Compliance manager Work, Jobs in Longbridge, Wmd (with Salaries)

Compliance Monitoring Manager
NFP Corp —Bromsgrove
- Hybrid work
- Financial services
- Communication skills
- Annual leave
- Employee discount
Compliance & Ops Manager
NCF Living —Birmingham
- £40,000 - £45,000 a year
- Maintenance
- Bachelor's degree
- Organisational skills
- Free parking
Quick apply
Compliance & Risk Manager - SRA Knowledge & Law Firm Experience
LDJ Solicitors —Nuneaton
- Part-time
- Communication skills
Information Compliance Manager - Legal Services - 102781 - Grade 5
University of Birmingham —Birmingham
- £30,062 - £35,883 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Office
- Annual leave
- Sick pay
6d
Global Compliance & Complaints Manager - 12 month FTC
RICS —Birmingham
- Hybrid work
- Continuous improvement
- Travel
- Agile
- Annual leave
Group Technical Compliance Manager
ABP UK —Marston Green
- Full-time
- In-person
- Communication skills
Quick apply
Asset and Compliance Manager
Dawson Housing Ltd —Birmingham
- From £30,000 a year
- Full-time
- Project management
- Bachelor's degree
- Organisational skills
Quick apply
2d
Private Client Compliance - Trusts Manager
Cooper Parry —Birmingham
- Full-time
- Remote
- Tax experience
2d
Compliance & Maintenance Manager
South Staffs Water —Walsall
- Up to £56,000 a year
- Full-time
- Analysis skills
- Travel
- Employee assistance programme
- Employee discount
8d
Associate Director - Acquisitions, Compliance & Maintenance
Dudley Metropolitan Borough Council —Dudley
- £108,015 - £118,680 a year
- Full-time
- Hybrid work
- Construction
- Communication skills
2d
Director of Enhanced Compliance & Enforcement
Gambling Commission —Birmingham
- £83,379 a year
- Full-time
- Hybrid work
- Travel
- Annual leave
5d
Audit Stream Learning and Development - Learning Compliance Lead
BDO —Birmingham
- Full-time
- Leadership
Senior Contracts Manager
Birmingham City University —Birmingham
- £52,462 - £60,842 a year
- Full-time
- Hybrid work
- Project management
- University
- Contracts
Compliance Manager
DHL —Coventry
- £32,000 - £35,000 a year
- Monday to Friday
- Microsoft Office
- Negotiation
- Free parking
- Annual leave
Private Equity Risk and Compliance Manager
Pwc UK —Birmingham
- Full-time
- Hybrid work
- Management
- Project management
- Communication skills
Engineering - Compliance Manager
Drayton Manor Resort Ltd —Tamworth
- Weekend availability
- Engineering
- Maintenance
- Analysis skills
- Free parking
- Annual leave
Quick apply
National Contract Manager
Atlas Workplace Services —Birmingham
- Up to £50,000 a year
- Travel
- Contracts
Quick apply
HR Manager -Fixed Term 12 month Contract
Lesaffre UK & Ireland —Kidderminster
- £45,000 - £48,000 a year
- Part-time
- Management
- Bachelor's degree
- Human resources
- Free parking
Quick apply
Contracts Manager
M J Coles Construction Services Ltd —Solihull
- Up to £75,000 a year
- Full-time
- Management
- Project management
- Construction
Quick apply
Construction and Compliance Health and Safety Manager
Birmingham Airport —Birmingham
- £60,000 - £65,000 a year
3d

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Compliance Monitoring Manager

NFP Corp -
Bromsgrove

Apply Now

Job details

Benefits

Annual leave
Company pension
Private medical insurance
Employee discount

Qualifications

Financial planning
Financial services
Communication skills
Certificate in Insurance

Full job description

Compliance Monitoring Manager

Bromsgrove, England, GB

We’re hiring for a Compliance Monitoring Manager to support our growing Compliance team!

To keep up with our growth in the UK and Ireland, we’re looking for a dedicated Compliance Monitoring Manager to design and execute risk-based compliance monitoring across NFP Group providing senior management with insight and information on the Group’s compliance with applicable FCA and CBI requirements. You will provide support for all business lines (Commercial Insurance, Employee Benefits and Financial Planning) in both the UK and ROI. The ideal candidate will have extensive knowledge of FCA/CBI requirements and guidance, relevant compliance qualifications and experience of designing and delivering compliance monitoring activity.

We’re looking for someone with:

Extensive knowledge of FCA/CBI regulation in respect of insurance distribution, Financial Planning and employee benefits activities in particular knowledge of SYSC, PROD, COBS, ICOBS, DISP, Consumer Duty, Consumer Protection Code (CBI)
Ability to interpret FCA/CBI regulation and determine suitable practical application
Ability to determine whether good client outcomes of have been achieved within the context of regulatory principles
Demonstrable experience in compliance monitoring roles within the financial services sector, preferably in the intermediary market
Relevant qualifications such as ICA or CII; Certified level as a preferred minimum, Diploma level desirable
Demonstrable verbal and written communication and stakeholder management skills

Using these skills, you’ll be:

Assessing regulatory risk with regard to insurance distribution, employee benefits and financial planning activities
Designing and risk-based monitoring plan which provides insight in the firm’s compliance and adherence to regulatory standards
Designing suitable methodologies for compliance monitoring activity including appropriate testing criteria and the engagement of relevant stakeholders
The timely completing of monitoring activities in accordance with the risk-based plan
The production of clear, accurate and balanced monitoring reports
Developing and building relationships with key stakeholders in all business lines
Representing the compliance division to the business and providing suitable technical advice on compliance and standards to meet

Who is NFP?
With over 600 people in the UK and Ireland and over 8,000 employees worldwide, NFP is part of the Aon group and specialise in helping businesses in four core areas:

Insurance (helping them manage key risks)
Health and safety (supporting them to create a safer workplace for their employees)
Employee benefits (helping them reward their people more effectively)
HR, people and talent (supporting employers and their people to thrive through changes and challenges)

What you’ll love about working here

working in a dynamic, fast-paced organisation in an exciting industry
the opportunity to do globally impactful work from day one
learning from industry and business line specialists with decades of experience
a huge variety of projects to work on and challenges to solve
our People First culture, which illustrates our commitment to your wellbeing and development, not just as an employee but as a human being
a rich suite of employee benefits and out-of-work perk

The great benefits we offer:

Finances
It’s important to know you’re paid fairly for the hard work you put in, which is why we complete regular reviews to keep your salary in line as you progress. Plus, we offer initiatives to support and give you financial peace of mind.

Matched employer pension contributions
Life Assurance and Group Income Protection
Lifestyle discounts for well-known brands

Work-life balance
We appreciate the importance of your life outside of work and the benefits of an effective work-life balance. That’s why our policies and culture respect your ability to be flexible, helping you be your best self both in and out of the office.

Opportunity for hybrid working
Generous annual leave allowance

Health and wellbeing
We firmly believe in supporting the whole person, not just the employee. At NFP, you have access to a number of initiatives and resources designed to support your physical and mental health and wellbeing.

Comprehensive Private healthcare
Healthcare cash plan
Additional days off throughout the year to focus on your wellbeing

Charity and community work
At NFP, your sense of purpose will stretch far beyond your job role. With numerous opportunities to support charities and local initiatives close to our heart, you’ll be able to join us in making a real difference.

Numerous charity fundraising challenges and events throughout the year
Opportunities to volunteer and give back to the community
Award-winning apprenticeship program, helping local schoolchildren take their first steps into the world of work

Social
It’s not all hard work; we also love to let our hair down. By providing plenty of opportunities to socialise with your colleagues throughout the year, we help ensure our people get on personally as well as professionally.

Two large employee events every year for summer and Christmas
Enjoy out-of-work events and socials to get to know your team better
Good office locations with plenty of opportunity to socialise outside of work

Inclusion and belonging
We’re proud holders of Insurance Business Magazine’s 5-Star Inclusion and Belonging Employer award. Through our dedicated Inclusion and Belonging committee, we hold educational events that foster a culture of curiosity, not judgement.

A dedicated Inclusion and Belonging Committee, supported by our Global Advisory Board
Inclusive policies and procedures to ensure all of our people are treated fairly
Access to Business Resource Groups that can support with multiple of key challenges

NFP and You… Better Together!

NFP is an inclusive Equal Employment Opportunity employer.

Apply Now

Refine Your Search

compliance manager jobs in longbridge, wmd

Compliance Monitoring Manager

Compliance & Ops Manager

Compliance & Risk Manager - SRA Knowledge & Law Firm Experience

Information Compliance Manager - Legal Services - 102781 - Grade 5

Global Compliance & Complaints Manager - 12 month FTC

Group Technical Compliance Manager

Asset and Compliance Manager

Private Client Compliance - Trusts Manager

Compliance & Maintenance Manager

Associate Director - Acquisitions, Compliance & Maintenance

Director of Enhanced Compliance & Enforcement

Audit Stream Learning and Development - Learning Compliance Lead

Senior Contracts Manager