Regulatory reporting Work, Jobs in Whitton, Gtl (with Salaries)

Compliance Officer
CBCX Group Limited —London
- £70,000 - £120,000 a year
- Full-time
- Analysis skills
- Bachelor's degree
- Organisational skills
Quick apply
Assistant, UK Regulatory Reporting
Lloyd's of London —London
- Full-time
- Hybrid work
- Analysis skills
- IT
- Communication skills
- Employee discount
- Gym membership
Regulatory Reporting Analyst
Koch Minerals & Trading —London
- Holidays
- Microsoft Excel
- Engineering
- SQL
Regulatory Reporting Implementation Specialist - 2026
Suade —London
- £45,000 - £60,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- English
- Bachelor's degree
- Annual leave
- Work from home
Quick apply
3d
Regulatory Reporting Analyst – Open Banking
EXL Service —London
- Full-time
- Hybrid work
- SQL
- APIs
- AI
Regulatory Reporting Analyst
ADM —London
- Microsoft Excel
- Microsoft Office
- Communication skills
9d
Regulatory Analyst
Tesla —London
- English
- No degree
- Business
14d
Accounts Assistant
CBCX GROUP LTD —London
- Full-time
- Microsoft Excel
- Administrative experience
- Analysis skills
Quick apply
Regulatory Reporting Lead - MiFID II & EMIR Implementation
G MASS —London
- Hybrid work
- Leadership
Quick apply
Analyst, Regulatory Trade Reporting 12mth FTC
CIBC —London
- Full-time
- Data analysis skills
- Master's degree
- Analysis skills
Operations Manager - Autonomous Vehicles
AV Operations Ltd —Hammersmith
- £65,000 - £70,000 a year
- Full-time
- Analysis skills
- In-person
- AI
Quick apply
8d
Compliance Analyst
Janus Henderson —London
- Hybrid work
- Organisational skills
9d
Chief Information Officer
Infovista —Guildford
- Presentation skills
Energy Economist
Centrica —Windsor
- Analysis skills
Trade Processing Analyst
ABN AMRO —London
- Communication skills
5d
Regulatory Reporting Manager
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- No degree
- Accounting
- Banking
- Annual leave
Quick apply
Head of Product and Enablement
deltaflare —Richmond
- £90,000 - £115,000 a year
- Full-time
- Sales
- Presentation skills
- Product management
- Flexitime
Quick apply
10d
Recruitment and HR Coordinator
Only Care Limited —Harrow
- £24,420.00 - £40,566.06 a year
- Part-time
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Free parking
- Health & wellbeing programme
Quick apply
8d
Compliance & Risk Officer
TRINITY LONDON CONCIERGE LIMITED —London
- £24,420.00 - £60,496.77 a year
- Full-time
- Hybrid work
- Bilingual
- English
- Bachelor's degree
- Free parking
- Flexitime
Quick apply
2d
Regulatory Compliance Specialist
Quintet Private Bank —London
- English
- Microsoft Office
- IT

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regulatory reporting jobs near whitton, gtl

Compliance Officer

CBCX Group Limited
London

Quick apply

Job details

Full-time
£70,000 - £120,000 a year

Qualifications

Law
Analysis skills
Bachelor's degree
Organisational skills
Financial services
Business
Communication skills

Full job description

Job Summary
We are seeking an experienced Compliance Officer to support the firm’s compliance and regulatory obligations, with a primary focus on compliance with the requirements of the Financial Conduct Authority (“FCA”).

The successful candidate will assist in the implementation and maintenance of the compliance framework, provide day-to-day regulatory compliance support to the business, and contribute to ensuring the firm operates in accordance with applicable regulatory requirements and internal policies.

Candidates with experience in any international regulatory environments, will be viewed favourably.

Key Responsibilities:

Regulatory Compliance:

Support the maintenance and enhancement of the firm’s compliance framework in accordance with FCA regulatory requirements.
Provide day-to-day compliance advice to business and operational teams.
Assist in ensuring compliance with relevant FCA Handbook requirements, including: SYSC, COBS, PRIN, SMCR, AML and financial crime obligations
Monitor regulatory developments and assist in implementing regulatory changes where required.
Maintain compliance policies, procedures, registers, and internal controls.

Compliance Monitoring:

Monitor the execution of the Compliance Monitoring Programme (“CMP”).
Conduct compliance reviews, testing, and monitoring activities.
Identify compliance gaps and support remediation actions.
Prepare compliance monitoring reports and management information for senior management and governance committees.
Maintain records relating to breaches, incidents, complaints, conflicts of interest, and regulatory matters.

Financial Crime & AML:

Support the firm’s AML, sanctions, anti-bribery and corruption, and financial crime compliance obligations.
Conduct compliance reviews relating to onboarding, KYC, and customer due diligence processes.
Assist with periodic reviews and ongoing monitoring activities.

Regulatory Reporting & Governance：

Support regulatory filings and reporting obligations where applicable.
Assist with responses to regulatory requests, audits, and internal reviews.
Participate in governance and compliance committee processes.
Deliver compliance training and awareness sessions to staff where required.

International Compliance Exposure：

Support compliance matters involving overseas entities and cross-border activities where applicable.
Coordinate with internal stakeholders and external advisers across multiple jurisdictions.

Qualifications & Experience

Essential

Bachelor’s degree in Law, Finance, Business, Risk, or related discipline.
Relevant compliance experience within an FCA-regulated financial services environment.
Good understanding of FCA regulatory expectations and compliance frameworks.
Experience in compliance monitoring, advisory, or regulatory support functions.
Knowledge of AML and financial crime regulatory requirements.
Strong analytical, organisational, and communication skills.
Ability to manage multiple priorities and work independently.

Preferred

Experience within international financial services businesses or group structures.
Relevant professional qualifications, such as: ICA，CISI，ACAMS，Exposure to SMCR governance frameworks.

Personal Attributes

Strong attention to detail
Professional and ethical approach
Good stakeholder management skills
Practical and solution-oriented mindset
Ability to work collaboratively across teams and jurisdictions

Preferred Industry Background

Experience in one or more of the following sectors would be advantageous:

CFDs broker
Securities / broker-dealer
International financial services

Job Type: Full-time

Pay: £70,000.00-£120,000.00 per year

Application question(s):

How many years of experience in CFD industry

Licence/Certification:

Barrister or solicitor qualification (preferred)

Work Location: In person

Quick apply

Refine Your Search

regulatory reporting jobs in whitton, gtl

Compliance Officer

Assistant, UK Regulatory Reporting

Regulatory Reporting Analyst

Regulatory Reporting Implementation Specialist - 2026

Regulatory Reporting Analyst – Open Banking

Regulatory Reporting Analyst

Regulatory Analyst

Accounts Assistant

Regulatory Reporting Lead - MiFID II & EMIR Implementation

Analyst, Regulatory Trade Reporting 12mth FTC

Operations Manager - Autonomous Vehicles

Compliance Analyst

Chief Information Officer

Energy Economist

Trade Processing Analyst

Regulatory Reporting Manager

Head of Product and Enablement

Recruitment and HR Coordinator

Compliance & Risk Officer

Regulatory Compliance Specialist

I want to receive the latest job alerts for regulatory reporting in whitton, gtl

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