Compliance manager Work, Jobs in London W10 (with Salaries)

Manager, Compliance
Intercontinental Exchange Holdings, Inc. —London
- £89,000 - £127,000 a year
- Full-time
- Master's degree
- Project management
- Bachelor's degree
Group Quality and Compliance Manager
Kimbolton Lodge Ltd —Uxbridge
- £50,000 - £60,000 a year
- Full-time
- Hybrid work
- Continuous improvement
- Travel
- Training & development
Quick apply
2d
Technical Asset and Compliance Manager (Facilities Management)
OCS Group —London
- Up to £55,000 a year
- Monday to Friday
- Remote
- Analysis skills
- Communication skills
Quick apply
Senior Manager MLRO, Compliance
Affirm —London
- £120,000 - £168,000 a year
- Remote
- Analysis skills
- Employee stock purchase plan
Compliance Manager UK
Prima —London
- Hybrid work
- Organisational skills
- Communication skills
Quick apply
12d
Policy Compliance Manager
Google —London
- £112,000 - £114,000 a year
- Bachelor's degree
- No degree
7d
Compliance Manager: Group Regulatory Compliance
Wise —London
- £68,000 - £92,000 a year
- Full-time
- Hybrid work
- Conflict management
- Analytics
Quick apply
7d
Compliance Manager
Creditspring —London
- Hybrid work
- Communication skills
Manager Financial Crime Compliance (Non-Transactional)
UK Export Finance —London
- £63,500 - £78,971 a year
- Full-time
- Analysis skills
- Presentation skills
- Training & development
1d
Resident Safety Compliance Manager
Neighbourhood &Tenancy Services (London) —Southwark
- £58,800 - £62,000 a year
- Full-time
- Hybrid work
- Leadership
- Communication skills
Quick apply
6d
Compliance Manager
OnCue Transport —London
- Microsoft Office
- Analysis skills
- Continuous improvement
1d
Compliance Manager
OCS Group —Chessington
- Organisational skills
- Communication skills
- Resort
- Employee discount
Quick apply
6d
Compliance Manager: Group Regulatory Compliance
Wise Australia Investments —London
- £68,000 - £92,000 a year
- Hybrid work
- Conflict management
- Analytics
7d
Senior Compliance Manager
Vedder Price LLP - London UK —London
- Hybrid work
- Microsoft Excel
- Microsoft Outlook
- Analysis skills
Compliance Manager
Hovis Bakery —Forest Gate
- Analysis skills
- Bakery
- Continuous improvement
SHEQ Compliance Manager - Vertical Transport
Complii —London
- Full-time
- Remote
- Continuous improvement
- Communication skills
Quick apply
Financial Services - Investigations & Compliance - Manager
EY —London
- Microsoft Powerpoint
- Travel
- Financial services
- Employee discount
1h
Information Security & Compliance Manager
Blue Matter —London
- Full-time
- Hybrid work
- Travel
- Communication skills
Compliance Monitoring Manager
Trading212 —London
- Full-time
- Hybrid work
- Continuous improvement
- Organisational skills
- Communication skills
Clinic Operations Manager (CQC & Compliance)
Rejuvenate clinic and academy —London
- £38,000 - £48,000 a year
- Full-time
- CRM software
- Management
- Continuous improvement
- Annual leave
- Employee discount
Quick apply

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Manager, Compliance

Intercontinental Exchange Holdings, Inc. -
London

Apply Now

Job details

Full-time
£89,000 - £127,000 a year

Qualifications

Master's degree
Compliance monitoring
Organisational compliance experience
Project management
Bachelor's degree
Risk management
Financial services
Financial compliance & regulatory experience
Communication skills
Corporate regulatory compliance oversight
Time management

Full job description

Job Description:

Job Purpose

The Compliance Manager is responsible for assisting in ensuring that the clearing house of the Intercontinental Exchange Group (ICE) in the Netherlands meets its regulatory requirements. The Compliance Manager will support the Chief Compliance Officer in the design, development and execution of a risk-based Compliance Programme for ICE Clear Netherlands. This will involve participation in the identification of relevant regulations; maintenance of policies and procedures to prevent and detect gaps in compliance; monitoring processes and systems of control; aiding in the resolution of any gaps in compliance; facilitation of training; and providing advice to business.

The Compliance Manager will have an excellent working knowledge of financial regulations and corporate governance requirements, will be a professional of the highest standard and work diligently to complete their duties keeping in mind the objectives and core competences of ICE.

Responsibilities

Participate in the enhancement of the annual Compliance Programme and delivery of the Compliance Monitoring and Testing Programme.
Evaluate the efficiency of controls and processes and make recommendations for improvements.
Participate in the identification and assessment of possible compliance risks for (new) business and projects.
Develop a thorough understanding of operations and associated (clearing & trading) business.
Execution of corporate secretarial duties for the Board and/or sub-committees.
Reporting to senior management and external regulatory bodies (including regulatory requests and audits) as appropriate.
Support the oversight of members within the (Clearing) Rules Framework (e.g. onboarding process, monitoring, surveillance, investigations).
Keep abreast of regulatory developments and develop compliance policies.
Other duties as required including various administrative, project management and regulatory tasks and supporting the ICE organisation and businesses (including relevant affiliates).

Knowledge and Experience

Bachelor’s or Master’s degree
7-10 years of relevant experience
Proven regulatory, compliance risk management and monitoring experience
Good understanding of the financial markets, financial services regulation and corporate governance requirements
Excellent communication, organization, and time management skills with appropriate attention to detail. Comfortable communicating with colleagues across all levels within the ICE Group
Problem solving - proficient at identifying problems and working efficiently to resolve issues

Preferred

Knowledge of clearing operations and regulation
Strong team player
Enthusiastic and hands-on approach
Analytical and structured way of working

Netherlands Base Salary Range

The expected base salary for this role is between 89,000 - 127,000 EUR. The base salary range does not include Intercontinental Exchange’s incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on objective and gender-neutral criteria including skillset, qualifications and experience of the individual. Regular full-time ICE employees are eligible for a suite of competitive employee benefits, including healthcare coverage.

Apply Now

Refine Your Search

compliance manager jobs in london w10

Manager, Compliance

Group Quality and Compliance Manager

Technical Asset and Compliance Manager (Facilities Management)

Senior Manager MLRO, Compliance

Compliance Manager UK

Policy Compliance Manager

Compliance Manager: Group Regulatory Compliance

Compliance Manager

Manager Financial Crime Compliance (Non-Transactional)

Resident Safety Compliance Manager

Compliance Manager

Compliance Manager

Compliance Manager: Group Regulatory Compliance

Senior Compliance Manager

Compliance Manager

SHEQ Compliance Manager - Vertical Transport

Financial Services - Investigations & Compliance - Manager

Information Security & Compliance Manager

Compliance Monitoring Manager

Clinic Operations Manager (CQC & Compliance)

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