Risk associate Work, Jobs in Cheshunt, Hrt (with Salaries)

Risk & Compliance Associate
Alantra —London
- Full-time
Associate Mental Health Worker
North London NHS Foundation Trust —London
- £33,262 - £36,027 a year
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Research Associate
Imperial College London —White City
- £49,017 - £57,472 a year
- Full-time
- Doctoral degree
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6d
7IM Graduate Associate Programme
Seven Investment Management —London
- Communication skills
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7IM Graduate Associate Programme
7IM —London
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Associate, KYC Client Onboarding - Client Shared Services - Capital Markets
Royal Bank of Canada —London
- Full-time
- Bachelor's degree
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2d
Associate Lab technician
PerkinElmer —Stevenage
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6d
Senior Research Associate - Quality & Excellence
PEI Group —London
- Organisational skills
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Onboarding Associate
Charles Stanley —London
- Full-time
- Microsoft Word
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9d
AML & Financial Crime Associate
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
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Asset Management - Alternatives Investment Risk Analyst/ Associate
JPMorganChase —London
- Full-time
- SQL
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3d
Audit Associate (Corporate) – Graduate Scheme, January 2027
haysmacintyre —London
- Communication skills
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Compliance and Regulatory Associate
Limbic —London
- Full-time
- Hybrid work
- Organisational skills
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8d
Embedded Risk Associate Director
DTCC —London
- £85,000 - £105,000 a year
- Full-time
- Hybrid work
- Data analysis skills
- Bachelor's degree
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- Annual leave
- Life insurance
Quick apply
14d
Senior Associate, Operational Risk
Lloyd's of London —London
- Hybrid work
- Organisational skills
- Communication skills
- Employee discount
- Gym membership
Associate Product Specialist, Launch Graduate Program 2026 - London, UK
Mastercard —London
- Full-time
- Master's degree
AML Associate
PJT Partners —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Associate Director, Senior Investment Risk Analyst
Janus Henderson —London
- Hybrid work
- Communication skills
- Python
Associate, Compliance Analyst
Castleton Commodities International —London
- Full-time
- Microsoft Excel
- Master's degree
- SQL
- Annual leave
- Employee discount
6d
Technology Associate
Megaslice —London
- Full-time
- Remote
- Computer networking

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Risk & Compliance Associate

Alantra -
London

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Job details

Full-time

Full job description

Alantra is an independent global financial services firm that provides investment banking and asset management services to mid-market companies, families, and investors. The Group has over 500 professionals in Europe, the U.S., Latin America, Asia, and the Middle East.

In Investment Banking, Alantra has completed over 1,000 transactions in the last five years. Alantra combines a strong local presence in key financial centers with global sector- and product-specialized teams.

In Alternative Asset Management, Alantra offers its clients unique access to a wide range of investment strategies in five highly specialized asset management classes (private equity, active funds, private debt, energy, and venture capital). As of 30 September 2025, assets under management from consolidated businesses stood at €2.7bn, while those managed by firms in which the Group holds a strategic stake amounted to €14.2bn.

Job Description:

R&C Associate – London

Department: Risk & Compliance

Reports to: UK Head of Compliance & MLRO

Location: London (with EU liaison)

About Alantra

Alantra is a global financial services group active in Investment Banking, Asset Management and Equities. The London office is a core hub for cross-border advisory, with the Risk & Compliance team supporting UK and EU activity across all business lines.

Role Overview

We are seeking an R&C Associate to provide day-to-day compliance oversight for our UK businesses and support coordination with EU affiliates. The role is close to deal activity, advising on regulatory issues, overseeing onboarding, monitoring conduct and conflicts, and ensuring compliance with UK/EU regulatory requirements.

Ideal for candidates with 2–4 years’ experience in risk & compliance in FS, or from a law firm (FS regulation) or compliance consultancy for financial services, preferably in the UK.

Key Responsibilities

Advisory & Transactions

First point of contact for deal teams on MiFID II, MAR, COBS and conduct queries.

Review engagement letters, approve mandates, and oversee KYC/AML.

Provide regulatory input on deal structuring, disclosures, conflicts and client categorisation.

Engagement Oversight

Ensure adherence to internal controls and approval processes.

Review transaction documents, marketing materials and legal drafts for regulatory risks.

Monitor cross-border activity, market abuse risk, financial promotions and conflicts.

Information & Conflicts Management

Oversee confidential information handling, insider lists and information barriers.

Conduct first-level conflict analysis and maintain conflicts registers.

EU Coordination & Group Support

Align UK/EU engagement standards and review cross-border materials.

Support periodic file reviews and tailored compliance training.

Compliance Operations

Contribute to the Compliance Monitoring Programme and FCA/non-financial returns.

Maintain compliance/AML risk assessments, risk registers and horizon scanning.

Support prudential/ICARA work and SM&CR processes.

Requirements:

Skills & Experience

Essential

2–4 years’ experience in Compliance, Risk or Regulatory Advisory in FS, legal (FS regulation) or consultancy (FS compliance).

Experience with onboarding, engagement letters, approvals and transaction support.

Knowledge of MiFID II, MAR, FCA rules, GDPR and AML/KYC.

Solid understanding of financial instruments and strong knowledge of securitization structures (ABS, MBS, CLOs, credit-linked transactions)

Desirable

Cross-border regulatory exposure, tied agents or passporting.

Experience in compliance assurance or framework design.

Attributes

Commercial, pragmatic and confident with front-office stakeholders.

Highly organised and detail-driven.

Collaborative and adaptable in a fast-paced environment.

Apply Now

Refine Your Search

risk associate jobs in cheshunt, hrt

Risk & Compliance Associate

Associate Mental Health Worker

Research Associate

7IM Graduate Associate Programme

7IM Graduate Associate Programme

Associate, KYC Client Onboarding - Client Shared Services - Capital Markets

Associate Lab technician

Senior Research Associate - Quality & Excellence

Onboarding Associate

AML & Financial Crime Associate

Asset Management - Alternatives Investment Risk Analyst/ Associate

Audit Associate (Corporate) – Graduate Scheme, January 2027

Compliance and Regulatory Associate

Embedded Risk Associate Director

Senior Associate, Operational Risk

Associate Product Specialist, Launch Graduate Program 2026 - London, UK

AML Associate

Associate Director, Senior Investment Risk Analyst

Associate, Compliance Analyst

Technology Associate

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