compliance manager Work, Jobs in rainham, gtl (with Salaries)

Compliance Lead
Partners Group —London
- Financial services
7d
Head of Governance and Compliance
The Marillac Neurological Care Centre —Brentwood
- £24 - £26 an hour
- Part-time
- Data analysis skills
- SQL
- In-person
Quick apply
3d
Foreign Exchange Compliance Manager
Bibby Financial Services —Brentwood
- £60,000 - £65,000 a year
- Full-time
- Hybrid work
- Financial services
Quick apply
4d
Compliance and Administration Manager
Activate Trade Group —London
- £18 - £25 an hour
- Part-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
Quick apply
3h
Governance, Risk & Compliance Manager (m/f/d)
SEFE Securing Energy for Europe GmbH —London
- Hybrid work
- Analysis skills
- Organisational skills
- Communication skills
Compliance Manager
Enfuce —London
- Remote
- Analysis skills
- Organisational skills
- Communication skills
- Annual leave
14d
Senior Product Compliance Manager - KYC & Onboarding
Wise Australia Investments —London
- £83,000 - £118,000 a year
- Travel
- Communication skills
Compliance Assurance Manager
Royal British Veterans Enterprise —Aylesford
- Up to £50,000 a year
- Full-time
- Continuous improvement
4d
Compliance Manager
ASCOT GROUP —London
- Full-time
Audit, Risk and Compliance Manager
NHS Kent and Medway Integrated Care Board —Maidstone
- £49,387 - £56,515 a year
- Full-time
- Organisational skills
- Communication skills
20h
Quality and Compliance Manager
Liaise —London
- £40,000 - £45,000 a year
- Full-time
- IT
- Annual leave
- Employee assistance programme
Quick apply
Product Compliance Manager
Pineapple Contracts —Aylesford
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Analysis skills
- Free parking
- Annual leave
Quick apply
Facilities & Compliance Manager
Hackney Empire Limited —London
- £36,000 - £38,000 a year
- Full-time
Quick apply
3d
Compliance Manager
InvestEngine —London
- Hybrid work
- Analysis skills
- Financial services
Senior Compliance Manager - Compliance Monitoring
Quilter —London
- Full-time
- Mentoring
- Financial services
8d
Compliance Manager
Onmo —London
- £50,000 - £70,000 a year
- Hybrid work
- Microsoft Office
- Organisational skills
- IT
Legal & Compliance Manager (UK)
PetInsuranceStartUp —London
- Hybrid work
- English
- Financial services
- Communication skills
Quick apply
Senior Compliance Manager
ClearScore Technology Limited —London
- Hybrid work
- In-person
- Flexible schedule
14d
Building Safety Compliance Manager
Harrow Council —Harrow
- £65,544 - £72,693 a year
- Analysis skills
- Leadership
Portering & Waste Compliance Manager
Mitie —Ilford
- Full-time
- Management
- Supervising experience
- Continuous improvement

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Compliance Lead

Partners Group -
London

Apply Now

Job details

7 days ago

Qualifications

Change management
Financial services
Root cause analysis

Full job description

What it's about

In your role you will be responsible for working closely with Partners Group's Head of Compliance UK in ensuring that Partners Group's two FCA-licensed firms comply with their legal and regulatory obligations under the UK financial services regime. You will work as part of a team of two responsible for the UK and as part of a global team. The UK compliance function is responsible for all aspects of regulatory compliance on behalf of an alternative investment fund manager ("AIFM") and a MiFID investment firm. Your main responsibility will be for the MiFID investment firm. This is a broad role in which you are expected to take ownership for your work. It consists of a mixture between providing regulatory advice, performing hands-on compliance tasks, dealing with policy matters and working on new regulatory implementation projects. Partners Group is a growing, dynamic fund management group, which translates into a challenging working environment with numerous opportunities to expand your domestic and international regulatory knowledge and experience.

Responsibilities

Lead and support the design, implementation, and ongoing enhancement of the compliance framework for the London office.
Act as a subject matter expert on MiFID entity and provide support for an AIFM entity, including interpretation of requirements and practical application to business processes.
Lead on Client Money and Assets (CASS) processes.
Identifying, understanding and interpreting UK financial services legislation and regulation (with a particular focus on public markets regulatory topics).
Provide day-to-day compliance advice to business teams on regulatory matters affecting investment, distribution activities and financial promotions.
Advise stakeholders on regulatory change and help coordinate implementation of new or amended regulatory requirements.
Draft management information reports and assisting with the firms' corporate governance – e.g. advising boards of directors.
Provide guidance on public markets investment activities, including best execution, allocation and market abuse monitoring
Support regulatory reporting, filings, and interactions with relevant regulators and external stakeholders where required.
Oversee compliance monitoring reviews and thematic assessments, ensuring issues are identified, escalated and remediated appropriately.
Support the development, maintenance, and periodic review of compliance policies, procedures, and controls.
Lead on compliance risk assessments and contribute to the annual compliance risk assessment.
Provide guidance and training to employees on compliance policies, regulatory obligations, and conduct expectations.
Maintain appropriate records and documentation to evidence compliance oversight and decision-making.
Support investigations, breaches, incidents, and control issues, including root cause analysis and remediation tracking.

What we expect

Strong experience (min 10 years) in a compliance role within asset management, private markets, investment management, or a similar regulated financial services environment.
Demonstrable expertise in MiFID and AIFMD, including their impact on investment firms, marketing, distribution, governance, and investor protection requirements.
Experience in collaterised loan obligation products is an advantage.
Demonstrable expertise in MiFID and AIFMD, including their impact on investment firms, marketing, distribution, governance, and investor protection requirements.
Familiarity with compliance monitoring, regulatory change management and incident escalation processes.
Understanding of governance, conflicts of interest, personal account dealing, market abuse and insider information controls.
Ability to interpret regulation and translate technical requirements into clear, actionable guidance for business teams.

Team player and collaborative approach with other business teams is a must.
Self-motivated, proactive, intellectually curious individual with strong desire to learn and succeed.
A small amount of travel may be necessary but is not a core part of the role.

What we offer

Partners Group is a global financial institution that retains the culture, pace, and agility of a start-up. As a growing firm, we are committed to attracting, developing, and retaining the very best talent by offering a workplace where results are truly recognized and rewarded.

We offer a fantastic opportunity for you to grow and develop your career:

Professional, international working environment
Challenging, rewarding career within a growing company
Collaborative atmosphere, with on-the-job training and mentorship opportunities
Competitive compensation package, including contract completion bonus

Please be aware, fraudsters may pose as Partners Group recruiters. All genuine representatives can be identified by a verified sign on their LinkedIn profiles. If you suspect fraud or have doubts, contact us immediately at [email protected]

Apply Now

Refine Your Search

compliance manager jobs in rainham, gtl

Compliance Lead

Head of Governance and Compliance

Foreign Exchange Compliance Manager

Compliance and Administration Manager

Governance, Risk & Compliance Manager (m/f/d)

Compliance Manager

Senior Product Compliance Manager - KYC & Onboarding

Compliance Assurance Manager

Compliance Manager

Audit, Risk and Compliance Manager

Quality and Compliance Manager

Product Compliance Manager

Facilities & Compliance Manager

Compliance Manager

Senior Compliance Manager - Compliance Monitoring

Compliance Manager

Legal & Compliance Manager (UK)

Senior Compliance Manager

Building Safety Compliance Manager

Portering & Waste Compliance Manager

I want to receive the latest job alerts for compliance manager in rainham, gtl

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