Financial adviser Work, Jobs in London, Eng (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Paraplanner
Sedulo —London
- £40,000 - £55,000 a year
- Full-time
- Hybrid work
- Microsoft Office
- Analysis skills
- Organisational skills
- Work from home
- Flexible schedule
Quick apply
13d
Intern
European Bank for Reconstruction and Development —London
- Microsoft Powerpoint
- Microsoft Excel
- Data analysis skills
3d
Mortgage Administrator
Howden Group Holdings —London
- Full-time
- Hybrid work
- Microsoft Office
- Financial services
Financial Advisor
Hoxton Wealth —London
- Leadership
Quick apply
6d
Investment Analyst - Life Sciences
British Business Bank —London
- £50,000 - £60,000 a year
- Monday to Friday
- Hybrid work
- Communication skills
- Annual leave
- Employee discount
Quick apply
Trainee Mortgage Adviser / Paraplanner
Loans Warehouse —Watford
- £23,500 - £25,000 a year
- Overtime
- Microsoft Word
- CRM software
- Microsoft Excel
- Free parking
- Life insurance
Quick apply
13d
Trainee Financial Advisor Programme
7IM —London
7h
Financial Adviser - Homebased
Foresters Financial —Bromley
- £28,840 - £41,200 a year
- Full-time
- Remote
- Microsoft Excel
- Microsoft Outlook
- Sales
Financial Adviser
Plum Fintech —London
- Hybrid work
- Referral programme
Quick apply
4d
Associate Financial Advisor - Hybrid
Argentis Group Limited —London
- Full-time
- Hybrid work
- Financial services
- Communication skills
- Employee discount
Quick apply
Wealth Investment Adviser
Fidelity International —Cannon Street Station
- Full-time
- Microsoft Outlook
- IT
- Communication skills
IT Innovation Adviser
BDO —London
- Full-time
- Product management
- Agile
Financial Services Audit Graduate Programme (Autumn 2026) - London
Grant Thornton UK LLP —London
- Full-time
- School
- Flexitime
- Employee discount
5d
Mortgage Quality and Compliance Adviser
Stonebridge Mortgage Solutions Limited —Basildon
- Full-time
- Hybrid work
- Financial services
- Communication skills
- Annual leave
- Work from home
Quick apply
Associate Wealth Adviser
Apollo Private Wealth —London
- £32,000 - £35,000 a year
- Remote
- Banking
- Time management
Quick apply
3d
Financial Adviser - Divorce Specialist
Apollo Private Wealth —London
- £50,000 - £70,000 a year
- Hybrid work
Quick apply
Data Architect
Transact —London
3d
Self Employed Financial Adviser
Foster Denovo —London
- Full-time
- Hybrid work
Financial Adviser
The Private Office —London
- Full-time
- Hybrid work
- Organisational skills
- Communication skills

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Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

financial adviser jobs in london, eng

Compliance Officer

Paraplanner

Intern

Mortgage Administrator

Financial Advisor

Investment Analyst - Life Sciences

Trainee Mortgage Adviser / Paraplanner

Trainee Financial Advisor Programme

Financial Adviser - Homebased

Financial Adviser

Associate Financial Advisor - Hybrid

Wealth Investment Adviser

IT Innovation Adviser

Financial Services Audit Graduate Programme (Autumn 2026) - London

Mortgage Quality and Compliance Adviser

Associate Wealth Adviser

Financial Adviser - Divorce Specialist

Data Architect

Self Employed Financial Adviser

Financial Adviser

I want to receive the latest job alerts for financial adviser in london, eng

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