compliance manager Work, Jobs in dorset (with Salaries)

Compliance Manager
Mortgage Intelligence —Bournemouth
- Hybrid work
- Management
- IT
- Financial services
Compliance and Ops Risk Test Senior Lead
JPMorganChase —Bournemouth
- Full-time
Contract Manager
Priory Concept Group —Christchurch
- £45,000 - £50,000 a year
- Full-time
- Customer service
- Contracts
- In-person
- Free parking
Quick apply
Compliance and Ops Risk Test Lead
JPMorganChase —Bournemouth
- Full-time
- Project management
Head of Trade Compliance
Draken —Bournemouth
- Analysis skills
- Leadership
Contracts Manager
JN Bentley —Poole
- Full-time
- Civil engineering
- Engineering
- No degree
Quick apply

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Compliance Manager

Mortgage Intelligence -
Bournemouth

Apply Now

Job details

Qualifications

Management
IT
Financial services
Communication skills

Full job description

Location: Bournemouth / Hybrid

Salary: Competitive

Job Reference Number: MIH190624

Overall Responsibility:

To closely support the Head of Compliance in providing assurance to Mortgage Intelligence Holdings (MIH) that we, and our Appointed Representatives (ARs), adhere to the required regulatory standards set by the Financial Conduct Authority (FCA) and deliver good outcomes for our customers.

The role will report directly into the Head of Compliance and will involve the day to day management of the compliance team.

Key Responsibilities:

Oversee the operation of the Compliance Team, providing guidance and instruction to the team through proactive decision making
Carry out people management duties for direct reports, including regular 1:1’s, appraisals and team meetings
Support the provision of relevant training and development of the Compliance Team
Provide the Head of Compliance with regular support on all compliance related matters and deputise as required
Proactively consider opportunities to enhance client outcomes within MIH, assisting in the ongoing development of the compliance function and control frameworks
Produce and analyse management information to identify areas of customer and business risk
Manage and provide advice relating to the remediation of risk events and/or compliance breaches
Lead on relevant compliance related 2nd/3rd line audit work and ensure any actions are implemented within agreed timescales
Prepare regular, timely and relevant reports for the Board and other Committees, including recommendations for addressing any weaknesses identified across the business
Contribute towards the networks ongoing Consumer Duty obligations, considering these in all actions and decisions that are taken
Work closely with key business areas and stakeholders across the business, in particular the Network Quality Manager and Head of Business Assurance Managers, to implement MIHs agreed approach to compliance related matters
Regularly attend and contribute to a range of internal and external meetings on compliance related matters
Provide the Head of Compliance with regular updates on key risks and emerging issues from within the Compliance Team
Maintain a good industry and technical compliance knowledge, assuming responsibility for own personal development
Carry out ad hoc tasks as may be delegated to you by the Head of Compliance, as required by the business

Key Skills and Experience:

Strong relevant experience of Compliance roles within the financial services industry (ideally intermediary mortgage and insurance firms but other similar experience could be considered)
Experience of managing, motivating and developing teams
Proactive and willing to take responsibility for improving efficiency and accountability within the team
Strong understanding of MCOB, ICOBS, DISP, data protection and money laundering regulations, and of associated regulatory expectations
Ability to make decisions regarding the severity of issues and implement appropriate actions to mitigate them
Ability to identify root causes and define and shape appropriate improvement plans
Ability to lead by example in order to create an effective working environment.
Excellent written and verbal communication skills, to enable clear and insightful reporting to senior management
Excellent attention to detail
Strong IT skills

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compliance manager jobs in dorset

Compliance Manager

Compliance and Ops Risk Test Senior Lead

Contract Manager

Compliance and Ops Risk Test Lead

Head of Trade Compliance

Contracts Manager

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