Duty)

Trainee Commercial Mortgage Broker

Real Estate Debt - Asset Manager - Private Credit

Indirect Tax Senior Manager

Associate Personal Banking Business Development - Mandarin Speaking

New Business Assistant

Group Head Chef

Head Chef - ICC

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