Senior client compliance Work, Jobs in Vale, Gsy (with Salaries)

Senior Client Compliance Manager
TMF Group —Saint Peter Port
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Outlook
7d
Anti-Money Laundering (AML) Opportunities - Guernsey - Hybrid working
Northern Trust Corp. —Saint Peter Port
- Full-time
- Hybrid work
- Organisational skills
- Communication skills
Senior Administrator - Corporate Secretarial
Apex Group —Saint Peter Port
- Full-time
- IT
- Leadership
- Time management
Assistant Manager, Risk and Compliance
Aon Corporation —Saint Peter Port
- Full-time
- Hybrid work
- Microsoft Office
- Administrative experience
- IT
Associate Director - Client Support Services
States of Jersey —Jersey
- Full-time
- English
2d
Compliance Officer
Gen II Fund Services (Guernsey) Ltd —Saint Peter Port
- Hybrid work
- Leadership
- Communication skills
Senior Associate
Apex Group —Saint Peter Port
- Full-time
4d
Client MLRO/MLCO/CO
Apex Group —Saint Peter Port
- Full-time
- Communication skills
Manager - Company Secretarial
Apex Group —Saint Peter Port
- Full-time
- Administrative experience
- IT
- Leadership
Compliance Manager - Guernsey
BNP Paribas —Saint Peter Port
- Full-time
- Analysis skills
- Organisational skills
Associate Director - Captive Insurance
Aon Corporation —Saint Peter Port
- Full-time
- Management
- Accounting
Ownership Manager, Yacht Services
Praxis Group —Saint Peter Port
- Travel
Quick apply
8d
Senior Fund Administrator, Private Equity
Northern Trust Corp. —Saint Peter Port
- Full-time
- Microsoft Excel
- Analysis skills
- Presentation skills
Insurance Manager
Aon Corporation —Saint Peter Port
- Supervising experience
- Leadership
Vice President
Apex Group —Saint Peter Port
- Full-time
- Administrative experience
- IT
- Leadership
Transfer Agency & Fund Administration Lead – Private Equity Accounting
Northern Trust Corp. —Saint Peter Port
- Full-time
- Management
- Analysis skills
- Driving
Head of Private Clients, Guernsey
CSC (Corporation Service Company) —Guernsey
- Full-time
- Hybrid work
- Leadership
- Banking
- Tax experience

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Anti-Money Laundering (AML) Opportunities - Guernsey - Hybrid working
Northern Trust Corp. —Saint Peter Port
A track record of driving operational improvement will be valuable. Success in our team requires partners to hold, build and maintain strong relationships with…

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Senior Client Compliance Manager

TMF Group -
Saint Peter Port

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Job details

Full-time
7 days ago

Qualifications

Microsoft Powerpoint
Microsoft Word
Microsoft Outlook
English
Microsoft Office
Continuous improvement
Financial services

Full job description

General Information

Job ID

35871

Location

Saint Peter Port, Guernsey

Work Types

Full Time

Categories

Client Corporate Secretarial

We never ask for any kind of payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment or asked to make a purchase, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted through our official channels.

About TMF Group

TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. We provide legal, financial and employee administration through TMF Group’s teams in 125 offices across 87 jurisdictions, covering 92% of world GDP and 95% of FDI inflow.

As we’re a global company with 11,000+ colleagues, we actively seek out people with the talent and potential to flourish at TMF Group, whatever their background, and offer job opportunities to the broadest spectrum of people. Once on board we nurture and promote talented individuals, making sure that senior positions are open to all.

Discover the Role

As a Senior Client Compliance Manager, you will support client boards by ensuring all regulatory and internal compliance requirements are met across multiple Guernsey-regulated entities. You will act as Money Laundering Compliance Officer (MLCO)/Money Laundering Reporting Officer (MLRO) and compliance lead, overseeing anti-money laundering and counter-terrorist financing frameworks. The role involves conducting compliance monitoring reviews, maintaining up-to-date compliance plans, and reporting key findings to client boards. You will liaise with regulators and auditors while ensuring timely remediation of any identified issues. Additionally, you will provide expert guidance on regulatory changes and drive continuous improvement in compliance processes.

Key Responsibilities

Hold the Supervised Roles of MLCO and MLRO for client entities and be the designated person where TMF Guernsey is engaged as Compliance Officer for client entities;
Subject matter expert on Guernsey Financial Services Commission (GFSC) Investment/Fiduciary Regulatory requirements;
Develop and keep up to date the content of client compliance monitoring plans;
Undertake compliance monitoring reviews relating to Guernsey Investment Licensed entities authorised and registered (closed and open ended) funds, including the completion of periodic monitoring reviews;
Draft (and present, where required) regular board compliance reports to the client boards;
Ensure that any compliance monitoring findings identified are tracked and remediated by the relevant TMF business area;
Assist with the development and maintenance of client compliance procedures;
Keep client boards up to date with changes in regulatory requirements;
Pro-actively participate in training programs on compliance and business-related matters as required;
Identify areas of risk and/or inefficiencies and recommend best practice;
Participate in team projects in relation to changes to regulatory requirements for regulated client entities; function as a project lead or primary consultant on large projects with technical components;
Maintain client specific registers/logs including but not limited to, regulatory correspondence, outstanding monitoring findings and breaches and complaints register;
Liaise with internal and external auditors for provision of information as appropriate;
Assist with preparation of monthly and ad hoc management reporting as required;
Liaise with the GFSC where required to seek advice and report information;
Liaise with other authorities, where required, such as the Financial Intelligence Unit (FIU), Revenue Service and Policy and Resources;
Receive and assess any reports made by client entity employees or directors in relation to financial crime suspicions on client entities, liaising with the TMF legal entity MLRO where necessary;
Make prompt disclosures to the FIU via their online portal if after considering a report there is knowledge or a suspicion of financial crime;
Maintain a record of all requests for information from law enforcement authorities and records relating to all internal and external client related Suspicious Activity Reports;
Manage relationships effectively post disclosures to avoid tipping off any external parties;
Act as the liaison point with the GFSC and the FIU and in any other external enquiries in relation to financial crime for client entities;
Update client entities in relation to financial crime including providing periodic information to client board(s).

Key Requirements

Ideally the candidate would hold a relevant Compliance Qualification (ICA at Diploma level or similar).
3-5 years experience in a similar role.
Experience in all MS Office packages (Word, PowerPoint, Excel, Outlook). Other software packages appropriate.
Fluent in both written and spoken English.

What’s in it for you?

Pathways for career development
- Work with colleagues and clients around the world on interesting and challenging work;
- We provide internal career opportunities so you can take your career further within TMF;
- Continuous development is supported through global learning opportunities from the TMF Business Academy;
Making an impact
- You’ll be helping us to make the world a simpler place to do business for our clients;
- Through our corporate social responsibility program, you’ll also be making a difference in the communities where we work;
A supportive environment
- Strong feedback culture to help build an engaging workplace;
- Our inclusive work environment allows you to work from our offices around the world, as well as from home, helping you find the right work-life balance to perform at your best

We’re looking forward to getting to know you!

Apply Now

Refine Your Search

senior client compliance jobs in vale, gsy

Senior Client Compliance Manager

Anti-Money Laundering (AML) Opportunities - Guernsey - Hybrid working

Senior Administrator - Corporate Secretarial

Assistant Manager, Risk and Compliance

Associate Director - Client Support Services

Compliance Officer

Senior Associate

Client MLRO/MLCO/CO

Manager - Company Secretarial

Compliance Manager - Guernsey

Associate Director - Captive Insurance

Ownership Manager, Yacht Services

Senior Fund Administrator, Private Equity

Insurance Manager

Vice President

Transfer Agency & Fund Administration Lead – Private Equity Accounting

Head of Private Clients, Guernsey

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