Compliance auditor Work, Jobs in Pool In Wharfedale, Wyk (with Salaries)

Compliance Auditor
Flint Bishop —Leeds
- Monday to Friday
- Microsoft Office
- Communication skills
- Up to 25% travel
- Employee discount
- Life insurance
Quick apply
Streetworks Compliance Auditor
Lanes Group —Bradford
- Up to £30,000 a year
- Full-time
- Driving
- Travel
- In-person
- Health & wellbeing programme
Quick apply
14d
Risk & Compliance Auditor
Kennedys Law - UK —Leeds
- Full-time
- Microsoft Word
- Microsoft Excel
- Supervising experience
Senior Quality Compliance Auditor Clinical Trials
Fortrea —Leeds
- Full-time
- Master's degree
- Bachelor's degree
- Continuous improvement
Assistant Director of Governance, Risk and Assurance - Northpoint Wellbeing
Calderdale Council —Leeds
- £64,430 - £74,090 a year
- Full-time
- Annual leave
ISO Consultant/Auditor
Synergos Consultancy Ltd —Huddersfield
- From £35,000 a year
- Full-time
- English
- Travel
- In-person
- Free parking
Quick apply
7d
Compliance Coordinator
Humdinger —Leeds
- Full-time
- Presentation skills
- IT
- Communication skills
2h
Senior Internal Auditor
Hiscox —York
- Full-time
- Hybrid work
- Accounting
- Communication skills
- Negotiation
Solar Technical Auditor
Zuno Tech Group —Leeds
- Full-time
- Schematics
- Travel
- Communication skills
- Annual leave
13d
Electrical Compliance Manager
Zuno Tech Group —Leeds
- Customer service
- Computer literacy
- Communication skills
- Annual leave
9d
Finance and Operations Officer
The Island —Huntington
- £30,000 - £34,000 a year
- Part-time
- CRM software
- Microsoft Office
- Administrative experience
- Annual leave
Quick apply
Audit Assistant Manager - North West
BDO —Leeds
- Full-time
- Supervising experience
Sr Quality Operations Leader, Equipment Services- Remote UK
Cytiva —York
- Full-time
- Remote
- Microsoft Word
- Word processing
- Data analysis skills
- Annual leave
Assistant Manager, Credit Risk Analytics and Modelling
Deloitte —Leeds
- Hybrid work
- Microsoft Excel
- SQL
- Project management
Regional EHS Advisor (Yorkshire / NE England)
VetPartners Limited —York
- £35,000 - £40,000 a year
- Full-time
- Microsoft Excel
- Driving
- Travel
- Annual leave
- Employee discount
Quick apply
Health and Safety Auditor
Wifinity —Leeds
- Full-time
- Hybrid work
- Annual leave
Quick apply
14d
Group SHEQ Manager | ISO Compliance | Manufacturing
The Valley Printing Group —Bingley
- Full-time
- Analysis skills
- Presentation skills
- Communication skills
- Free parking
- Annual leave
Quick apply
2d
Accounts Assistant
Kirsty's —Harrogate
- Up to £30,000 a year
- Overtime
- Microsoft Excel
- In-person
- Free parking
Quick apply
12d
HETAS Inspector (Northern UK)
Cleaner Safer Group —Leeds
- £40,000 a year
- Full-time
- Plumbing
- Construction experience
- Communication skills
- Sick pay
Quick apply
Group Accountant
Batchelors Motor Group —York
- £50,000 - £55,000 a year
- Full-time
- Microsoft Excel
- Accounting
- Mentoring
- Employee discount
- Referral programme
Quick apply
11d

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Compliance Auditor

Flint Bishop -
Leeds

Quick apply

Job details

Permanent

Benefits

Employee discount
Life insurance

Qualifications

Microsoft Office
Communication skills

Full job description

Description

The Auditor plays a pivotal role in providing assurance to the business on the performance and effectiveness of internal policies, controls, procedures, and systems.

This position contributes to improving operations and compliance by applying a systematic and disciplined approach to monitoring activities. The role is critical in supporting the organisation to meet regulatory requirements and minimise the risk of legal action, penalties, or sanctions resulting from breaches of laws, regulations, industry standards, or internal policies.

The Auditor is primarily responsible for delivering the compliance monitoring programme, including:

Planning and scheduling audits
Defining audit scopes
Conducting internal audits
Preparing clear and concise audit reports
Performing trend analysis and identifying areas of risk
Assessing the adequacy and effectiveness of internal policies, controls, and procedures
Recommending improvements to strengthen internal controls and operational processes
Ensuring agreed remedial actions are effectively implemented and embedded

The Compliance Auditor will be part of the compliance team and report to the Head of Compliance. This role is based in our Leeds office, Monday to Friday 36.25 hours, and travel to our other offices may be required, occasionally.

Key Responsibilities

Execute the internal audit programme in line with the Compliance Monitoring Plan.
Maintain and continuously develop the Compliance Monitoring Plan to ensure monitoring activities remain effective and cover all internal policies and procedures.
Develop and maintain the Internal Audit Procedure and supporting documentation.
Coordinate internal audits in a timely manner, ensuring key stakeholders are informed of audit requirements in advance.
Define audit scopes and objectives.
Conduct internal audits to assess effectiveness and compliance with applicable requirements.
Undertake file reviews and thematic reviews where required.
Audit strategic and operational risk controls to confirm they are in place and operating effectively.
Verify actions recorded in the Continual Improvement Register, ensuring they are appropriately documented, progressed, and closed in a timely manner across all departments.
Review, analyse, and evaluate documentation and data.
Make recommendations to strengthen internal controls and improve processes.
Provide clear audit feedback on compliance levels, breaches, and areas for improvement.
Support the implementation of continual improvement initiatives.
Monitor remedial actions and interventions to ensure effective resolution.
Prepare concise audit summary reports.
Present audit findings to departments and senior management.
Produce management information and reporting.
Support client and external audits as required.
Organise and maintain accurate audit records.
Maintain up-to-date knowledge of relevant regulations, standards, best practices, tools, and techniques.

Skills, Knowledge and Expertise

Proven knowledge of auditing standards and best practices.
Experience working with a regulated environment. Knowledge of the SRA or FCA regulations is essential.
Proficient in learning new systems.
Competent user of Microsoft Office.
Highly analytical with strong attention to detail.
Excellent communication and interpersonal skills.
Must have outstanding record keeping and written skills.
Requisite integrity and discretion to work with confidential information.
Sound independent judgement.

Disclosure will be required in the event that a position is offered.

Benefits

What we offer?

Competitive salary
Bonus potential
Life insurance
Great working environment at our Derby head offices
Career development opportunities
25 days holiday plus bank holidays
Options to buy & sell 1 week’s holiday
1 week’s holiday carry over
Extra day off for your birthday
Staff card discount scheme for local shops
Social days and evenings on the firm
Staff discounts on legal services

Flint Bishop is a multi-award-winning, top 200 UK law firm. We have been providing legal services to businesses and individuals for over a century.

Recognised as a ‘leading firm’ by both Chambers & Partners and The Legal 500, the outstanding quality of our staff and service levels is underlined by our ISO quality assurance accreditations, industry awards and peer ranking.

We have approximately 450 solicitors and legal experts who use their technical skills and expertise for one mission: to provide clients with clear advice that helps them to achieve their goals as effectively as possible.

About Flint Bishop

Quick apply

Refine Your Search

compliance auditor jobs in pool in wharfedale, wyk

Compliance Auditor

Streetworks Compliance Auditor

Risk & Compliance Auditor

Senior Quality Compliance Auditor Clinical Trials

Assistant Director of Governance, Risk and Assurance - Northpoint Wellbeing

ISO Consultant/Auditor

Compliance Coordinator

Senior Internal Auditor

Solar Technical Auditor

Electrical Compliance Manager

Finance and Operations Officer

Audit Assistant Manager - North West

Sr Quality Operations Leader, Equipment Services- Remote UK

Assistant Manager, Credit Risk Analytics and Modelling

Regional EHS Advisor (Yorkshire / NE England)

Health and Safety Auditor

Group SHEQ Manager | ISO Compliance | Manufacturing

Accounts Assistant

HETAS Inspector (Northern UK)

Group Accountant

I want to receive the latest job alerts for compliance auditor in pool in wharfedale, wyk

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