Financial officer Work, Jobs in Wetherby, Wyk (with Salaries)

Compliance Officer
1ST LOCATE (UK) LIMITED —Temple Newsam
- £30,000 - £40,000 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Analysis skills
Quick apply
Finance and Operations Officer
The Island —Huntington
- £30,000 - £34,000 a year
- Part-time
- CRM software
- Microsoft Office
- Administrative experience
- Annual leave
Quick apply
9d
Engagement Support Officer
Leeds City Council —Leeds
- £28,598 - £31,022 a year
- Weekend availability
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Annual leave
11d
Credit Officer - Mid Corporates
Lloyds Banking Group —Leeds
- £67,023 - £74,470 a year
- Full-time
- Hybrid work
- Communication skills
5d
Housing Officer Support
Leeds City Council —Leeds
- £32,061 - £33,699 a year
- Full-time
- Microsoft Office
- Supervising experience
- IT
- Annual leave
12d
PMO Officer - Securing the Future programme
Airedale NHS Foundation Trust —Keighley
- £49,387 - £56,515 a year
- Full-time
- SharePoint
- Annual leave
- Employee assistance programme
6d
Risk and Compliance Officer
Leeds Credit Union —Leeds
- Up to £37,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Financial services
- Leadership
- Health & wellbeing programme
- Work from home
Quick apply
Head of Marketing
Aspire Property Group —Leeds
- £60,000 - £70,000 a year
- Full-time
- Hybrid work
- English
- SQL
- Project management
- Work from home
- Bereavement leave
Quick apply
2d
Assistant Network Officer
Leeds City Council —Leeds
- £25,185 - £25,989 a year
- Full-time
- Hybrid work
- English
- Annual leave
10d
Data Protection Consultant
Worknest Secure —Leeds
- Hybrid work
- Microsoft Office
- Organisational skills
- Financial services
- Annual leave
- Employee assistance programme
4d
Associate Chief AHP
York and Scarborough Teaching Hospitals NHS Foundation Trust —York
- £79,504 - £91,609 a year
- Full-time
- Relocation assistance
- Employee assistance programme
2d
Events officer
The Grammar School at Leeds —Leeds
- £16,497.39 a year
- Weekend availability
- Microsoft Office
- Communication skills
- School
- Free parking
- Employee assistance programme
11d
Operational Data Services Officer
University of York —University of York
- £32,080 - £36,636 a year
- Full-time
- University
- IT
WYLVEP Programme Manager
Leeds City Council —Leeds
- £51,356 - £54,495 a year
- Full-time
- Sales
- Social media management
- Project management
- Annual leave
2d
Business Support Officer
North Yorkshire Council —Selby
- £25,989 - £27,254 a year
- Temporary
- Communication skills
- Employee assistance programme
6d
Compliance Officer - Financial Crime and NCA
DAC Beachcroft —Leeds
- Hybrid work
- Microsoft Office
- IT
- Financial services
Quick apply
Service Delivery Manager
Leeds City Council —Leeds
- £41,700 - £66,318 a year
- Full-time
- Rehabilitation centre
- Leadership
2d
Privacy Manager (Accountability)
Bank of England —Leeds
- £62,480 - £70,920 a year
- Full-time
- Communication skills
- Annual leave
6d
Deputy Head of Department - Enterprise and Employability
Leeds City College —Leeds
- £45,471 - £48,232 a year
- Hybrid work
- English
- Education
- Leadership
- Annual leave
10d
Senior Compliance Policy Officer
Redmayne Bentley —Leeds
- £50,000 - £60,000 a year
- Full-time
- Hybrid work
- Financial services
- Leadership
- Communication skills
- Work from home

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Compliance Officer

1ST LOCATE (UK) LIMITED -
Temple Newsam

Quick apply

Job details

Full-time
£30,000 - £40,000 a year

Qualifications

Microsoft Excel
Microsoft Office
Analysis skills
Quality assurance
Financial services
Communication skills

Full job description

Role: Compliance Officer

Salary: £30,000 - £40,000 (DOE)

Location: Colton, Leeds

Hours: 35 per week

Job Description

First Locate is one of the UK's leading outsourced debt resolution and customer account management providers, supporting major organisations across utilities, retail, government, and financial services. With a strong focus on customer outcomes, vulnerability, and regulatory excellence, the Compliance Officer will support the Compliance Manager in ensuring the business operates in line with FCA requirements, Consumer Duty expectations, and industry best practice.

The role will assist in maintaining a robust compliance framework through monitoring, assurance activities, regulatory oversight, and the promotion of positive customer outcomes. Working closely with operational teams, the Compliance Officer will help identify regulatory risks, support continuous improvement initiatives, and contribute to First Locate's commitment to fair customer treatment.

So that’s us, now let’s talk about your role:

Regulatory Compliance

Support the Compliance Manager in ensuring ongoing compliance with FCA regulations, Consumer Credit requirements, Consumer Duty obligations, and applicable industry standards.
Monitor regulatory updates and assist in assessing their impact on business operations, policies, procedures, and customer journeys.
Provide guidance to operational teams on compliance requirements and internal policies.
Support the preparation of regulatory reports, submissions, and responses to client or regulatory enquiries as required.
Assist in maintaining regulatory documentation and compliance records.

Compliance Monitoring & Assurance

Conduct compliance monitoring activities in line with the Compliance Monitoring Programme.
Review customer interactions, including calls, correspondence, and digital communications, to assess adherence to regulatory requirements and internal standards.
Support thematic reviews focusing on areas such as vulnerability, customer treatment, affordability considerations, financial difficulty, and complaints handling.
Identify, investigate, and document compliance breaches, escalating concerns to the Compliance Manager where appropriate.
Track corrective actions and support the implementation of remediation plans.

Customer Outcomes & Vulnerability

Support First Locate's commitment to delivering fair customer outcomes and treating customers with empathy and respect.
Assist in monitoring customer outcomes across debt resolution activities to identify trends, risks, and opportunities for improvement.
Review vulnerable customer processes and customer journeys to ensure they remain aligned with regulatory expectations and best practice.
Contribute to vulnerability reporting and customer outcome analysis.

Governance, Policies & Controls

Assist in the review and maintenance of compliance policies, procedures, and control frameworks.
Support the production of compliance management information (MI), reports, and dashboards for governance forums and leadership teams.
Maintain accurate compliance records, logs, and registers.
Support internal audits, client audits, and compliance reviews by gathering evidence and coordinating responses.

Risk Management

Assist in identifying and assessing compliance and conduct risks across the business.
Support the maintenance of compliance risk registers and action trackers.
Investigate complaints, incidents, and control weaknesses to determine root causes and recommend improvements.
Monitor the completion of compliance-related actions and ensure timely follow-up.

Training & Culture

Support the delivery of compliance training and awareness activities across the business.
Promote awareness of Consumer Duty, vulnerable customer requirements, and regulatory obligations among colleagues.
Assist with the development and distribution of compliance communications, guidance notes, and awareness materials.
Champion a culture of integrity, accountability, and customer-focused decision-making.

What we need from you?

Skills & Experience

Experience within a Compliance Officer, Compliance Analyst, Risk & Compliance, Quality Assurance, Conduct Risk, or similar compliance-related role.
Knowledge of FCA regulations, Consumer Credit legislation, and Consumer Credit Sourcebook (CONC) requirements.
Experience within collections, debt resolution, financial services, customer contact, outsourcing, or regulated environments is desirable.
Understanding of Consumer Duty principles and fair customer outcomes.
Experience conducting monitoring, auditing, quality assurance, or compliance reviews.
Strong analytical and investigative skills with excellent attention to detail.
Good written and verbal communication skills with the ability to produce clear reports and documentation.
Ability to build effective working relationships across operational and support functions.
Proficient in Microsoft Office applications, particularly Excel and reporting tools.

Qualifications

Relevant compliance, risk, audit, or financial services qualification desirable (e.g. ICA Certificate, IRM, or equivalent).
GCSEs (or equivalent) in English and Mathematics essential.
Commitment to ongoing professional development within compliance and regulatory disciplines.

Please find the full job description and list of the great benefits of working for us below.

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Refine Your Search

financial officer jobs in wetherby, wyk

Compliance Officer

Finance and Operations Officer

Engagement Support Officer

Credit Officer - Mid Corporates

Housing Officer Support

PMO Officer - Securing the Future programme

Risk and Compliance Officer

Head of Marketing

Assistant Network Officer

Data Protection Consultant

Associate Chief AHP

Events officer

Operational Data Services Officer

WYLVEP Programme Manager

Business Support Officer

Compliance Officer - Financial Crime and NCA

Service Delivery Manager

Privacy Manager (Accountability)

Deputy Head of Department - Enterprise and Employability

Senior Compliance Policy Officer

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