Risk associate Work, Jobs in South Mimms, Hrt (with Salaries)

Risk & Compliance Associate
Alantra —London
- Full-time
7IM Graduate Associate Programme
Seven Investment Management —London
- Communication skills
7d
Compliance Associate
Rayden Solicitors —Redbourn
- Full-time
- Hybrid work
- Organisational skills
- Communication skills
Quick apply
Associate Flood Risk Consultant
AECOM —St Albans
- Full-time
- Hybrid work
- Engineering
- Bachelor's degree
- Contracts
7IM Graduate Associate Programme
7IM —London
- Communication skills
7d
Associate Quality Lead
Roche —Welwyn
- English
- Bachelor's degree
- Organisational skills
11h
Research Associate
Imperial College London —White City
- £49,017 - £57,472 a year
- Full-time
- Doctoral degree
- University
7d
Associate Mental Health Worker
North London NHS Foundation Trust —London
- £33,262 - £36,027 a year
- Full-time
11d
Audit Associate (Corporate) – Graduate Scheme, January 2027
haysmacintyre —London
- Communication skills
4d
Associate Lab technician
PerkinElmer —Stevenage
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
7d
Senior Research Associate - Quality & Excellence
PEI Group —London
- Organisational skills
- Communication skills
9d
Onboarding Associate
Charles Stanley —London
- Full-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
10d
AML & Financial Crime Associate
Sumitomo Mitsui Banking Corporation —London
- Hybrid work
- Annual leave
4d
Embedded Risk Associate Director
DTCC —London
- £85,000 - £105,000 a year
- Full-time
- Hybrid work
- Data analysis skills
- Bachelor's degree
- No degree
- Annual leave
- Life insurance
Quick apply
Compliance and Regulatory Associate
Limbic —London
- Full-time
- Hybrid work
- Organisational skills
- Annual leave
9d
Asset Management - Alternatives Investment Risk Analyst/ Associate
JPMorganChase —London
- Full-time
- SQL
- Analysis skills
- Bachelor's degree
4d
ALM Risk Associate
ING Bank —London
- Data analysis skills
- Master's degree
- Bachelor's degree
Customer Success Operations Associate
GP Automate —London
- £55,000 - £65,000 a year
- Full-time
- Hybrid work
- Sales
- GP surgery experience
Quick apply
13h
Senior Associate, Operational Risk
Lloyd's of London —London
- Hybrid work
- Organisational skills
- Communication skills
- Employee discount
- Gym membership
AML Associate
PJT Partners —London
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel

I want to receive the latest job alerts for risk associate in south mimms, hrt

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

risk associate jobs near south mimms, hrt

Risk & Compliance Associate

Alantra -
London

Apply Now

Job details

Full-time

Full job description

Alantra is an independent global financial services firm that provides investment banking and asset management services to mid-market companies, families, and investors. The Group has over 500 professionals in Europe, the U.S., Latin America, Asia, and the Middle East.

In Investment Banking, Alantra has completed over 1,000 transactions in the last five years. Alantra combines a strong local presence in key financial centers with global sector- and product-specialized teams.

In Alternative Asset Management, Alantra offers its clients unique access to a wide range of investment strategies in five highly specialized asset management classes (private equity, active funds, private debt, energy, and venture capital). As of 30 September 2025, assets under management from consolidated businesses stood at €2.7bn, while those managed by firms in which the Group holds a strategic stake amounted to €14.2bn.

Job Description:

R&C Associate – London

Department: Risk & Compliance

Reports to: UK Head of Compliance & MLRO

Location: London (with EU liaison)

About Alantra

Alantra is a global financial services group active in Investment Banking, Asset Management and Equities. The London office is a core hub for cross-border advisory, with the Risk & Compliance team supporting UK and EU activity across all business lines.

Role Overview

We are seeking an R&C Associate to provide day-to-day compliance oversight for our UK businesses and support coordination with EU affiliates. The role is close to deal activity, advising on regulatory issues, overseeing onboarding, monitoring conduct and conflicts, and ensuring compliance with UK/EU regulatory requirements.

Ideal for candidates with 2–4 years’ experience in risk & compliance in FS, or from a law firm (FS regulation) or compliance consultancy for financial services, preferably in the UK.

Key Responsibilities

Advisory & Transactions

First point of contact for deal teams on MiFID II, MAR, COBS and conduct queries.

Review engagement letters, approve mandates, and oversee KYC/AML.

Provide regulatory input on deal structuring, disclosures, conflicts and client categorisation.

Engagement Oversight

Ensure adherence to internal controls and approval processes.

Review transaction documents, marketing materials and legal drafts for regulatory risks.

Monitor cross-border activity, market abuse risk, financial promotions and conflicts.

Information & Conflicts Management

Oversee confidential information handling, insider lists and information barriers.

Conduct first-level conflict analysis and maintain conflicts registers.

EU Coordination & Group Support

Align UK/EU engagement standards and review cross-border materials.

Support periodic file reviews and tailored compliance training.

Compliance Operations

Contribute to the Compliance Monitoring Programme and FCA/non-financial returns.

Maintain compliance/AML risk assessments, risk registers and horizon scanning.

Support prudential/ICARA work and SM&CR processes.

Requirements:

Skills & Experience

Essential

2–4 years’ experience in Compliance, Risk or Regulatory Advisory in FS, legal (FS regulation) or consultancy (FS compliance).

Experience with onboarding, engagement letters, approvals and transaction support.

Knowledge of MiFID II, MAR, FCA rules, GDPR and AML/KYC.

Solid understanding of financial instruments and strong knowledge of securitization structures (ABS, MBS, CLOs, credit-linked transactions)

Desirable

Cross-border regulatory exposure, tied agents or passporting.

Experience in compliance assurance or framework design.

Attributes

Commercial, pragmatic and confident with front-office stakeholders.

Highly organised and detail-driven.

Collaborative and adaptable in a fast-paced environment.

Apply Now

Refine Your Search

risk associate jobs in south mimms, hrt

Risk & Compliance Associate

7IM Graduate Associate Programme

Compliance Associate

Associate Flood Risk Consultant

7IM Graduate Associate Programme

Associate Quality Lead

Research Associate

Associate Mental Health Worker

Audit Associate (Corporate) – Graduate Scheme, January 2027

Associate Lab technician

Senior Research Associate - Quality & Excellence

Onboarding Associate

AML & Financial Crime Associate

Embedded Risk Associate Director

Compliance and Regulatory Associate

Asset Management - Alternatives Investment Risk Analyst/ Associate

ALM Risk Associate

Customer Success Operations Associate

Senior Associate, Operational Risk

AML Associate

I want to receive the latest job alerts for risk associate in south mimms, hrt

Related Searches

Explore jobs in more locations

Jobseeker tools

Employer Tools

Browse

Stay Connected