Compliance auditor Work, Jobs in West Hallam, Dby (with Salaries)

Compliance Auditor
Flint Bishop —Derby
- Full-time
- Microsoft Office
- Communication skills
- Up to 25% travel
- Employee discount
- Life insurance
Quick apply
Operational Compliance Auditor
Unite Students —Nottingham
- Organisational skills
- Annual leave
- Employee assistance programme
Halal Certification Auditor
Halal Certification Europe —Leicester
- Full-time
- No experience needed
- Analysis skills
- Bachelor's degree
- Annual leave
Quick apply
13d
Compliance Coordinator
JAA-Jones Lang LaSalle Limited —Derby
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Data analysis skills
Quick apply
Compliance Coordinator
JLL —Derby
- Full-time
- Microsoft Powerpoint
- Microsoft Excel
- Data analysis skills
Quality & Compliance Advisor
Miller Knight —Mansfield
- £40,000 - £47,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- Travel
- Employee assistance programme
Quick apply
8d
Compliance Coordinator
Warburtons —Eastwood
- Full-time
- Microsoft Office
- Bakery
- Continuous improvement
- Annual leave
- Employee discount
5d
Management Accountant - Part Time
Luke Evans Bakery —Alfreton
- £30,000 - £34,000 a year
- Part-time
- Hybrid work
- Accounting
- Organisational skills
- Free parking
- Work from home
Quick apply
Bookkeeper - Part Time
Empire Homes Group —Derby
- Part-time
- Microsoft Office
- Accounting
- QuickBooks
- Flexible schedule
Quick apply
12d
Audit Assistant Manager
BDO —Nottingham
- Full-time
- Supervising experience
Environmental Health Practitioner - Nottingham
Shield Safety Group —Nottingham
- £35,000 - £42,000 a year
- Master's degree
- Bachelor's degree
- Driving
SHEQ Advisor
LMD Vacuum Excavation Ltd —Chesterfield
- £38,000 - £45,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- Travel
Quick apply
4d
Graduate Continuous Improvement Coordinator
Connect Talent Group —Alfreton
- £30,000 - £33,000 a year
- Full-time
- Microsoft Excel
- Continuous improvement
- Business
- Free parking
Quick apply
4d
Quality Manager
Aerodyn —Derby
- £45,000 - £55,000 a year
- Full-time
- Engineering
- ERP systems
- English
Quick apply
8d
GRC Analyst – Digital & IT
Rolls-Royce —Derby
- Full-time
- Hybrid work
- Analysis skills
- In-person
- Communication skills
- Employee discount
1d
Delivery Assurance Field Engineer
Quest Global —Derby
- Full-time
- Hybrid work
- Up to 50% travel
- ERP systems
- English
Quick apply
Head of Lettings Support Centre - South
LRG —Derby
- Administrative experience
- Leadership
Quick apply
Company Geologist
Forterra Building Products Ltd —Derby
- Full-time
- Project management
- Driving
- Travel
- Employee assistance programme
- Referral programme
Finance & Operations Assistant
Huntingdon Properties Ltd —Nottingham
- £27,000 - £32,000 a year
- Full-time
- Microsoft Excel
- Microsoft Office
- Organisational skills
- Annual leave
Quick apply
7d
QC Technician
IKO —Chesterfield
- Laboratory experience
- Bachelor's degree
- Quality control
- Free parking
Quick apply

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Compliance Auditor

Flint Bishop -
Derby

Quick apply

Job details

Permanent | Full-time

Benefits

Employee discount
Life insurance

Qualifications

Microsoft Office
Communication skills

Full job description

Description

The Auditor plays a pivotal role in providing assurance to the business on the performance and effectiveness of internal policies, controls, procedures, and systems.

This position contributes to improving operations and compliance by applying a systematic and disciplined approach to monitoring activities. The role is critical in supporting the organisation to meet regulatory requirements and minimise the risk of legal action, penalties, or sanctions resulting from breaches of laws, regulations, industry standards, or internal policies.

The Auditor is primarily responsible for delivering the compliance monitoring programme, including:

Planning and scheduling audits
Defining audit scopes
Conducting internal audits
Preparing clear and concise audit reports
Performing trend analysis and identifying areas of risk
Assessing the adequacy and effectiveness of internal policies, controls, and procedures
Recommending improvements to strengthen internal controls and operational processes
Ensuring agreed remedial actions are effectively implemented and embedded

The Compliance Auditor will be part of the compliance team and report to the Head of Compliance. This role is based in our Derby office, Monday to Friday 36.25 hours, and travel to our other offices may be required, occasionally.

Key Responsibilities

Execute the internal audit programme in line with the Compliance Monitoring Plan.
Maintain and continuously develop the Compliance Monitoring Plan to ensure monitoring activities remain effective and cover all internal policies and procedures.
Develop and maintain the Internal Audit Procedure and supporting documentation.
Coordinate internal audits in a timely manner, ensuring key stakeholders are informed of audit requirements in advance.
Define audit scopes and objectives.
Conduct internal audits to assess effectiveness and compliance with applicable requirements.
Undertake file reviews and thematic reviews where required.
Audit strategic and operational risk controls to confirm they are in place and operating effectively.
Verify actions recorded in the Continual Improvement Register, ensuring they are appropriately documented, progressed, and closed in a timely manner across all departments.
Review, analyse, and evaluate documentation and data.
Make recommendations to strengthen internal controls and improve processes.
Provide clear audit feedback on compliance levels, breaches, and areas for improvement.
Support the implementation of continual improvement initiatives.
Monitor remedial actions and interventions to ensure effective resolution.
Prepare concise audit summary reports.
Present audit findings to departments and senior management.
Produce management information and reporting.
Support client and external audits as required.
Organise and maintain accurate audit records.
Maintain up-to-date knowledge of relevant regulations, standards, best practices, tools, and techniques.

Skills, Knowledge and Expertise

Proven knowledge of auditing standards and best practices.
Experience working with a regulated environment. Knowledge of the SRA or FCA regulations is essential.
Proficient in learning new systems.
Competent user of Microsoft Office.
Highly analytical with strong attention to detail.
Excellent communication and interpersonal skills.
Must have outstanding record keeping and written skills.
Requisite integrity and discretion to work with confidential information.
Sound independent judgement.

Disclosure will be required in the event that a position is offered.

Benefits

What we offer?

Competitive salary
Bonus potential
Life insurance
Great working environment at our Derby head offices
Career development opportunities
25 days holiday plus bank holidays
Options to buy & sell 1 week’s holiday
1 week’s holiday carry over
Extra day off for your birthday
Staff card discount scheme for local shops
Social days and evenings on the firm
Staff discounts on legal services

About Flint Bishop

Flint Bishop is a multi-award-winning, top 200 UK law firm. We have been providing legal services to businesses and individuals for over a century.

Recognised as a ‘leading firm’ by both Chambers & Partners and The Legal 500, the outstanding quality of our staff and service levels is underlined by our ISO quality assurance accreditations, industry awards and peer ranking.

We have approximately 450 solicitors and legal experts who use their technical skills and expertise for one mission: to provide clients with clear advice that helps them to achieve their goals as effectively as possible.

Quick apply

Refine Your Search

compliance auditor jobs in west hallam, dby

Compliance Auditor

Operational Compliance Auditor

Halal Certification Auditor

Compliance Coordinator

Compliance Coordinator

Quality & Compliance Advisor

Compliance Coordinator

Management Accountant - Part Time

Bookkeeper - Part Time

Audit Assistant Manager

Environmental Health Practitioner - Nottingham

SHEQ Advisor

Graduate Continuous Improvement Coordinator

Quality Manager

GRC Analyst – Digital & IT

Delivery Assurance Field Engineer

Head of Lettings Support Centre - South

Company Geologist

Finance & Operations Assistant

QC Technician

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