Compliance officer Work, Jobs in Humber, Dev (with Salaries)

Compliance Control Testing Officer - Exeter Hybrid
Argentis Group Limited —Exeter
- Full-time
- Hybrid work
- Financial services
- Employee discount
Quick apply
HR Officer / People Management
Archway Facilities —Exeter
- £30,000 - £35,000 a year
- Full-time
- Management
- Human resources
- In-person
Quick apply
5d
Community Engagement Team Leader
Devon Rape Crisis and Sexual Abuse Services —Exeter
- From £32,896 a year
- Part-time
- Hybrid work
- Microsoft Office
- Project management
- Presentation skills
- Health & wellbeing programme
- Annual leave
Quick apply
Project Officer – South West Peatland Partnership
South West Water —Okehampton
- £34,000 - £38,000 a year
- Full-time
- Hybrid work
- Management
- Project management
- No degree
- Employee discount
Team Manager - Gaining Access
LiveWest —Clyst Honiton
- £42,400 - £47,100 a year
- Hybrid work
- Management
- Organisational skills
- Leadership
- Annual leave
- Employee discount
12d
Strategic Commissioning Officer (Children's Services) - 37 Hours
Torbay Council —Torquay
- £47,181 - £50,269 a year
- Call to connect
- Hybrid work
- Analysis skills
- Communication skills
- Negotiation
Quick apply
10h
Chief Officer
Engaging Communities South West (ECSW) —Paignton
- £29,309 a year
- Part-time
- Hybrid work
- Administrative experience
- Business development
- Travel
- Health & wellbeing programme
- Annual leave
Quick apply
Ranger - Dartmoor (West)
South West Lakes Trust —Yelverton
- £27,976 a year
- Weekend availability
- Microsoft Word
- Microsoft Outlook
- Social media management
- Free parking
- Employee discount
Quick apply
6d
Lead Ranger
National Trust —Exeter
- £35,045 a year
- Full-time
- Project management
- Mentoring
- Contracts
- Free parking
- Employee assistance programme
Store Protection Officer
Mitie —Exeter
- £14.05 an hour
- Full-time
- Communication skills
Security Officer Relief
Mitie —Torquay
- £14.30 an hour
- Part-time
- Driving
- Communication skills
- Employee discount
- Life insurance
Tree Officer
LiveWest —Clyst Honiton
- £36,300 - £40,000 a year
- Hybrid work
- Leadership
- Annual leave
- Employee discount
2h
Finance & Accounts Officer
Four Seasons Installs —Tiverton
- £20,000 - £24,000 a year
- Part-time
- Microsoft Excel
- Sales
- Microsoft Office
- Free parking
Quick apply
8d
Senior Fire Safety Officer - 37 hours
Torbay Council —Torquay
- £47,181 - £50,269 a year
- Hybrid work
- English
Quick apply
5d
Security Officer
Mitie —Newton Abbot
- £13.45 an hour
- Full-time
1d
Security Officer
Tungsten West —Hemerdon
- £14.42 - £16.10 an hour
- 12 hour shift
- Military
- First Aid Certification
- IT
- Free parking
Quick apply
1d
Relief Security Officer
Mitie —Exeter
- £14.50 an hour
- Weekend availability
11d
Retail Security Officer
OCS Group —Exeter
- £13.10 an hour
- Weekend availability
- Communication skills
Quick apply
Dual Fuel Commercial Metering Engineer
Yü Group —Exeter
- £43,260 a year
- Full-time
- Annual leave
- Employee assistance programme
Quick apply
Head Chef
Double Locks —Exeter
- Up to £44,000 a year
- Full-time
- Cooking
- Team management
- Leadership
- Employee discount
Quick apply
3d

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Compliance Control Testing Officer - Exeter Hybrid

Argentis Group Limited
Exeter

Quick apply

Job details

Full-time | Fixed term contract

Benefits

Private medical insurance
Employee discount

Qualifications

Report writing
Quality assurance
Financial services

Full job description

This six-month fixed term contract can be based in Bath, Exeter, Taunton, Salisbury, London, or Waterlooville with hybrid working available.

Are you an experienced compliance professional who enjoys identifying risks, improving controls, and helping deliver positive outcomes for customers?

If you are naturally curious, highly organised and committed to maintaining high standards of governance, risk management, and customer care, wed love to hear from you.

Where do you fit in?

Youll play a key role in assessing the effectiveness of business controls, supporting regulatory compliance, and helping ensure customers are treated fairly.

Working within the second line of defence, you will deliver desk-based compliance monitoring and control testing activities across the business. You will conduct reviews, analyse customer outcomes, identify areas for improvement and work closely with stakeholders to ensure actions are implemented effectively.

Day to day, youll:

Deliver compliance monitoring and control testing reviews, assess the effectiveness of controls, and produce clear, high-quality reports with practical recommendations
Monitor trends, identify potential risks, breaches, and customer harm, and support the tracking and resolution of actions arising from monitoring activity
Collaborate with colleagues across the business to support a strong compliance culture, contribute to regulatory reporting and help shape future monitoring priorities

You will have the opportunity to work with senior stakeholders across the business while contributing to a culture of integrity, accountability, and continuous improvement.

Whats in it for you?

A competitive salary + benefits including private medical insurance, paid birthday leave, and a staff discount platform
A busy, varied role within an expanding business
Professional growth within a positive, customer focused environment. Youll be part of a team that prioritises excellent client outcomes

What do you need to succeed?

Strong experience in a compliance role within financial services, including compliance monitoring, quality assurance, or oversight activities.
Good knowledge of FCA regulations, including COBS, DISP and COLL, with a strong understanding of Consumer Duty and customer outcomes.
Excellent analytical, investigative, and report-writing skills, with the confidence to challenge constructively, influence stakeholders and work independently.

Youll need to be based within an easily commutable distance of one of our offices in Bath, Exeter, Taunton, London, Waterlooville, or Salisbury.

We work 35 hours per week, Monday to Friday, with hybrid working available after successful completion of your training period.

Who are Argentis Group Limited?

This position is with Argentis Group Limited - an Independent Financial Advice firm, authorised by the Financial Conduct Authority, working within the Investment Management division of our group - Hawksmoor Investment Management and Gore Browne Investment Management

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Quick apply

Refine Your Search

compliance officer jobs in humber, dev

Compliance Control Testing Officer - Exeter Hybrid

HR Officer / People Management

Community Engagement Team Leader

Project Officer – South West Peatland Partnership

Team Manager - Gaining Access

Strategic Commissioning Officer (Children's Services) - 37 Hours

Chief Officer

Ranger - Dartmoor (West)

Lead Ranger

Store Protection Officer

Security Officer Relief

Tree Officer

Finance & Accounts Officer

Senior Fire Safety Officer - 37 hours

Security Officer

Security Officer

Relief Security Officer

Retail Security Officer

Dual Fuel Commercial Metering Engineer

Head Chef

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