Compliance manager Work, Jobs in Caldicot, Mon (with Salaries)

Senior Customer Compliance Manager
Hodge Bank —Cardiff
- £70,000 - £75,000 a year
- Full-time
- Hybrid work
- Team management
- Store discount
- Health & wellbeing programme
Quick apply
11h
Senior Compliance Manager (12 month FTC)
Starling —Cardiff
- Hybrid work
- Management
- Analysis skills
- Financial services
- Annual leave
- Employee discount
Quick apply
Health & Safety Compliance Manager
Nisbets —Bristol
- Full-time
- Hybrid work
- Microsoft Office
- Analysis skills
- Travel
Group Compliance Manager
Air Quality Consultants —Bristol
- Travel
- Communication skills
- Annual leave
- Employee assistance programme
Senior Audit Manager
Al Amal Society UK —Bristol
- £6,500 - £8,500 a month
- Full-time
- Microsoft Office
- Accounting
- Leadership
- Free parking
- Health & wellbeing programme
Quick apply
Contracts Manager
Leidos —Bristol
- £44,700 - £57,300 a year
- Full-time
- No degree
- Contracts
- Communication skills
- Annual leave
- Work from home
Audit Manager
Rekroot —Bristol
- £50,000 - £60,000 a year
- Full-time
- Business development
- Analysis skills
- Project management
- Work from home
- Life insurance
Quick apply
14d
Interim Manager (Fixed Term Contract 6 Months)
Salutem Care & Education —Cardiff
- Leadership
Corporate Tax Compliance Manager
IVC —Bristol
- Hybrid work
- Oracle
- Accounting
- IT
- Free parking
- Annual leave
Director – Project Management - Global VAT Compliance & Reporting (GVCR)
RSM UK —Bristol
- Full-time
- Hybrid work
- Continuous improvement
- Accounting
- Mentoring
Corporate Tax Compliance, Senior Manager
Pwc UK —Cardiff
- Full-time
- Hybrid work
- Accounting
- Financial services
- Leadership
Building Compliance Manager
Shield Environmental Services —Bristol
- Full-time
- Analysis skills
- Construction experience
- Leadership
Contract Manager (All Grades) – Contract Services
Turner & Townsend —Bristol
- Full-time
- Hybrid work
- Analysis skills
- Travel
- Contracts
Quick apply
Contract Manager (CSC10110)
Altrad —Bristol
- Analysis skills
- No degree
- Contracts
Quick apply
Contract Manager
Balfour Beatty —Bristol
- Hybrid work
- Analysis skills
- No degree
- Contracts
- Annual leave
Corporate Tax Compliance, Manager
Pwc UK —Cardiff
- Full-time
- Hybrid work
- Accounting
- Financial services
- Tax experience
Contracts Manager
Baker Hughes —Nailsea
- Full-time
- Hybrid work
- English
- Bachelor's degree
- Travel
- Life insurance
Finance & Legal Transformation Manager - 12 Month Fixed Term Contract
IVC —Bristol
- Hybrid work
- Oracle
- Accounting
- IT
- Free parking
- Annual leave
Digital Tax Compliance Lead - 6 months Fixed Term Contract
SW Group —Bristol
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
Health & Safety / Compliance Manager
Ashcroft Services Ltd —Bristol
- £40,000 - £80,000 a year
- Full-time
- Analysis skills
- Construction experience
- In-person
Quick apply

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Senior Customer Compliance Manager

Hodge Bank
Cardiff

Quick apply

Job details

Full-time
£70,000 - £75,000 a year
11 hours ago

Benefits

Store discount
Health & wellbeing programme
Additional leave
Cycle to work scheme
Company pension
Free or subsidised travel
Employee discount
Gym membership
Paid volunteer time
Enhanced maternity leave
Enhanced paternity leave
Life insurance
Referral programme
Sick pay

Qualifications

Financial Conduct Authority guidelines
Stakeholder collaboration
Stakeholder liaison
Technical support
Organisational compliance experience
Compliance management
Team management
Risk management
Employee performance appraisals
Financial compliance & regulatory experience
Certificate in Insurance
Corporate regulatory compliance oversight

Full job description

Do you want to be part of a force for good, helping to make life better for customers & society in the moments that matter? At Hodge, we put people at the heart of our business and that means our customers, colleagues and communities. Hodge is a Welsh financial service provider that focus on real estate finance, and specialist residential mortgage markets.

The role of a Senior Customer Compliance Manager is identified as falling under a category of staff whose professional activities are deemed to have a material impact on Hodge’s risk profile under the following criteria holds managerial responsibility within the first line compliance and risk function. The Senior Customer Compliance Manager is a member of the Retail senior leadership team, reporting to the Retail Director. The role will be responsible for helping support Retail to achieve business growth and ensure a good customer outcome.

The Senior Customer Compliance Manager is a regulatory role as it is responsible for ensuring compliance with applicable regulatory requirements, managing customer-related regulatory risks, and overseeing controls and governance that support fair customer outcomes and regulatory adherence.

Essential Criteria:

Knowledge of FCA Conduct rules.
Relevant Compliance qualification (ICA, CII, IFA or equivalent)
Previous experience in financial services in a Compliance / Risk Senior Manager
Writing, presenting and influencing at Committee level
Leading and developing people

Key responsibilities will include:

Oversee work undertaken by the teams within the function, ensuring they support and challenge the business in Compliance, QA and Risk matters and encourage a robust risk and compliance culture.
Provide leadership and direction to the Customer Compliance team, supporting with decision making, challenging and ensuring senior management are aware of and are actioning any concerns or issues raised by the team.
Oversee regulatory change that impacts the bank and ensuring robust processes and training are introduced through an extensive knowledge of regulatory requirements and be able use this to support the team and business units.
Provide product technical support and regulatory insight to the business, including acting as a consultant on projects, participating in workshops and contributing to project teams as required.
Build strong and collaborative working relationships with business partners and stakeholders, including Management Team members and 2nd Line Compliance Team.
Lead the Customer Outcome testing framework ensuring Customer Outcome assessments are conducted in a timely manner and provide constructive feedback to the relevant individuals and teams.
Form part of the membership of forum and committee meetings, providing challenge to attendees and business areas around their adherence to regulatory expectation and customer outcomes, and ensure that leaders are held to account when falling short of this i.e., Consumer Duty, Vulnerable Customer, MCOB and BCOBs.
Aid with the development of the Retail strategy. Identifying areas of risk and compliance within the current (and future) processes and working closely with projects and departments to understand and ensure the relevant action is taken to highlight, address and alleviate the risk to the company.
Adhere to the Training & Competency Scheme ensuring regular 1-1s, quarterly appraisals whilst providing documented evidence of this.

Please be aware that should we pursue your application, all our Financial Services employees will be expected to complete background checks to assess suitability for employment, these include; a criminal record, identity, media, sanctions, adverse finance, fraud prevention and reference checks to comply with our regulatory requirements.

Hodge is an advocate of being an equal opportunities employer, We believe in promoting equality and diversity which is central to our lives today. We welcome applications from all sections of the community and recognises the value a diverse workforce brings to an organisation.

ESG and sustainability are at the heart of everything we do and serves as a reminder of the responsibility we have to our stakeholders, customers, colleagues and the communities we operate in to use our position wisely. We’re currently exploring different certifications available and have done an initial review of how we think we’d fare, as we see this as a real opportunity for Hodge given our social purpose.

Apply today to become part of Hodge’s mission to make life better for customers and society in the moments that matter.

Job Type: Full-time

Pay: £70,000.00-£75,000.00 per year

Benefits:

Additional leave
Company pension
Cycle to work scheme
Employee discount
Enhanced maternity leave
Enhanced paternity leave
Free or subsidised travel
Gym membership
Health & wellbeing programme
Life insurance
Paid volunteer time
Referral programme
Sick pay
Store discount

Work Location: Hybrid remote in Cardiff CF10 1FS

Quick apply

Refine Your Search

compliance manager jobs in caldicot, mon

Senior Customer Compliance Manager

Senior Compliance Manager (12 month FTC)

Health & Safety Compliance Manager

Group Compliance Manager

Senior Audit Manager

Contracts Manager

Audit Manager

Interim Manager (Fixed Term Contract 6 Months)

Corporate Tax Compliance Manager

Director – Project Management - Global VAT Compliance & Reporting (GVCR)

Corporate Tax Compliance, Senior Manager

Building Compliance Manager

Contract Manager (All Grades) – Contract Services

Contract Manager (CSC10110)

Contract Manager

Corporate Tax Compliance, Manager

Contracts Manager

Finance & Legal Transformation Manager - 12 Month Fixed Term Contract

Digital Tax Compliance Lead - 6 months Fixed Term Contract

Health & Safety / Compliance Manager

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