Compliance officer Work, Jobs in Tilbury Rm18 (with Salaries)

Compliance Transaction Reporting Manager
TP ICAP —London
- Full-time
- Financial services
- Communication skills
Compliance Officer
Kelwel Care —Brentwood
- £26,000 - £28,000 a year
- Full-time
- Salesforce
- In-person
- Free parking
Quick apply
9d
Business Support Officer
Damen Arena Ltd —singlewell
- £33,400 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Annual leave
Quick apply
Compliance Officer
NHS Kent and Medway Integrated Care Board —Maidstone
- £32,073 - £39,043 a year
- Full-time
- Administrative experience
3h
Investigations Support Officer
House of Commons UK Parliament —London
- £45,359 - £51,885 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
- Annual leave
6d
Compliance and Administration Officer (Headquarters, Maidstone)
Essex Police and Kent Police —Maidstone
- £27,492 - £31,731 a year
- Part-time
- Microsoft Word
- Microsoft Office
- Administrative experience
1d
UKVI Compliance & Administrative Review Officer
Regent College London —London
- £42,000 - £50,000 a year
- Full-time
- Microsoft Word
- CRM software
- Microsoft Excel
Quick apply
Compliance and Data Officer
Lewisham Council —London
- £44,235 - £45,852 a year
- Full-time
- Hybrid work
- Employee discount
Early Years Compliance Officer
Banana Moon Day Nurseries —Chelmsford
- £40,000 - £42,000 a year
- Full-time
- Hybrid work
- Travel
- Annual leave
- Employee discount
Quick apply
Senior Individual Giving Officer
ellenor —Gravesend
- £27,857 - £30,997 a year
- Full-time
- Hybrid work
- Project management
- Leadership
- Marketing
- Annual leave
- Employee assistance programme
Environmental Health Officer (Business Compliance)
Chelmsford City Council —Chelmsford
- £45,585 - £49,515 a year
- Full-time
- Travel
- Organisational skills
- Communication skills
Student Support Officer and Independent Sexual Violence Advisor
University College London —London
- £43,981 - £52,586 a year
- Full-time
- Customer service
- Organisational skills
- Annual leave
- Employee assistance programme
9d
Scheme Housing Officer
Southern Housing —Chatham
- £33,462 a year
- Full-time
- Customer service
- Driving
- In-person
- Annual leave
1d
Compliance Officer
Richmond and Wandsworth Councils —London
- £38,976 - £47,229 a year
- Full-time
- Data analysis skills
- Analysis skills
- Communication skills
- Annual leave
1d
Voids & Relets Officer
Caridon Property —Croydon
- £28,000 - £32,000 a year
- Full-time
- Customer service
- Microsoft Office
- Travel
- Annual leave
- Life insurance
Quick apply
Automatic Number Plate Recognition (ANPR) Auditor - 03
Metropolitan Police —Vauxhall
- £40,519 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Continuous improvement
Counter Fraud Training Officer
Cifas —London
- £50,000 - £55,000 a year
- Full-time
- Hybrid work
- Education
- Mentoring
- Organisational skills
- Annual leave
Quick apply
9d
Construction and Building Services Work Placement Officer – FTC to 31 March 2027
North Kent College —Gravesend
- £33,623 a year
- Full-time
- English
- Bachelor's degree
- Plumbing
- Free parking
- Annual leave
Quick apply
6d
Admissions Officer
Birkbeck University of London —London
- £31,234 - £34,827 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Office
- Annual leave
2d
Technical Licensing Officer (Grade D) - Housing
Civic Recruitment Limited —Thurrock
- £22.58 an hour
- Temporary
- Customer service
- English
- Microsoft Office
Quick apply
7d

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Compliance Transaction Reporting Manager

TP ICAP -
London

Apply Now

Job details

Full-time

Qualifications

Financial services
Communication skills

Full job description

The TP ICAP Group is a world leading provider of market infrastructure.

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

Through our people and technology, we connect clients to superior liquidity and data solutions.

The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.

The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.

Role Overview

Working as a member of the EMEA Compliance team, this role will support the Compliance Advisory Senior Managers covering the TP ICAP EMEA Functions.

The Compliance officer / senior manager will work closely with the operations and technology divisions to reinforce the compliance culture within TP ICAP’s EMEA offices, advise and support on conduct of business and regulatory requirements, review and update policies and procedures, and provide regulatory advice and strategic compliance support.

Note: we are able to consider talent based in London, Paris or Madrid.

Role Responsibilities

Act as the senior point of contact in relating to Transaction reporting questions from relevant operations and technology teams
Develop, implement, and maintain compliance policies and procedures for operations and technology functions.
Lead compliance risk assessments to identify potential areas of non-compliance and implement corrective actions.
Provide training and support to staff on compliance-related matters.
Prepare and submit compliance reports to senior management and regulatory authorities.
Collaborate with other departments to ensure a cohesive approach to compliance across the organization.
Act as an escalation point for more significant or challenging compliance questions being handled by staff in the team
Potential line management responsibilities for more junior Transaction Reporting Compliance Officers
Represent Compliance in Transaction reporting related meetings and forums
Advise on the interpretation of transaction reporting rules across MiFIR, EMIR, SFTR, and REMIT.
Advise the business on key transaction reporting requirements, including the identification of reportable transactions, data collection, and submission processes.
Stay informed about regulatory updates and changes, and communicate these to relevant stakeholders within the organization.
Develop and deliver training programs to educate staff on transaction reporting requirements and best practices.
Act as a point of contact for regulatory bodies and external auditors regarding transaction reporting compliance.

Experience / Competences:

Essential

Experience of Wholesale Financial Markets.
Working knowledge of the applicable requirements of the UK and EU financial services regime, including the FCA Handbook and key regulations e.g. MiFID II and SMCR etc.
In-depth knowledge of transaction reporting including MIFIR RTS 22, EMIR, SFTR and REMIT
In-depth knowledge of MiFID onboarding processes and client classification
Experience in a compliance or operational risk role within Financial Services.
Excellent communication skills, both verbal and written.
Previous experience analysing regulations and assessing their impact on the business.
Able to build relationships and communicate effectively and efficiently to internal and external stakeholders.
Able to work well with diverse groups and personalities.

Desired

Experience of inter-dealer broking.
Working knowledge of specific execution methodologies e.g. Name Give Up, Matched Principal, Exchange Give Up.
Understanding of risk-based approaches and assessments as well as control design and implementation in Risk and Compliance.

Band & Level

Manager / 7

#LI-Hybrid #LI-ASO

Not The Perfect Fit?

Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.

Company Statement

We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.

Location

UK - 135 Bishopsgate - London

Apply Now

Refine Your Search

compliance officer jobs in tilbury rm18

Compliance Transaction Reporting Manager

Compliance Officer

Business Support Officer

Compliance Officer

Investigations Support Officer

Compliance and Administration Officer (Headquarters, Maidstone)

UKVI Compliance & Administrative Review Officer

Compliance and Data Officer

Early Years Compliance Officer

Senior Individual Giving Officer

Environmental Health Officer (Business Compliance)

Student Support Officer and Independent Sexual Violence Advisor

Scheme Housing Officer

Compliance Officer

Voids & Relets Officer

Automatic Number Plate Recognition (ANPR) Auditor - 03

Counter Fraud Training Officer

Construction and Building Services Work Placement Officer – FTC to 31 March 2027

Admissions Officer

Technical Licensing Officer (Grade D) - Housing

I want to receive the latest job alerts for compliance officer in tilbury rm18

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