Compliance Work, Jobs in Wiveliscombe, Som (with Salaries)

Compliance Control Testing Officer - Exeter Hybrid
Argentis Group Limited —Exeter
- Full-time
- Hybrid work
- Financial services
- Employee discount
Quick apply
8d
Compliance Auditor
Cosine UK Ltd —Taunton
- £117.32 a day
- Part-time
- Travel
- Communication skills
- Annual leave
Quick apply
Senior or Assistant Manager, Quality, Risk & Compliance
Albert Goodman LLP —Taunton
- Full-time
- Organisational skills
- Communication skills
- Employee assistance programme
Dental Group Compliance Manager (South West Area)
SpaDental Limited —Chard
- Up to £35,000 a year
- Part-time
- Hybrid work
- Microsoft Word
- Administrative experience
- Travel
- Work from home
Quick apply
8d
Compliance Lead
BRC Jobs —Taunton
- Full-time
Quick apply
9d
Principal Flood and Coastal Compliance & Partnerships Lead
Somerset Council —Taunton
- £41,771 - £46,142 a year
- Full-time
- Hybrid work
- Analysis skills
- No degree
- IT
- Annual leave
- Work from home
8d
Legal Support Assistant COP
Porter Dodson —Taunton
- Full-time
- Time management
Facilities Compliance Manager
National Highways —Exeter
- £36,200 - £40,450 a year
- Full-time
- Project management
Legal Support Assistant
Porter Dodson —Taunton
- Time management
9h
Manager (Compliance), Private Client Tax
Albert Goodman LLP —Taunton
- Employee assistance programme
HRA Interim Senior Lead Compliance
Civic Recruitment Limited —Taunton
- Full-time
- Hybrid work
- Contracts
- In-person
Quick apply
14d
Mechanical Engineer - Pressure Compliance
ALTEN —Taunton
- Full-time
- Hybrid work
- Military
- Engineering
- Master's degree
- Employee assistance programme
- Life insurance
Quick apply
Transport Contract Manager
Toolstation —Bridgwater
- Full-time
- Contracts
- Communication skills
6d
Legal Counsel (2+ PQE)
PenCarrie Ltd - Clothing Distributor —Cullompton
- £40,000 - £60,000 a year
- Part-time
- Hybrid work
- Sales
- English
- Bachelor's degree
- Free parking
- Annual leave
Quick apply
Senior Mechanical Engineer - Pressure Compliance
Assystem —Bridgwater
- Hybrid work
- Engineering
- In-person
- Leadership
- Annual leave
- Work from home
2d
Site Contract and Commercial manager
Framatome —Bridgwater
- Full-time
- Computer literacy
- Engineering
- English
- Annual leave
- Employee assistance programme
Quick apply

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Compliance & Training Officer
Techxi —Mountain Ash
Ensure driving licences, DBS checks, Right to Work documents, insurance records, safeguarding certifications and training records remain valid and up to date.
£30,000 - £35,000 a year
Quick apply
8d
Compliance Auditor
Cosine UK Ltd —Taunton
Have access to smart device to enter your results via the App in store, comfortable with technology. Have great communication skills and able to speak to…
£117.32 a day
Quick apply

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Compliance Control Testing Officer - Exeter Hybrid

Argentis Group Limited
Exeter

Quick apply

Job details

Full-time | Fixed term contract
8 days ago

Benefits

Private medical insurance
Employee discount

Qualifications

Report writing
Quality assurance
Financial services

Full job description

This six-month fixed term contract can be based in Bath, Exeter, Taunton, Salisbury, London, or Waterlooville with hybrid working available.

Are you an experienced compliance professional who enjoys identifying risks, improving controls, and helping deliver positive outcomes for customers?

If you are naturally curious, highly organised and committed to maintaining high standards of governance, risk management, and customer care, wed love to hear from you.

Where do you fit in?

Youll play a key role in assessing the effectiveness of business controls, supporting regulatory compliance, and helping ensure customers are treated fairly.

Working within the second line of defence, you will deliver desk-based compliance monitoring and control testing activities across the business. You will conduct reviews, analyse customer outcomes, identify areas for improvement and work closely with stakeholders to ensure actions are implemented effectively.

Day to day, youll:

Deliver compliance monitoring and control testing reviews, assess the effectiveness of controls, and produce clear, high-quality reports with practical recommendations
Monitor trends, identify potential risks, breaches, and customer harm, and support the tracking and resolution of actions arising from monitoring activity
Collaborate with colleagues across the business to support a strong compliance culture, contribute to regulatory reporting and help shape future monitoring priorities

You will have the opportunity to work with senior stakeholders across the business while contributing to a culture of integrity, accountability, and continuous improvement.

Whats in it for you?

A competitive salary + benefits including private medical insurance, paid birthday leave, and a staff discount platform
A busy, varied role within an expanding business
Professional growth within a positive, customer focused environment. Youll be part of a team that prioritises excellent client outcomes

What do you need to succeed?

Strong experience in a compliance role within financial services, including compliance monitoring, quality assurance, or oversight activities.
Good knowledge of FCA regulations, including COBS, DISP and COLL, with a strong understanding of Consumer Duty and customer outcomes.
Excellent analytical, investigative, and report-writing skills, with the confidence to challenge constructively, influence stakeholders and work independently.

Youll need to be based within an easily commutable distance of one of our offices in Bath, Exeter, Taunton, London, Waterlooville, or Salisbury.

We work 35 hours per week, Monday to Friday, with hybrid working available after successful completion of your training period.

Who are Argentis Group Limited?

This position is with Argentis Group Limited - an Independent Financial Advice firm, authorised by the Financial Conduct Authority, working within the Investment Management division of our group - Hawksmoor Investment Management and Gore Browne Investment Management

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Quick apply

Refine Your Search

compliance jobs in wiveliscombe, som

Compliance Control Testing Officer - Exeter Hybrid

Compliance Auditor

Senior or Assistant Manager, Quality, Risk & Compliance

Dental Group Compliance Manager (South West Area)

Compliance Lead

Principal Flood and Coastal Compliance & Partnerships Lead

Legal Support Assistant COP

Facilities Compliance Manager

Legal Support Assistant

Manager (Compliance), Private Client Tax

HRA Interim Senior Lead Compliance

Mechanical Engineer - Pressure Compliance

Transport Contract Manager

Legal Counsel (2+ PQE)

Senior Mechanical Engineer - Pressure Compliance

Site Contract and Commercial manager

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