Compliance officer Work, Jobs in Tadcaster, Nyk (with Salaries)

Compliance Officer
1ST LOCATE (UK) LIMITED —Temple Newsam
- £30,000 - £40,000 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Analysis skills
Quick apply
Data Protection Officer
Card Factory —Wakefield
- £65,000 a year
- Management
- Work from home
Risk and Compliance Officer
Leeds Credit Union —Leeds
- Up to £37,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Financial services
- Leadership
- Health & wellbeing programme
- Work from home
Quick apply
Compliance Officer
Lantern Debt Recovery Services Limited —Leeds
- £33,215 - £35,000 a year
- Full-time
- Hybrid work
Quick apply
12d
Compliance Officer
Kingsland Primary School —Wakefield
- £32,061 - £34,434 a year
- Part-time
- In-person
- School
Quick apply
12d
Procurement Officer
Horizon Care and Education Group —Leeds
- £35,000 - £40,000 a year
- Microsoft Excel
- Microsoft Office
- Administrative experience
Quick apply
5h
Facilities Officer
Drax Group —Selby
- Microsoft Office
- Communication skills
5d
Senior Compliance Policy Officer
Redmayne Bentley —Leeds
- £50,000 - £60,000 a year
- Full-time
- Hybrid work
- Financial services
- Leadership
- Communication skills
- Work from home
Health and Safety Officer
Horizon Care and Education Group —Leeds
- £40,000 a year
- Full-time
- Travel
- IT
- Communication skills
Quick apply
10d
Health & Safety Officer (food industry)
EngineeringMatic —Heslington
- £40,000 - £45,000 a year
- Full-time
- Bachelor's degree
- IT
- In-person
- Free parking
- Sick pay
Quick apply
4d
Operational Data Services Officer
University of York —University of York
- £32,080 - £36,636 a year
- Full-time
- University
- IT
Large and Complex Loss Handler
Leeds City Council —Leeds
- £46,142 - £500,000 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Annual leave
10d
People Director
SBFM —Leeds
- £111,000 - £120,000 a year
- Hybrid work
- Human resources
- Free parking
Finance and Operations Officer
The Island —Huntington
- £30,000 - £34,000 a year
- Part-time
- CRM software
- Microsoft Office
- Administrative experience
- Annual leave
Quick apply
10d
Examinations Administrator - x2 posts available
York College —Bishopthorpe
- £27,091 - £27,759 a year
- Microsoft Word
- Microsoft Excel
- Customer service
- Annual leave
- Work from home
11d
Learning & Development Senior Manager - HMP Millsike
Mitie —York
- £56,250.18 a year
- Weekend availability
- Hybrid work
- Leadership
- Free parking
- Annual leave
4d
Emergency Planning Officer
Leeds City Council —Leeds
- £39,862 - £42,839 a year
- Full-time
- Communication skills
- Negotiation
- Annual leave
3d
Compliance Officer - Financial Crime and NCA
DAC Beachcroft —Leeds
- Hybrid work
- Microsoft Office
- IT
- Financial services
Quick apply
Water Quality Sampling Officer
Yorkshire Water —Leeds
- £27,052 - £33,341 a year
- Full-time
- Customer service
- IT
- Annual leave
- Flexible schedule
Compliance Officer Kingsland Primary School - KINGSLAND PRIMARY SCHOOL (Special)
Kirklees Council —Wakefield
- Call to connect
- School
11d

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compliance officer jobs near tadcaster, nyk

Compliance Officer

1ST LOCATE (UK) LIMITED -
Temple Newsam

Quick apply

Job details

Full-time
£30,000 - £40,000 a year

Qualifications

Microsoft Excel
Microsoft Office
Analysis skills
Quality assurance
Financial services
Communication skills

Full job description

Role: Compliance Officer

Salary: £30,000 - £40,000 (DOE)

Location: Colton, Leeds

Hours: 35 per week

Job Description

First Locate is one of the UK's leading outsourced debt resolution and customer account management providers, supporting major organisations across utilities, retail, government, and financial services. With a strong focus on customer outcomes, vulnerability, and regulatory excellence, the Compliance Officer will support the Compliance Manager in ensuring the business operates in line with FCA requirements, Consumer Duty expectations, and industry best practice.

The role will assist in maintaining a robust compliance framework through monitoring, assurance activities, regulatory oversight, and the promotion of positive customer outcomes. Working closely with operational teams, the Compliance Officer will help identify regulatory risks, support continuous improvement initiatives, and contribute to First Locate's commitment to fair customer treatment.

So that’s us, now let’s talk about your role:

Regulatory Compliance

Support the Compliance Manager in ensuring ongoing compliance with FCA regulations, Consumer Credit requirements, Consumer Duty obligations, and applicable industry standards.
Monitor regulatory updates and assist in assessing their impact on business operations, policies, procedures, and customer journeys.
Provide guidance to operational teams on compliance requirements and internal policies.
Support the preparation of regulatory reports, submissions, and responses to client or regulatory enquiries as required.
Assist in maintaining regulatory documentation and compliance records.

Compliance Monitoring & Assurance

Conduct compliance monitoring activities in line with the Compliance Monitoring Programme.
Review customer interactions, including calls, correspondence, and digital communications, to assess adherence to regulatory requirements and internal standards.
Support thematic reviews focusing on areas such as vulnerability, customer treatment, affordability considerations, financial difficulty, and complaints handling.
Identify, investigate, and document compliance breaches, escalating concerns to the Compliance Manager where appropriate.
Track corrective actions and support the implementation of remediation plans.

Customer Outcomes & Vulnerability

Support First Locate's commitment to delivering fair customer outcomes and treating customers with empathy and respect.
Assist in monitoring customer outcomes across debt resolution activities to identify trends, risks, and opportunities for improvement.
Review vulnerable customer processes and customer journeys to ensure they remain aligned with regulatory expectations and best practice.
Contribute to vulnerability reporting and customer outcome analysis.

Governance, Policies & Controls

Assist in the review and maintenance of compliance policies, procedures, and control frameworks.
Support the production of compliance management information (MI), reports, and dashboards for governance forums and leadership teams.
Maintain accurate compliance records, logs, and registers.
Support internal audits, client audits, and compliance reviews by gathering evidence and coordinating responses.

Risk Management

Assist in identifying and assessing compliance and conduct risks across the business.
Support the maintenance of compliance risk registers and action trackers.
Investigate complaints, incidents, and control weaknesses to determine root causes and recommend improvements.
Monitor the completion of compliance-related actions and ensure timely follow-up.

Training & Culture

Support the delivery of compliance training and awareness activities across the business.
Promote awareness of Consumer Duty, vulnerable customer requirements, and regulatory obligations among colleagues.
Assist with the development and distribution of compliance communications, guidance notes, and awareness materials.
Champion a culture of integrity, accountability, and customer-focused decision-making.

What we need from you?

Skills & Experience

Experience within a Compliance Officer, Compliance Analyst, Risk & Compliance, Quality Assurance, Conduct Risk, or similar compliance-related role.
Knowledge of FCA regulations, Consumer Credit legislation, and Consumer Credit Sourcebook (CONC) requirements.
Experience within collections, debt resolution, financial services, customer contact, outsourcing, or regulated environments is desirable.
Understanding of Consumer Duty principles and fair customer outcomes.
Experience conducting monitoring, auditing, quality assurance, or compliance reviews.
Strong analytical and investigative skills with excellent attention to detail.
Good written and verbal communication skills with the ability to produce clear reports and documentation.
Ability to build effective working relationships across operational and support functions.
Proficient in Microsoft Office applications, particularly Excel and reporting tools.

Qualifications

Relevant compliance, risk, audit, or financial services qualification desirable (e.g. ICA Certificate, IRM, or equivalent).
GCSEs (or equivalent) in English and Mathematics essential.
Commitment to ongoing professional development within compliance and regulatory disciplines.

Please find the full job description and list of the great benefits of working for us below.

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Refine Your Search

compliance officer jobs in tadcaster, nyk

Compliance Officer

Data Protection Officer

Risk and Compliance Officer

Compliance Officer

Compliance Officer

Procurement Officer

Facilities Officer

Senior Compliance Policy Officer

Health and Safety Officer

Health & Safety Officer (food industry)

Operational Data Services Officer

Large and Complex Loss Handler

People Director

Finance and Operations Officer

Examinations Administrator - x2 posts available

Learning & Development Senior Manager - HMP Millsike

Emergency Planning Officer

Compliance Officer - Financial Crime and NCA

Water Quality Sampling Officer

Compliance Officer Kingsland Primary School - KINGSLAND PRIMARY SCHOOL (Special)

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