Risk consultant Work, Jobs in Stourbridge, Wmd (with Salaries)

Compliance Management Executive
AFH Financial Group —Bromsgrove
- Full-time
- Hybrid work
- Communication skills
Senior Clerk of Works
Edge —Birmingham
- £50,000 - £60,000 a year
- Full-time
- Supervising experience
- Bachelor's degree
- Travel
- Free parking
- Life insurance
Quick apply
13d
Employee Benefits Consultant
PIB Group Services Ltd. —Birmingham
- Hybrid work
Quick apply
Quality Systems Specialist
AJM Healthcare —Birmingham
- Annual leave
- Employee assistance programme
Quick apply
18h
Service Implementation Lead
DATUS Enabling Recovery —Birmingham
- £40,000 a year
- Full-time
- Analysis skills
- Project management
- In-person
Quick apply
5d
Operations Manager
PracticePlusGroup —Birmingham
- IT
- Communication skills
- Annual leave
7d
Legionella Consultant Risk Assessor
Bradley Environment —Halesowen
- £31,000 - £38,000 a year
- Overtime
- Driving
- Computer skills
- Annual leave
- Employee discount
Tax Consultant
Wahed —Birmingham
- Part-time
Health & Safety Compliance Officer
BHI Ltd —Bromsgrove
- £40,000 - £55,000 a year
- Temporary
- In-person
- Communication skills
Quick apply
12d
Responsible Individual (Consultant)
Delphi Care Solutions —Birmingham
- Monday to Friday
- Hybrid work
Quick apply
GRC Consultant
NTT Ltd —Birmingham
- Customer service
- English
- Analysis skills
GRC Consultant
NTT Data UK —Birmingham
- Customer service
- English
- Analysis skills
Deputy Head of Corporate
PIB Group Services Ltd. —Birmingham
- Financial services
Quick apply
Associate Actuarial Consultant
Hymans Robertson LLP —Birmingham
- Full-time
- Hybrid work
- Analysis skills
Quick apply
Locum Consultant O&G with an Interest in Research
Birmingham Women's and Children's NHS Foundation Trust —Birmingham
- £113,565 - £150,569 a year
- Full-time
14h
Asbestos Consultant
SGS —Wolverhampton
- Overtime
- Remote
- Travel
- Communication skills
- Annual leave
- Employee discount
Quick apply
Thermal Bridge Modeller / Building Envelope Analyst
Blue and Co LTD —Worcester
- £25,000 - £45,000 a year
- Full-time
- AutoCAD
- System design
- Project management
- Free parking
- Sick pay
Quick apply
14d
Head of Property
Goodfish Group —Birmingham
- Full-time
- Negotiation
Quick apply
Graduate Geo-Environmental Consultant
Brownfield Solutions —Bromsgrove
- £26,500 - £29,000 a year
- Full-time
- Hybrid work
- Microsoft Office
- Bachelor's degree
- IT
- Annual leave
- Employee assistance programme
Quick apply
Senior Building Regulations Consultant
Ridge & Partners LLP —Solihull
- Full-time

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Compliance Management Executive

AFH Financial Group -
Bromsgrove

Apply Now

Job details

Full-time

Benefits

Company pension

Qualifications

Communication skills

Full job description

Compliance Management Executive (Risk)

AFH Wealth Management is proud to be one of the UK’s leading independent financial advisory and wealth management firms.

We believe that our success starts with our people. If you are determined to succeed and eager to take on new challenges, you’ll find a variety of exciting career opportunities at AFH. This is a full-time, permanent opportunity, with hybrid working, and a competitive salary and range of benefits.

The purpose of the Compliance Management Executive is to identify key risk exposures for the Firm and to contribute towards successful mitigation techniques to minimise regulatory impact. To oversee key risk functions to aid the Firm in successful maintenance of its regulatory standing.

As our Compliance Management Executive, you will be responsible for:

Ensuring that sufficient Professional Indemnity Insurance is effected for all Firms within the Group and to additionally ensure that where necessary, records of PI are maintained for companies directly associated with the Group
Ensuring that sufficient Directors and Officers Insurances are effected for all Directors/Officers within the Group and that this is monitored to accommodate structural change
Participating and oversee where necessary the compliance due diligence for potential acquisition firms, ensuring that deadlines set by the Acquisitions Manager and the Group Head of Risk are adhered to
Co-ordinating and oversee the regulatory reporting for all Firms within the Group. This is including, but not limited to, GABRIEL firm reporting, fees returns, professional standards returns and collating information for FCA thematic or ad-hoc requests
Maintaining responsibility for Firm authorisations and de-authorisations in connection with acquisition firms, appointed representatives and trading styles
Where necessary, co-ordinating and managing the variation of permissions process including, but not limited to, collation of business plan material, regulatory research and execution
Reviewing all Financial Promotions material with a view to providing efficient authorisation. Where authorisation cannot be granted, demonstrating strong communication/co-ordination skills to result in an efficient outcome
Reviewing and authorising changes to stationery templates in line with FCA regulation and to communicate authorised templates to all relevant stakeholders
Overseeing the implementation of regulatory policy and procedural change where this has an impact upon the regulatory position of the Firm
Implementating of regulatory project actions under the direction of the SRMEs and Group Head of Risk
Acting as an escalation point in relation to regulatory queries that are received by Advice & Regulatory Assurance, Advice & Regulatory Admin and T&C and to effectively manage and/or delegate queries that are received directly from staff and consultants
Providing assistance in contract review to T&C Operations for all 3rd party provider terms of business or professional introducer relationships
Providing sign-off to A&R Assurance for recommended breach actions, escalating to Group Head of Risk as necessary
Managing the prompt renewal of all Firm regulatory licences such as FCA permissions and data protection

What we are looking for in our ideal Compliance Management Executive:

Key Performance Measures
Achievement of all responsibilities within deadlines set
Measurement of the ability to operate within a self-driven and independent framework
Evidence of risk mitigation through internal and external audit
Understanding of key regulatory and industry focuses Understanding of FCA reporting systems

Benefits and Perks at AFH

Flexible working & holidays - Enjoy flexible working and competitive holiday allowance, with annual buy & sell scheme options and your birthday off. Plus, additional holiday days for long service.
Social perks - To recognise and celebrate employees' great work we are all invited to our annual Christmas and Summer parties.
Pension - We offer a contributory pension scheme with Royal London as well as death-in-service benefit.
Bonus scheme - All AFH employees are offered a competitive salary and a discretionary annual bonus, following completion of a year’s service.
Health and wellbeing - The MediCash app puts your health in the palm of your hands. Claim cashback on a wide selection of health and wellbeing initiatives, including discounted health club memberships and free healthcare benefits.
Professional development - We are committed to helping you reach your potential by offering tailored learning and development programmes to pursue your career goals.

Apply today to register your interest in joining our team, or learn more about the benefits and perks of working at AFH and what it is like to work here via our careers website.

Apply Now

Refine Your Search

risk consultant jobs in stourbridge, wmd

Compliance Management Executive

Senior Clerk of Works

Employee Benefits Consultant

Quality Systems Specialist

Service Implementation Lead

Operations Manager

Legionella Consultant Risk Assessor

Tax Consultant

Health & Safety Compliance Officer

Responsible Individual (Consultant)

GRC Consultant

GRC Consultant

Deputy Head of Corporate

Associate Actuarial Consultant

Locum Consultant O&G with an Interest in Research

Asbestos Consultant

Thermal Bridge Modeller / Building Envelope Analyst

Head of Property

Graduate Geo-Environmental Consultant

Senior Building Regulations Consultant

I want to receive the latest job alerts for risk consultant in stourbridge, wmd

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