Compliance officer Work, Jobs in New Southgate, Gtl (with Salaries)

Compliance Officer
TrinityBridge —London
- Communication skills
12d
Travel Safe Officer
GTS Rail Operations Limited —London
- Customer service
- Conflict management
- Communication skills
- Employee discount
Quality Assurance Officer
Health Now Ltd —London
- £38,000 - £50,000 a year
- Full-time
- Hybrid work
- Administrative experience
- Continuous improvement
- No degree
- Work from home
- Employee discount
Quick apply
1d
Legal & Human Resources Officer
Commonwealth College of Excellence —London
- £26,000 - £29,000 a year
- Full-time
- Microsoft Word
- Microsoft Outlook
- Writing skills
- Annual leave
- Sick pay
Quick apply
Facility Officer
St Andrew the Apostle Secondary School —Southgate Green
- £32,070 - £39,276 a year
- Full-time
- In-person
- School
- Free parking
Quick apply
Compliance Officer
Kroo Bank Ltd —London
- Full-time
- Hybrid work
- Analysis skills
- Organisational skills
- Communication skills
- Annual leave
Quick apply
Quality Assurance Officer
NSSL Group Holdings Ltd —Palmers Green
- £30,000 - £40,000 a year
- Full-time
- Bachelor's degree
- Organisational skills
- Contracts
Quick apply
13d
Compliance Officer
Kelwel Care —Brentwood
- From £27,500 a year
- Full-time
- Salesforce
- Bachelor's degree
- Recruiting
- Free parking
Quick apply
6h
Regulatory & Compliance Officer
Daffodils Fostering Limited —Stanmore
- £46,000 - £52,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- Continuous improvement
- Annual leave
Quick apply
8d
Admissions Officer
Birkbeck University of London —London
- £31,234 - £34,827 a year
- Full-time
- Hybrid work
- Microsoft Office
- Data entry
- Communication skills
- Annual leave
AML Compliance Officer
Evotym —London
- Remote
- English
- Communication skills
Volunteering Officer
Selby Trust —London
- £14.80 an hour
- Part-time
- Salesforce
- Supervising experience
- Project management
Quick apply
12d
Asset Support Officer
Southern Housing —Farringdon
- £38,000 a year
- Full-time
- Data analysis skills
- Analysis skills
- In-person
- Annual leave
7d
Compliance Officer
Stephenson Harwood LLC —London
- Research
- Presentation skills
- Bachelor's degree
- Employee discount
Witness Care Officer
Metropolitan Police —West Hampstead
- £33,219 - £36,228 a year
- Full-time
- Computer literacy
- English
- Computer skills
Assistant Hub Officer
HM Revenue and Customs —Stratford
- £31,471 a year
- Part-time
- Hybrid work
- Microsoft Word
- Presentation skills
- Travel
- Work from home
14d
Part time Lettings Compliance Officer
GOLDEN EAGLE INTERNATIONAL LTD —London
- £24,500 - £26,000 a year
- Part-time
- Organisational skills
- In-person
- Communication skills
Quick apply
Vetting Officer - 12 Month Fixed Term Contract
British Transport Police —London
- £35,754.47 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
- Annual leave
- Gym membership
Quick apply
UKVI Compliance Officer
Regent College London —London
- £28,000 - £32,000 a year
- Full-time
- Management
- Supervising experience
- No degree
Quick apply
Early Years Compliance Officer
Banana Moon Day Nurseries —Chigwell
- £40,000 - £42,000 a year
- Full-time
- Hybrid work
- Continuous improvement
- Travel
- Annual leave
- Employee discount
Quick apply

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Compliance Officer

TrinityBridge -
London

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Job details

Permanent
12 days ago

Qualifications

Financial Conduct Authority guidelines
Complaint handling
Organisational compliance experience
Compliance management
Risk management
Financial compliance & regulatory experience
Communication skills
Corporate regulatory compliance oversight

Full job description

Role overview
To support and assist in the administration and reporting work of the Central Compliance team. Maintaining and managing all information, data and records held within Compliance to ensure information is readily accessible, searchable and up-to-date.

Key responsibilities
This is a permanent role as part of the Central Compliance team responsible for the following activities.

Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager. Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
Maintaining insider log records
Contribution to Takeover Panel reporting
Assist with business queries on compliance-related matters
Contribution to ad-hoc tasks and projects as required
Oversee and support the firm's SMCR framework, including Certification, Conduct Rules monitoring, Fitness & Propriety assessments, regulatory notifications, and associated record keeping
Provide advice and training to business stakeholders on SMCR, Conduct Rules, Consumer Duty, and complaints handling obligations.Working with the wider Legal, Risk and Compliance teams as required

Regulatory responsibilities | Compliance/T&C

Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and TrinityBridge Compliance and Risk policies.

About you | Qualifications, skills and strengths

Keen attention to detail, with strong organisation skills
Ability to work quickly and accurately to tight deadlines
Good team player with the ability to work on own initiative
Good communication skills
A willingness to learn new skills and tasks with a proactive attitude
Interest in building knowledge of Compliance within a financial advice and asset management firm
1+ years of experience within a Compliance environment

At TrinityBridge we look to recruit individuals from all different backgrounds and encourage you to apply even if you don’t tick every box. We celebrate diversity, promote inclusivity and are open to discuss flexible work options to help you balance your work and home life.

We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role.

To avoid any ambiguity around fees, please note that speculative CVs received by TrinityBridge, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you.
#LI-EM1 #LI-SY1

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Refine Your Search

compliance officer jobs in new southgate, gtl

Compliance Officer

Travel Safe Officer

Quality Assurance Officer

Legal & Human Resources Officer

Facility Officer

Compliance Officer

Quality Assurance Officer

Compliance Officer

Regulatory & Compliance Officer

Admissions Officer

AML Compliance Officer

Volunteering Officer

Asset Support Officer

Compliance Officer

Witness Care Officer

Assistant Hub Officer

Part time Lettings Compliance Officer

Vetting Officer - 12 Month Fixed Term Contract

UKVI Compliance Officer

Early Years Compliance Officer

I want to receive the latest job alerts for compliance officer in new southgate, gtl

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