Regulatory reporting Work, Jobs in Balham, Gtl (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Assistant, UK Regulatory Reporting
Lloyd's of London —London
- Full-time
- Hybrid work
- Analysis skills
- IT
- Communication skills
- Employee discount
- Gym membership
Regulatory Reporting Analyst
ADM —London
- Microsoft Excel
- Microsoft Office
- Communication skills
11d
Regulatory Reporting Analyst
Koch Minerals & Trading —London
- Holidays
- Microsoft Excel
- Engineering
- SQL
Regulatory Reporting Implementation Specialist - 2026
Suade —London
- £45,000 - £60,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- English
- Bachelor's degree
- Annual leave
- Work from home
Quick apply
5d
Accounts Assistant
CBCX GROUP LTD —London
- Full-time
- Microsoft Excel
- Administrative experience
- Analysis skills
Quick apply
Regulatory Affairs Manager
Valorem Distribution —Greenhithe
- £45,000 - £65,000 a year
- Full-time
- Hybrid work
- English
- Organisational skills
- In-person
Quick apply
3d
Deputy Director Commercial Services
British Transport Police —London
- £103,002.13 a year
- Full-time
- Continuous improvement
- Contracts
- Leadership
- Annual leave
- Gym membership
Quick apply
Trade Processing Analyst
ABN AMRO —London
- Communication skills
6d
Regulatory Reporting Analyst – Open Banking
EXL Service —London
- Full-time
- Hybrid work
- SQL
- APIs
- AI
Compliance Analyst
Janus Henderson —London
- Hybrid work
- Organisational skills
11d
Analyst, Regulatory Trade Reporting 12mth FTC
CIBC —London
- Full-time
- Data analysis skills
- Master's degree
- Analysis skills
Regulatory Reporting Lead - MiFID II & EMIR Implementation
G MASS —London
- Hybrid work
- Leadership
Quick apply
Access Arrangement Officer
Inspired —London
- Full-time
- Remote
- Microsoft Office
- IT
- School
10d
Regulatory Reporting Accountant - 9 Month FTC
Beazley Management Limited —London
- Microsoft Excel
- Microsoft Office
- Analysis skills
- Life insurance
Business Analyst (Functional Regulatory Reporting)
Revolut —London
- Data analysis skills
- SQL
- Communication skills
Regulatory Analyst
Tesla —London
- English
- No degree
- Business
Regulatory Reporting Manager
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- No degree
- Accounting
- Banking
- Annual leave
Quick apply
Intern
European Bank for Reconstruction and Development —London
- Microsoft Powerpoint
- Microsoft Excel
- Data analysis skills
3d
Function Tester
Sureserve —London
- £25,000 - £27,000 a month
- Hybrid work
- Bachelor's degree
Quick apply
2d

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regulatory reporting jobs near balham, gtl

Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

regulatory reporting jobs in balham, gtl

Compliance Officer

Assistant, UK Regulatory Reporting

Regulatory Reporting Analyst

Regulatory Reporting Analyst

Regulatory Reporting Implementation Specialist - 2026

Accounts Assistant

Regulatory Affairs Manager

Deputy Director Commercial Services

Trade Processing Analyst

Regulatory Reporting Analyst – Open Banking

Compliance Analyst

Analyst, Regulatory Trade Reporting 12mth FTC

Regulatory Reporting Lead - MiFID II & EMIR Implementation

Access Arrangement Officer

Regulatory Reporting Accountant - 9 Month FTC

Business Analyst (Functional Regulatory Reporting)

Regulatory Analyst

Regulatory Reporting Manager

Intern

Function Tester

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