Regional compliance Work, Jobs in Birmingham, Eng (with Salaries)

Compliance-Birmingham-Associate-Regional Compliance
Goldman Sachs —Birmingham
- Full-time
- Analysis skills
- Communication skills
- Analytics
- Employee assistance programme
Regional Operations Co-ordinator - North of England
Ecolab Inc. —Birmingham
- Full-time
- In-person
- Communication skills
2d
Regional Audit and Recoveries Manager - East
BCA —Birmingham
- £40,000 a year
- Travel
- Organisational skills
- Communication skills
- Employee assistance programme
- Employee discount
Quick apply
Regional Repairs Operations Manager
GreenSquareAccord —Birmingham
- £58,000 - £62,000 a year
- Annual leave
- Employee assistance programme
Quick apply
9d
Regional SHE Performance and Culture Partner - Anglia and Eastern
untypical —Shirley
- Public speaking
- Continuous improvement
- Training & development
- Employee assistance programme
Recruitment Coordinator
WORD360 Language Services —Birmingham
- Recruiting
- Organisational skills
- Negotiation
- Annual leave
- Sick pay
Regional Facilities Manager
CareTech Group —Tamworth
- £45,000 a year
- Full-time
- Hybrid work
- No degree
- Travel
- Communication skills
Compliance Officer
Broadstone Corporate Benefits Limited —Birmingham
- Part-time
- Management
- Financial services
- Training & development
Regional Operations Manager
Ecolab Inc. —Birmingham
- Full-time
- Sales
- Customer service
- Bachelor's degree
- Life insurance
2d
Emergency Preparedness, Resilience and Response (EPRR) Manager
The Royal Orthopaedic Hospital NHS Foundation Trust —Birmingham
- £57,528 - £64,750 a year
- Full-time
10d
National Operations Manager
Churchill Group —Birmingham
- Up to £50,000 a year
- Bachelor's degree
- Continuous improvement
- Driving
- Employee discount
- Sick pay
Quick apply
Portfolio Lease Administration - EMEA Regional Lead
Cushman & Wakefield —Birmingham
- Business development
- Continuous improvement
- Recruiting
Quick apply
Accessible Design Officer
West Midlands Combined Authority —Birmingham
- £41,958 - £46,929 a year
- Part-time
- Mentoring
- Annual leave
- Employee discount
3d
Financial Crime Transformation Lead- 12 Month Contract/ Secondment)
Barclays —Birmingham
- Continuous improvement
- Mentoring
- Communication skills
Regional Business Development Manager - Midlands
Babington —Birmingham
- Full-time
- Hybrid work
- CRM software
- Microsoft Office
- Travel
- Annual leave
Quick apply
Project Administrator
Harmony Fire —Birmingham
- Full-time
- Hybrid work
- Microsoft Outlook
- Salesforce
- Writing skills
Quick apply
13d
Office Manager | Birmingham, UK
TSA Riley —Birmingham
- Hybrid work
- Microsoft Office
- Administrative experience
- Organisational skills
11d
Regional QHSE Supervisor | Birmingham | VMO2
GXO Logistics —Birmingham
- Up to £39,028.24 a year
- Full-time
- Continuous improvement
- Organisational skills
- Annual leave
- Employee assistance programme
Regional Operations Manager
OCS Group —Kempsey
- Customer service
- Continuous improvement
- Team management
Quick apply
3d
Procurement Manager - Midland Metro
West Midlands Combined Authority —Birmingham
- £49,464 - £54,979 a year
- Part-time
- Annual leave
- Employee discount
4d

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Compliance-Birmingham-Associate-Regional Compliance

Goldman Sachs -
Birmingham

Apply Now

Job details

Full-time

Benefits

Employee assistance programme

Qualifications

Change management
Analysis skills
Organisational compliance experience
Compliance management
Multidisciplinary collaboration
Financial compliance & regulatory experience
Communication skills
Corporate regulatory compliance oversight
Analytics

Full job description

OUR IMPACT

The Office of Regulatory Relations (ORR) protects the firm's regulatory reputation by managing its relationships with regulators and enhancing the firm's overall regulatory compliance. We set standards for all regulatory interactions at the firm, lead the firm’s responses to regulatory examinations, audits and inquiries and oversee certain areas of enhancement.

ORR works closely with Global Compliance who prevents, detects and mitigates compliance, regulatory and reputational risks across the firm and helps to strengthen the firm’s culture of compliance. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risks; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches.

You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

YOUR IMPACT

Are you looking for a Regulatory engagement and Compliance role which will give you exposure to all divisions of Goldman Sachs and at all levels? We are looking for a highly organised professional with strong analytical and communication skills to join our ORR and Regional Country Compliance (RCC) team in London.

HOW YOU WILL FULFILL YOUR POTENTIAL

The ORR and RCC team have day to day oversight of the firm’s relationships with its regulators and acts as a point of central coordination for EMEA Compliance deliverables and reporting. The team is the first port of call for all regulatory interaction; the team handles enquiries from regulators across EMEA but primarily from the FCA and Senior Manager Function applications and associated reporting for EMEA. In addition to coordinating the programme of regulatory supervisory engagement, its responsibilities also include the management of regulatory audits by the FCA (which typically involve onsite meetings). As a member of the ORR and RCC team, your day to day role will involve:

Interpreting / clarifying regulatory requests for information.
Identifying data sources / owners, obtaining and reviewing data in order to produce the firm’s response to enquiries. This may include trading data, copies of electronic communications and voice recordings, client documentation, etc.
Liaising with the FCA / PRA to co-ordinate and arrange regulatory meetings, audits and reviews.
Working with other Compliance areas and the business to produce responses to information requests ahead of such audits/reviews; assist in the preparation for, and attend, related onsite meetings with the FCA.
Support the firm’s governance arrangements, including contributing to and managing the framework supporting the firm’s Senior Manager Arrangements
You will operate across regulatory programme workstreams to help facilitate and deliver solutions that meet the quality criteria established by Compliance Management
Provide analytical, documentary support to compliance project managers and other members of Compliance
Support and participate in working groups for solutions development and implementation of regulatory change
Produce Compliance Management reporting and materials
Oversee compilation and reporting of the annual EMEA Compliance business plan
Lead and participate in conduct initiatives for the EMEA Compliance division
Facilitate regulatory licensing applications and fee payments to support new and expanded business activities
Manage coordination of submission of Compliance-owned non-financial regulatory reports

SKILLS AND EXPERIENCE

Experience in UK Regulatory engagement role or similar function
Familiarity with UK and / or EU financial services regulatory framework
Experience in Compliance or a risk-based function
Experience of delivering strategic projects / change management
Ability to handle multiple tasks simultaneously and work under pressure
Demonstrates excellent communication skills (both written and oral)
Strong interpersonal skills
A team player who can work both independently and collaboratively and is able to prioritize in a fast moving, high pressure, changing environment
Strong analytical and problem solving skills

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. : https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, colour, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

We Offer Best-In-Class Benefits

Healthcare & Medical Insurance

We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.

Holiday & Vacation Policies

We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.

Financial Wellness & Retirement

We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.

Health Services

We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.

Fitness

To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).

Child Care & Family Care

We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.

Benefits at Goldman Sachs

Read more about the full suite of class-leading benefits our firm has to offer.

Opportunity Overview

CORPORATE TITLEAssociate

OFFICE LOCATION(S)Birmingham

JOB FUNCTIONRegional Compliance

DIVISIONCompliance Division

Apply Now

Refine Your Search

regional compliance jobs in birmingham, eng

Compliance-Birmingham-Associate-Regional Compliance

Regional Operations Co-ordinator - North of England

Regional Audit and Recoveries Manager - East

Regional Repairs Operations Manager

Regional SHE Performance and Culture Partner - Anglia and Eastern

Recruitment Coordinator

Regional Facilities Manager

Compliance Officer

Regional Operations Manager

Emergency Preparedness, Resilience and Response (EPRR) Manager

National Operations Manager

Portfolio Lease Administration - EMEA Regional Lead

Accessible Design Officer

Financial Crime Transformation Lead- 12 Month Contract/ Secondment)

Regional Business Development Manager - Midlands

Project Administrator

Office Manager | Birmingham, UK

Regional QHSE Supervisor | Birmingham | VMO2

Regional Operations Manager

Procurement Manager - Midland Metro

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