Group compliance advisory Work, Jobs in Manchester, Eng (with Salaries)

Group Compliance Advisory Assistant
Marlborough Group —Bolton
- Full-time
- Hybrid work
- English
- Communication skills
Quick apply
Workplace exprience coordinator
AMS GROUP —Manchester
- £26,000 a year
- Full-time
- Customer service
- Microsoft Office
- Accounting
- Employee assistance programme
- Employee discount
Quick apply
6d
Advisory Senior Administrator
PKF Littlejohn —Manchester
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Office
- Annual leave
6d
Head of Operational Delivery
Pennington Choices Ltd —Warrington
- £60,000 - £70,000 a year
- Full-time
- Hybrid work
- Administrative experience
- Organisational skills
- Communication skills
- Health & wellbeing programme
- Annual leave
Compliance Services Partnership Group – Senior Manager/Manager
Pwc UK —Manchester
- Full-time
- Hybrid work
- Tax experience
Management Accountant (in practice)
MWA Accounting —Manchester
- £35,000 - £40,000 a year
- Full-time
- Analysis skills
- Accounting
- In-person
- Gym membership
- Flexible schedule
Quick apply
7d
IFA Administrator
K3 Advisory Group —Manchester
- Full-time
- Hybrid work
- Administrative experience
- Organisational skills
- Communication skills
- Profit sharing
Quick apply
14d
Project Coordinator
Pennington Choices Ltd —Warrington
- £24,570 - £32,340 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Health & wellbeing programme
- Annual leave
14d
Risk Business Partner
Together —Cheadle
- Full-time
Quick apply
13d
Senior Risk Business Partner
Together —Cheadle
- Full-time
Quick apply
Sales Advisor
Connect Talent Group —Manchester
- £24,850 - £35,000 a year
- Full-time
- Sales
- Customer service
- In-person
Quick apply
7d
Assistant Director of Inclusion & Send
Salford City College —Salford
- £38,035 - £47,270 a year
- Full-time
- Military
- Free parking
- Employee discount
9h
Accountant / Practice Coordinator
AD Business Services Ltd —Manchester
- Full-time
- Hybrid work
- Organisational skills
- Communication skills
- Free parking
Quick apply
1d
Technical Lead
Verlingue —Manchester
- £50,000 a year
- Full-time
- Microsoft Office
- Leadership
- Communication skills
Quick apply
Research Technician
The University of Manchester —Manchester
- £33,002 - £36,636 a year
- Full-time
- Hybrid work
- University
- School
- Annual leave
- Employee assistance programme
9d
Chief Operating Officer (COO)
Pennine Domestic Abuse Partnership —Huddersfield
- £45,000 - £47,000 a year
- Part-time
- Microsoft Outlook
- Human resources
- Contracts
- Free parking
- Annual leave
Quick apply
Audit Senior
AMS Group —Manchester
- £30,000 - £35,000 a year
- Full-time
- Analysis skills
- QuickBooks
- Communication skills
- Employee assistance programme
- Employee discount
Quick apply
6h
HR Advisor
Compassionate Care Group —Altrincham
- £35,000 - £37,000 a year
- Full-time
- Hybrid work
- Travel
- Human resources
- Communication skills
- Free parking
- Annual leave
Quick apply
Talent Acquisition Partner
MAG (Mines Advisory Group) —Manchester
- £41,628 - £47,100 a year
- Full-time
- Hybrid work
- Administrative experience
- Bachelor's degree
- Travel
Quick apply
1d
Manager - Restructuring Advisory
FRP Advisory Group —Manchester
- Full-time
- Hybrid work
- Microsoft Excel
- Maths
Quick apply

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group compliance advisory jobs near manchester, eng

Group Compliance Advisory Assistant

Marlborough Group -
Bolton

Quick apply

Job details

Permanent | Full-time

Benefits

Cycle to work scheme
Company pension
Private medical insurance

Qualifications

GCSE
English
Communication skills

Full job description

Job Title: Group Compliance Advisory Assistant

Department: Group Compliance

Location: Bolton

Hours of work: Monday to Friday 9:00am - 5:00pm

Holiday Entitlement: 25 days plus statutory bank holidays

Role Purpose:

Be a trusted business partner with the capacity to get things done, through persuasion, collaboration and effective communication. You will deliver Compliance advice, oversight and challenge to the business in support of the right customer outcomes.

Key Responsibilities:

Provide advice and guidance to the business in response to compliance queries. This includes both FCA rules / guidance and anti-financial crime rules / guidance.
Support the delivery of the Group's anti-financial crime framework by undertaking the timely investigation and resolution of daily name screening alerts, applying judgement to identify potential matches and referring these to the MLRO; maintaining the Politically Exposed Persons (PEP) register, supporting the handling of MLRO referrals; collating and producing management information (MI) and conducting quality assurance sampling of onboarding activities.
Conduct regular monitoring such as market abuse, best execution and conduct attestations.
Maintain the Insider and Market Soundings register and approve Personal Account Dealing (PAD) requests.
Maintain and monitor Gifts and Hospitality, including reconciliation against expense claims.
Support regulatory horizon scanning activities by updating the regulatory change tracker with publications and assisting the initial assessment of their relevance and potential business impacts.
Assist in maintaining the firm's compliance policies and procedures, considering best practices and any regulatory changes.
Represent Compliance at forums, working groups and other meetings.
Promote a strong compliant culture within the business, through engagement and activities such as regulatory training.

Knowledge, Skills & Qualifications

Essential Skills:

Able to problem solve and deal with queries.
Able to prioritise and work to strict guidelines.
Attention to detail.
Strong written and verbal communication skills.
Good numeric skills.

Beneficial Skills:

Able to persuade and influence.
Good stakeholder management at all levels.

Essential Qualifications:

5 GCSE's Grade A-C (must include Mathematics and English)

Beneficial Qualifications:

Completion or working towards the Investment Operations Certificate (IOC).
An industry recognised financial crime qualification.

Essential Experience:

12 months experience working within a similar role sector.

Beneficial Experience:

Familiarity with FCA regulations, including the FCA Principles for Businesses and Handbook.
Experience in anti-financial crime role, including money laundering and sanctions.

Essential Personal Qualities:

Work collaboratively as part of a team.
Able to work under pressure.
Positive attitude.
Flexible and able to learn quickly.
Friendly and approachable.
Resilient.

Other Entitlements:

Competitive salary with annual salary reviews
9% non-contributory pension
Annual discretionary bonus scheme
Long Term Incentive Plan (LTIP)
Private Healthcare Scheme with Dental and Optical Care
Death in Service at 5x Annual Salary
35 Hour working week
Training for IOC and other relevant qualifications
Study Leave
Cycle2Work Scheme
Eye Test Reimbursement
Your Birthday off
13 weeks full paid maternity leave
2 weeks full paid paternity leave

Quick apply

Refine Your Search

group compliance advisory jobs in manchester, eng

Group Compliance Advisory Assistant

Workplace exprience coordinator

Advisory Senior Administrator

Head of Operational Delivery

Compliance Services Partnership Group – Senior Manager/Manager

Management Accountant (in practice)

IFA Administrator

Project Coordinator

Risk Business Partner

Senior Risk Business Partner

Sales Advisor

Assistant Director of Inclusion & Send

Accountant / Practice Coordinator

Technical Lead

Research Technician

Chief Operating Officer (COO)

Audit Senior

HR Advisor

Talent Acquisition Partner

Manager - Restructuring Advisory

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