Compliance manager Work, Jobs in Quinton, Wmd (with Salaries)

Compliance & Risk Manager - SRA Knowledge & Law Firm Experience
LDJ Solicitors —Nuneaton
- Part-time
- Communication skills
Compliance & Ops Manager
NCF Living —Birmingham
- £40,000 - £45,000 a year
- Maintenance
- Bachelor's degree
- Organisational skills
- Free parking
Quick apply
Information Compliance Manager - Legal Services - 102781 - Grade 5
University of Birmingham —Birmingham
- £30,062 - £35,883 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Office
- Annual leave
- Sick pay
5d
Global Compliance & Complaints Manager - 12 month FTC
RICS —Birmingham
- Hybrid work
- Continuous improvement
- Travel
- Agile
- Annual leave
Associate Director - Acquisitions, Compliance & Maintenance
Dudley Metropolitan Borough Council —Dudley
- £108,015 - £118,680 a year
- Full-time
- Hybrid work
- Construction
- Communication skills
1d
Compliance & Maintenance Manager
South Staffs Water —Walsall
- Up to £56,000 a year
- Full-time
- Analysis skills
- Travel
- Employee assistance programme
- Employee discount
7d
Compliance Monitoring Manager
NFP Corp —Bromsgrove
- Hybrid work
- Financial services
- Communication skills
- Annual leave
- Employee discount
Private Client Compliance - Trusts Manager
Cooper Parry —Birmingham
- Full-time
- Remote
- Tax experience
2d
Compliance Manager
Unipart —Appleby Magna
- £45,000 a year
- Travel
- Employee assistance programme
Quick apply
Audit Stream Learning and Development - Learning Compliance Lead
BDO —Birmingham
- Full-time
- Leadership
Asset and Compliance Manager
Dawson Housing Ltd —Birmingham
- From £30,000 a year
- Full-time
- Project management
- Bachelor's degree
- Organisational skills
Quick apply
1d
Senior Finance and Compliance Manager
Bonuccelli Sandra Professional Group —Birmingham
- £6,300 - £6,500 a month
- Full-time
- Hospitality
- Leadership
- Communication skills
Quick apply
Director of Enhanced Compliance & Enforcement
Gambling Commission —Birmingham
- £83,379 a year
- Full-time
- Hybrid work
- Travel
- Annual leave
5d
Group Technical Compliance Manager
ABP UK —Marston Green
- Full-time
- In-person
- Communication skills
Quick apply
Senior Contracts Manager
Birmingham City University —Birmingham
- £52,462 - £60,842 a year
- Full-time
- Hybrid work
- Project management
- University
- Contracts
National Contract Manager
Atlas Workplace Services —Birmingham
- Up to £50,000 a year
- Travel
- Contracts
Quick apply
Private Equity Risk and Compliance Manager
Pwc UK —Birmingham
- Full-time
- Hybrid work
- Management
- Project management
- Communication skills
Key Contract Manager
Reconomy Connect —Telford
- Full-time
- Hybrid work
- Microsoft Office
- Communication skills
- Employee assistance programme
- Referral programme
HR Manager -Fixed Term 12 month Contract
Lesaffre UK & Ireland —Kidderminster
- £45,000 - £48,000 a year
- Part-time
- Management
- Bachelor's degree
- Human resources
- Free parking
Quick apply
Senior Audit Manager (Business and Conduct)
OSB Group —Wolverhampton
- £70,000 - £90,000 a year
- Full-time
- Hybrid work
- Travel

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compliance manager jobs near quinton, wmd

Compliance & Risk Manager - SRA Knowledge & Law Firm Experience

LDJ Solicitors -
Nuneaton

Apply Now

Job details

Part-time

Qualifications

Communication skills

Full job description

Role Details

Title: Compliance & Risk Manager
Department: Administration
Location: Onsite – Head Office Nuneaton
Working Hours: Part-time – 3 to 4 days per week.
Work pattern: 9:00am to 5:15pm (days to be discussed)
Salary: Competitive, depending on experience

Role Summary

We are seeking an experienced Compliance & Risk Manager to work closely with the
Partnership in ensuring the firm meets its regulatory and legal obligations. The
successful candidate will play a key role in overseeing risk management, regulatory
compliance, and adherence to SRA Standards and Regulations, while supporting (and
potentially undertaking) the responsibilities of MLRO and COLP.

This is a senior position requiring a proactive individual who can provide strategic
guidance, implement robust compliance frameworks, and foster a strong compliance
culture across the firm.

Key Responsibilities

Regulatory Compliance (SRA)

Ensure firm-wide compliance with SRA Standards and Regulations.
Monitor regulatory developments and implement necessary changes.
Manage and maintain the firm’s compliance framework, policies, and

procedures.

Handle breach reporting and liaise with regulators where required.
Conduct file reviews and internal compliance audits.

Risk Management

Develop and maintain the firm’s risk management framework.
Identify, assess, and mitigate operational, regulatory, and reputational risks.
Maintain and update the firm-wide risk register.
Advise Partners on risk exposure in key practice areas.
Support business continuity and risk mitigation planning.

AML & Financial Crime (MLRO Function)

Support or undertake MLRO responsibilities.

Oversee AML policies, procedures, and firm-wide risk assessments.
Manage suspicious activity reporting processes.
Provide guidance on client due diligence and source of funds issues.
Deliver AML training and ensure regulatory compliance across the firm.

COLP Responsibilities (if applicable)

Support or act as COLP.
Ensure compliance with professional and ethical obligations.
Maintain records of breaches and ensure appropriate reporting.
Promote a culture of compliance and ethical practice.

Training & Culture

Design and deliver compliance and risk training across the firm.
Act as a key point of contact for compliance queries.
Promote best practice and continuous improvement.

What We’re Looking For:

Strong knowledge of SRA Standards and Regulations.

Ideally a Solicitor or has worked at a law firm at a senior level.

Highly organised with strong attention to detail.

Commercially aware and pragmatic.

Excellent communication and interpersonal skills.

Able to operate independently with minimal supervision.

Resilient and capable of managing competing priorities.

What We Offer:

Opportunity to work closely with the partnership in a strategic role.

A supportive and collaborative working environment.

Competitive salary and benefits package.

Career progression within a growing firm.

This role may involve formal appointment as MLRO and/or COLP, depending on
experience and firm requirements.

To Apply

Please submit your CV with a covering letter to Mr Craig Everitt, Partner & Practice
Manager, at: [email protected].

Apply Now

Refine Your Search

compliance manager jobs in quinton, wmd

Compliance & Risk Manager - SRA Knowledge & Law Firm Experience

Compliance & Ops Manager

Information Compliance Manager - Legal Services - 102781 - Grade 5

Global Compliance & Complaints Manager - 12 month FTC

Associate Director - Acquisitions, Compliance & Maintenance

Compliance & Maintenance Manager

Compliance Monitoring Manager

Private Client Compliance - Trusts Manager

Compliance Manager

Audit Stream Learning and Development - Learning Compliance Lead

Asset and Compliance Manager

Senior Finance and Compliance Manager

Director of Enhanced Compliance & Enforcement

Group Technical Compliance Manager

Senior Contracts Manager

National Contract Manager

Private Equity Risk and Compliance Manager

Key Contract Manager

HR Manager -Fixed Term 12 month Contract

Senior Audit Manager (Business and Conduct)

I want to receive the latest job alerts for compliance manager in quinton, wmd

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