Of compliance Work, Jobs in Perry Barr, Wmd (with Salaries)

Compliance Advice Technician - Remote Working
AFH Financial Group —Nechells
- Full-time
- Remote
- Employee discount
Housing Support Auditor
Audit and Inspection Limited —Birmingham
- £28,600 a year
- Full-time
- Analysis skills
- Bachelor's degree
- In-person
Quick apply
3d
Data Compliance Coordinator
Thermo Fisher Scientific —Birmingham
- Full-time
- Computer literacy
- English
- Quality control
11d
Global Compliance Administrator
D3 Crew Ltd —Kenilworth
- £34,000 - £40,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Work from home
- Sick pay
Quick apply
18h
Senior Compliance Officer (Legal & Regulatory)
Altras International Limited —Birmingham
- £40,000 a year
- Full-time
- English
- Bachelor's degree
- Contracts
- Bereavement leave
Quick apply
Care Audit Data Co-Ordinator
Dove Home Care Agency Ltd —Solihull
- £12.71 an hour
- Full-time
- Microsoft Word
- Microsoft Outlook
- Continuous improvement
Quick apply
12d
Head of OTC - Licencing and Compliance
Driver and Vehicle Standards Agency —Birmingham
- £57,515 a year
- Part-time
- Hybrid work
- Customer service
- Presentation skills
- Team management
- Annual leave
- Employee assistance programme
10d
Compliance Administrator
Servicom (High Tech) Ltd —Redditch
- £35,000 - £40,000 a year
- Full-time
- Travel
- Human resources
- In-person
- Free parking
Quick apply
Compliance & Post Completion Paralegal
Green and Olive Solicitors —Birmingham
- From £26,000 a year
- Full-time
- Microsoft Word
- English
- Microsoft Office
Quick apply
7d
HR and Compliance Co-Ordinator
Gill Group Limited —Birmingham
- Part-time
- Microsoft Office
- Continuous improvement
- Recruiting
- Free parking
- Annual leave
Quick apply
3d
Compliance Officer
Broadstone Corporate Benefits Limited —Birmingham
- Part-time
- Microsoft Powerpoint
- Microsoft Word
- Windows
5d
Quality & Compliance Manager
Right at Home UK —Birmingham
- £45,000 a year
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Outlook
Quick apply
Internal Auditor
Menzies LLP —Birmingham
- Full-time
- Hybrid work
- Microsoft Word
- Writing skills
- Analysis skills
13d
Food Quality Assurance & Regulatory Compliance Manager
Perios Brindleyplace —Birmingham
- £45,000 - £50,000 a year
- Full-time
- Hospitality
- Continuous improvement
- In-person
Quick apply
13d
Compliance Contract Coordinator
Solihull Metropolitan Borough Council —Solihull
- £26,824 - £29,540 a year
- Organisational skills
- Communication skills
Forensic Compliance Officer
West Mercia Police —Hindlip
- £24,266 - £26,090 a year
- Part-time
- Hybrid work
- Annual leave
- Employee assistance programme
10d
Project & Compliance Manager
Integral UK —Birmingham
- Full-time
- Continuous improvement
- Computer skills
Quick apply
Registration & Compliance Specialist (PII)
RICS —Birmingham
- Mentoring
- Communication skills
- Annual leave
5d
Education Support Administrator (Quality and Compliance) - College Hub, College of Life and Environmental Sciences - 107727 - Grade 4
University of Birmingham —Birmingham
- £27,546 - £32,595 a year
- Full-time
- Customer service
- Databases
- Administrative experience
- Annual leave
- Sick pay
Compliance Officer
Esteemed Life Care —Coventry
- £25,000 - £30,000 a year
- Full-time
- Microsoft Outlook
- Up to 50% travel
- Continuous improvement
- Annual leave
Quick apply
15h

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Compliance Advice Technician - Remote Working

AFH Financial Group -
Nechells

Apply Now

Job details

Full-time

Benefits

Company pension
Employee discount

Qualifications

Financial planning
Internal quality assurance

Full job description

Compliance Advice Technician (Hybrid/Remote)

An opportunity to join AFH Wealth Management, one of the UK’s leading independent financial advisory and wealth management firms.

We are looking for those of you who wish to grow with us as a business and support our strong growth plans. This is a full-time, permanent opportunity and in return, you will receive a competitive salary and range of benefits.

The purpose of this role is to provide assurance on the quality of the suitability and documentation of advice from a 2nd line, compliance perspective. Reviewing initial and annual advice interactions and the framework that underpins them.

As our Compliance Advice Technician, you will typically:

Enhance advisory outcomes and solutions through oversight of range of financial planning cases
Provide clear and considered professional judgement and decision on cases which carry the potential for a higher risk impact to client, firm and advisers
Undertake a programme of advice reviews forming a coherent overall advice audit framework. The framework will include performing enhanced post audit review assessment of advice cases and evaluation of standards.
Maintain a high standard of technical and regulatory competence and comprehensive knowledge of financial planning through consistent annual CPD activities in line with the firm’s T&C Scheme
Contribution and participation in Advice Guidance discussions
Provide valued input into the technical and regulatory development of advisers and staff as required.

What we are looking for in our ideal Compliance Advice Technician:

Chartered Financial Planner status or actively working to final stages of becoming Chartered
Commitment and willingness to pursuing further professional qualifications relevant to the role.
Demonstrate excellent knowledge and strong interest in the personal and corporate financial planning principles and regulatory requirements
Experience in the quality of advice including providing constructive scrutiny and feedback of case files including KYC, research and Financial Planning Reports
A decisive nature giving the ability and willingness to make thorough and well-informed decisions in relation to advice cases that present a high risk to the business.

Benefits and Perks at AFH

Flexible working & holidays - Enjoy flexible working and competitive holiday allowance, with annual buy & sell scheme options and your birthday off. Plus, additional holiday days for long service.

Social perks - To recognise and celebrate employees' great work we are all invited to our annual Christmas and Summer parties.

Pension - We offer a contributory pension scheme with Royal London as well as death-in-service benefit.
Bonus scheme - All AFH employees are offered a competitive salary and a discretionary annual bonus, following completion of a year’s service.
Health and wellbeing - The MediCash app puts your health in the palm of your hands. Claim cashback on a wide selection of health and wellbeing initiatives, including discounted health club memberships and free healthcare benefits.
Professional development - We are committed to helping you reach your potential by offering tailored learning and development programmes to pursue your career goals.
Shopping discounts - Our employees can choose from many retailers to get discounts or cashback on everyday purchases from our favourite high street clothing stores to our go-to supermarkets, as well as access to free online training courses.

To learn more about this opportunity and the culture of AFH Wealth Management, please visit our Careers website https://www.afhwm.co.uk/careers/ or email the People Resourcing team via [email protected]. We look forward to hearing from you!

Apply Now

Refine Your Search

of compliance jobs in perry barr, wmd

Compliance Advice Technician - Remote Working

Housing Support Auditor

Data Compliance Coordinator

Global Compliance Administrator

Senior Compliance Officer (Legal & Regulatory)

Care Audit Data Co-Ordinator

Head of OTC - Licencing and Compliance

Compliance Administrator

Compliance & Post Completion Paralegal

HR and Compliance Co-Ordinator

Compliance Officer

Quality & Compliance Manager

Internal Auditor

Food Quality Assurance & Regulatory Compliance Manager

Compliance Contract Coordinator

Forensic Compliance Officer

Project & Compliance Manager

Registration & Compliance Specialist (PII)

Education Support Administrator (Quality and Compliance) - College Hub, College of Life and Environmental Sciences - 107727 - Grade 4

Compliance Officer

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