Senior compliance officer Work, Jobs in London Nw3 (with Salaries)

Senior Compliance Officer
BHFT —London
- Full-time
- Remote
- Communication skills
- Flexible schedule
Quick apply
Senior Compliance Officer
Teya —London
- Full-time
- SQL
- Analysis skills
- Bachelor's degree
Senior Compliance Officer (Reinsurance)
Marsh —London
- Full-time
- Bachelor's degree
- Travel
- Mentoring
Senior Central Compliance Officer (12 month FTC)
Jupiter Asset Management —London
- Full-time
- Hybrid work
- Analysis skills
HR & People Professionals (All Levels) - UK Wide
Concept AI Ltd —London
- £28,000 - £120,000 a year
- Full-time
- Hybrid work
- Management
- Supervising experience
- Human resources
- Work from home
Quick apply
Compliance Officer
Carnall Farrar —London
- Full-time
- Hybrid work
- English
- Bachelor's degree
- Leadership
- Health & wellbeing programme
- Annual leave
Quick apply
Human Resources Officer
Mont Rose College of Management & Sciences —Ilford
- £38,000 - £42,000 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Free parking
- Bereavement leave
Quick apply
Senior Admissions Officer
Regent College London —London
- Full-time
- Hybrid work
- CRM software
- Microsoft Office
- Continuous improvement
Quick apply
Senior Housing Income Officer
L&Q —London
- £37,451 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
- Negotiation
- Annual leave
- Employee assistance programme
11d
Associate Underwriting Officer - Delegated Financial Lines
The Travelers Companies, Inc. —London
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
- Negotiation
- Health & wellbeing programme
Human Resources Advisor
Markmonitor Inc. —London
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Quick apply
Senior Probation Officer - Intensive Supervision Court: London Probation Service
HM Prison & Probation Service —London
- £40,001 - £50,000 a year
- Full-time
- Hybrid work
- Presentation skills
- Bachelor's degree
- IT
- Annual leave
- Employee discount
12d
Senior Director, Head of International Network Compliance (EMEA)
Capital One UK —London
- Full-time
- Hybrid work
- In-person
- Leadership
- Communication skills
Senior Student Success Officer
University College London —London
- £43,981 - £52,586 a year
- Full-time
- English
- Administrative experience
- Annual leave
- Employee assistance programme
6d
Compliance Officer
Stephenson Harwood LLC —London
- Presentation skills
- Bachelor's degree
- In-person
- Employee discount
Legal & Human Resources Officer
Commonwealth College of Excellence —London
- £26,000 - £29,000 a year
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Annual leave
- Sick pay
Quick apply
11d
Compliance Monitoring Officer
Lendable —London
- Full-time
- Hybrid work
- Analysis skills
- Machine learning
- Financial services
- Referral programme
2d
Compliance Officer (12 month FTC)
Jupiter Asset Management —London
- Full-time
- Hybrid work
- Sales
- Organisational skills
- IT
Compliance Officer / Quality Assurance & Regulatory Officer
Landmark specialist Finance —London
- £48,000 - £50,000 a year
- Full-time
- Continuous improvement
- In-person
- Leadership
- Annual leave
- Referral programme
Quick apply
Compliance Officer
ED&F Man Commodities —London
- English
- Master's degree
- Bachelor's degree

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senior compliance officer jobs near london nw3

Senior Compliance Officer

BHFT -
London

Quick apply

Job details

Full-time

Benefits

Flexible schedule

Qualifications

Communication skills

Full job description

Company Description

BHFT is a proprietary algorithmic trading firm. Our team manages the full trading cycle, from software development to creating and coding strategies and algorithms.

Our trading operations cover key exchanges. The firm trades across a broad range of asset classes, including equities, equity derivatives, options, commodity futures, rates futures, etc. We employ a diverse and growing array of algorithmic trading strategies, utilizing both High-Frequency Trading (HFT) and Medium-Frequency Trading (MFT) approaches. Looking ahead, we are expanding into new markets and products. As a dynamic company, we continuously experiment with new markets, tools, and technologies.

We’ve got a team of 200+ professionals, with a strong emphasis on technology—70% are technical specialists in development, infrastructure, testing, and analytics spheres. The remaining part of the team supports our business operations, such as Risks, Compliance, Legal, Operations and more.

Our employees are located all around the world, from the United States to Hong Kong. Although we maintain office spaces, we currently operate as a 100% remote organization.

At BHFT, clarity and transparency are at the core of our culture: we value open communication, ensuring that our processes are straightforward.

Job Description

Advisory compliance — primary owner, all regions

Real-time trading guidance across all asset classes and venues
Building and maintaining a pre-cleared rules framework for recurring desk queries
Advising development, trading, and operations teams on building and maintaining compliant tools and processes
Building out a comprehensive algo trading governance framework covering the full lifecycle — pre-deployment approvals, ongoing monitoring, change management, business continuity, information security, and annual review
New market and product approvals

Core compliance — oversee two Compliance Officers responsible for:

Trade surveillance across all venues
Regulatory and exchange affairs — filings, registrations, regulator and exchange inquiries, client/due-diligence reviews, FCM interface
Policies and training — maintaining the policy framework and running the training program across all regions
AML and sanctions — screening vendors and counterparties (brokers, FCMs)

Leadership

Supervising and developing two Compliance Officers
Representing compliance in cross-functional discussions with risk, development, and front office
Escalation point for non-routine compliance matters

Qualifications

Hands-on experience building compliance tools and systems, not only policy and procedure work
Direct experience in a compliance role at a proprietary trading firm, market maker, electronic trading venue, or trading desk
Experience across multiple asset classes — commodities, rates, equity futures, options on futures, and equities
Working knowledge of algo trading controls and governance frameworks
Familiarity with multi-venue regulatory obligations across at least two of: US (CFTC/NFA), EU (MiFID II), India (SEBI), UK (FCA)
Knowledge of core compliance policies — AML, recordkeeping, whistleblowing, conflicts of interest — and ability to write, implement, and maintain policies and procedures around them
Ability to deliver timely, well-reasoned guidance while maintaining independence as a control function
Strong written communication for policies, procedures, and regulatory correspondence

Nice to have

Experience with equities compliance frameworks — Reg SHO, short selling regimes, locate obligations
Experience with exchange membership obligations (ICE, CME, LME, NSE)
Familiarity with position-limit regimes across multiple venues
Exposure to Chinese exchange connectivity (CTP)
Background in trade surveillance systems and alert handling
Experience building compliance frameworks from scratch
Experience automating AML/sanctions screening workflows

Additional Information

What we offer:

Experience a modern international technology company without the burden of bureaucracy.
Collaborate with industry-leading professionals, including former employees of Tower, DRW, Broadridge, Credit Suisse, and more.
Enjoy excellent opportunities for professional growth and self-realization.
Work remotely from anywhere in the world with a flexible schedule.
Receive compensation for health insurance, sports activities, and non-professional training.

Quick apply

Refine Your Search

senior compliance officer jobs in london nw3

Senior Compliance Officer

Senior Compliance Officer

Senior Compliance Officer (Reinsurance)

Senior Central Compliance Officer (12 month FTC)

HR & People Professionals (All Levels) - UK Wide

Compliance Officer

Human Resources Officer

Senior Admissions Officer

Senior Housing Income Officer

Associate Underwriting Officer - Delegated Financial Lines

Human Resources Advisor

Senior Probation Officer - Intensive Supervision Court: London Probation Service

Senior Director, Head of International Network Compliance (EMEA)

Senior Student Success Officer

Compliance Officer

Legal & Human Resources Officer

Compliance Monitoring Officer

Compliance Officer (12 month FTC)

Compliance Officer / Quality Assurance & Regulatory Officer

Compliance Officer

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