Head of corporate communications Work, Jobs in Thornton Heath, Gtl (with Salaries)

Equities Trade Surveillance Compliance Officer (3 Months Paternity Cover)
Nomura —London
- Temporary
Head of Workplace Communications, UK Stores and Corporate Comms
Amazon UK Services Ltd. —London
- Full-time
- Bachelor's degree
- Team management
3d
Head of Corporate Due Diligence
PaymentGenes —London
- £130,000 a year
- Leadership
- Communication skills
- Annual leave
- Employee discount
Financial Controller
Savannah Energy —Victoria
- Management
- ERP systems
- Microsoft Office
Head of Corporate Partnerships
Guy's & St Thomas' Foundation —London
- £67,000 - £71,000 a year
- Hybrid work
- Sales
- Analysis skills
- Organisational skills
- Annual leave
- Employee assistance programme
Quick apply
13d
Head of Evaluation & Insights
Health Innovation Kent Surrey Sussex (KSS AHSN) —Gatwick Airport
- £74,000 - £78,000 a year
- Full-time
- Hybrid work
- Management
- Microsoft Office
- Master's degree
6d
Head of Brand & Communications
amicable —London
- £65,000 - £80,000 a year
- Hybrid work
- Communication skills
- Marketing
- Employee assistance programme
Quick apply
Head of Pensions
London Borough of Bromley —London Borough of Bromley
- £68,497 - £102,739 a year
- Call to connect
- Accounting
- Organisational skills
- Leadership
4d
Head of Application Management
Veterinary Medicines Directorate —New Haw
- £62,000 a year
- Part-time
- Management
- Microsoft Office
- Presentation skills
- Free parking
- Annual leave
19h
Head of Virology (ID4520)
Animal and Plant Health Agency —New Haw
- £73,165 - £81,535 a year
- Overtime
- Doctoral degree
- Presentation skills
- Leadership
- Annual leave
- Employee discount
6d
Project Management, PSG Senior Manager - 12-Month Contract
Boston Consulting Group —London
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Project management
Managing Director, Global Head of Communications Corporate Banking
Citi —London
- Full-time
- Master's degree
- Analysis skills
- Bachelor's degree
Head of Technical Governance & Assurance
Sodexo —London
- £80,000 a year
- Full-time
- Engineering
- Maintenance
- University
- Gym membership
Quick apply
11d
Senior Manager, Principal Communications & Strategic Engagements
Malala Fund —London
- £81,100 - £88,800 a year
- Full-time
- Hybrid work
- Social media management
- Travel
- Organisational skills
Quick apply
Global Head of Internal Communications
Anthesis Group —London
- Full-time
- Hybrid work
- Project management
- Organisational skills
Quick apply
7d
Head of Accounts Payable
Safetykleen —Brentford
- £50,000 - £60,000 a year
- Full-time
- Microsoft Excel
- ERP systems
- Microsoft Office
- Employee assistance programme
- Employee discount
Quick apply
Head of Portfolio Management
Metropolitan Thames Valley —London
- £96,823 - £101,918 a year
- Full-time
- DevOps
- Agile
- IT
Quick apply
6d
Head of Finance Business Partnering - Functions & Workforce Strategy
Wise Australia Investments —London
- £112,000 - £150,000 a year
- Management
- Master's degree
- Project management
11d
UK & Europe Corporate Communications Lead
TransUnion —London
- Full-time
- Marketing
- Project management
- Employee stock purchase plan
- Annual leave
Global Head of Whistleblowing Central Function and Central Investigations Function
Deutsche Bank —London
- Full-time
- Hybrid work
- Supervising experience
- Bachelor's degree
- Financial services
10d

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head of corporate communications jobs near thornton heath, gtl

Equities Trade Surveillance Compliance Officer (3 Months Paternity Cover)

Nomura -
London

Apply Now

Job details

Temporary

Benefits

UK visa sponsorship

Qualifications

Report writing
Bloomberg
Surveillance

Full job description

Job Code: 13548

Country: GB

City: London

Skill Category: Compliance

Description:

Job title: Equities Trade Surveillance Compliance Officer (Paternity Cover)

Job Type: Temporary (PAYE)
Contract Duration: 3 Months

Department: EMEA Compliance

Location: London

Company overview

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com

Department Overview

This job description is designed to fit alongside the wider departmental responsibilities set out in the Compliance Charter and the scope and coverage (in terms of locations and legal entities) of this job description will be the same as that set out in the Compliance Charter. This job description provides a more detailed articulation of the responsibilities of the Equities Trade Surveillance Compliance Officer for EMEA Compliance.

Overview:

Surveillance analysis will be carried out on a daily/weekly/ad hoc basis as necessary using a variety of systems which are available to the surveillance team. Coverage will include:

Trade surveillance for possible market abuse/market manipulation

Assistance with audio and electronic communications surveillance

Advisory aligned surveillance and adhoc investigations

Proactive approach to systems enhancement and development.

Be the main point of contact and subject matter expert for Cash Equities surveillance matters, as well as assisting with any investigations or exchange equiries where necessary;
Ensure that surveillance activities are undertaken according to agreed procedures and frameworks. Making sure escalation processes are followed and all issues are escalated and closed out in a timely manner.
Work with the EMEA Head of Global Markets Surveillance to identify key areas or risk and ensure that Market Abuse functionality is properly aligned to the business.
Prepare relevant trade information and supporting evidence to the Money Laundering Reporting Officer (MLRO) in the event of any suspicious trading activity identified through existing surveillance tasks;
Work with Compliance IT to support the development and implementation of new surveillance initiatives;

Carry out quality assurance of surveillance alerts that are undertaken by level 1 surveillance teams based offshore;
Provision of assistance to the EMEA Head of Global Markets Surveillance to help coordinate the EMEA Compliance department’s delivery of periodic management information and performance and risk metrics;

Key objectives critical to success:

Maintain a detailed working knowledge of key EU /UK regulatory rules and regulations as well as a broad awareness of specific conduct and market abuse regulations;
Possess a good technical understanding of key trade surveillance systems, such as Actimize, Bloomberg and SMARTS.broker;
Regularly attend industry events and seminars to keep up to date with regulatory, market and product developments; and

Skills, experience, qualifications and knowledge required:

Candidate should possess strong Equities product knowledge, with ideally previous surveillance, trading experience.
Good understanding of the FCA handbook and in particular specific knowledge of the EU Market Abuse Regulations (MAR);
Ideally the candidate should have previous experience of using trade surveillance systems such as Actimize or SMARTS.broker; and
The candidate should possess a good attention to detail in addition to strong presentation and report writing skills

Nomura competencies

Explore Insights & Vision

Identify the underlying causes of problems faced by you or your team and define a clear vision and direction for the future.

Making Strategic Decisions

Evaluate all the options for resolving the problems and effectively prioritize actions or recommendations.

Inspire Entrepreneurship in People

Inspire team members through effective communication of ideas and motivate them to actively enhance productivity.

Elevate Organizational Capability

Engage proactively in professional development and enhance team productivity through the promotion of knowledge sharing.

Inclusion

Respect DEI, foster a culture of psychological safety in the workplace and cultivate a "Risk Culture" (Challenge, Escalate and Respect).

Right to Work
The UK Government have taken steps to reduce net migration to the UK by limiting the number of overseas workers coming to the UK for employment. Please note that whilst we are able to consider applications from overseas workers from outside the UK (who require a Tier 2 Skilled Worker visa) we can only employ them if we can provide evidence that this is a genuine vacancy for a qualified role.

Diversity & Inclusion

Nomura is an equal opportunity employer. We value diversity and are committed to ensuring we best reflect the diversity of the communities we serve creating an inclusive environment for all our employees. We welcome all applications and do not discriminate on the basis of age, disability, gender identity and gender expression, pregnancy and maternity, marriage and civil partnership, race, religion or belief, sex or sexual orientation.

If you require any assistance or reasonable adjustments due to a disability or long-term health condition, please do not hesitate to contact us.

Nomura is an Equal Opportunity Employer

Apply Now

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head of corporate communications jobs in thornton heath, gtl

Equities Trade Surveillance Compliance Officer (3 Months Paternity Cover)

Head of Workplace Communications, UK Stores and Corporate Comms

Head of Corporate Due Diligence

Financial Controller

Head of Corporate Partnerships

Head of Evaluation & Insights

Head of Brand & Communications

Head of Pensions

Head of Application Management

Head of Virology (ID4520)

Project Management, PSG Senior Manager - 12-Month Contract

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Head of Technical Governance & Assurance

Senior Manager, Principal Communications & Strategic Engagements

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Head of Portfolio Management

Head of Finance Business Partnering - Functions & Workforce Strategy

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Global Head of Whistleblowing Central Function and Central Investigations Function

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Job title: Equities Trade Surveillance Compliance Officer (Paternity Cover)

Job Type: Temporary (PAYE)
Contract Duration: 3 Months

Department: EMEA Compliance

Location: London

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head of corporate communications jobs in thornton heath, gtl

I want to receive the latest job alerts for head of corporate communications in thornton heath, gtl

Related Searches

Explore jobs in more locations

Job title: Equities Trade Surveillance Compliance Officer (Paternity Cover)

Job Type: Temporary (PAYE) Contract Duration: 3 Months

Department: EMEA Compliance

Location: London

Job Type: Temporary (PAYE)
Contract Duration: 3 Months