Compliance officer Work, Jobs in Whitton, Gtl (with Salaries)

Compliance Transaction Reporting Manager
TP ICAP —London
- Full-time
- Financial services
- Communication skills
Governance and Compliance Officer
HASTOE HOUSING ASSOCIATION —Hampton Wick
- Up to £37,000 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Health & wellbeing programme
- Annual leave
Quick apply
16h
Quality and Compliance Officer
Wellbeing Assured Healthcare —Brentford
- £12.21 - £38.24 an hour
- Part-time
- Data analysis skills
- Presentation skills
- Organisational skills
Quick apply
2d
Immigration Compliance Data Officer
University College London —London
- £31,904 - £35,575 a year
- Full-time
- Administrative experience
- Human resources
- Communication skills
- Annual leave
- Employee assistance programme
7d
Quality Assurance Officer
Medreich Plc —Feltham
- £32,000 - £35,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Free parking
- Annual leave
Quick apply
8d
Compliance Officer / Supplier Liaison Executive
SwiftSwitch —London
- £35,000 - £40,000 a year
- Monday to Friday
- Sales
Quick apply
Projects & Governance Officer
Pinnacle Group —London
- £40,000 - £45,000 a year
- Hybrid work
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Annual leave
- Employee assistance programme
Quick apply
Quality Compliance Officer
Meath Epilepsy Charity —Godalming
- £35,000 - £40,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- In-person
- Free parking
- Health & wellbeing programme
Quick apply
14h
Senior Immigration Compliance Officer
University College London —London
- £43,981 - £52,586 a year
- Full-time
- Analysis skills
- Continuous improvement
- Annual leave
- Employee assistance programme
13d
Compliance & Risk Officer
TRINITY LONDON CONCIERGE LIMITED —London
- £24,420.00 - £60,496.77 a year
- Full-time
- Hybrid work
- Bilingual
- English
- Bachelor's degree
- Free parking
- Flexitime
Quick apply
Compliance Officer
Bupa —South West London
- Full-time
- Hybrid work
- Hospital
- Analysis skills
- Annual leave
- Gym membership
Quick apply
Quality, Data & Compliance Officer
Chosen Care Group Ltd —London
- £35,000 - £36,000 a year
- Full-time
- Microsoft Excel
- Bachelor's degree
- Contracts
- Annual leave
- Employee discount
Quick apply
7d
Operations & Compliance Officer
Charukola London LTD —London
- From £34,500 a year
- Full-time
- Hybrid work
- English
- Master's degree
- Bachelor's degree
Quick apply
Risk & Compliance Officer (M&E)
Dacorum Borough Council —Hemel Hempstead
- £34,744 - £38,093 a year
- Full-time
- Maintenance
- Administrative experience
- Organisational skills
- Flexible schedule
5d
Business Support and Office Manager
Lanson International —Covent Garden
- £29,334.87 - £30,000.00 a year
- Part-time
- Supervising experience
- First Aid Certification
- Organisational skills
Quick apply
12d
AML & Compliance Officer
Ultima Markets UK limited —London
- Full-time
- Hybrid work
- No degree
- Accounting
- Financial services
Quick apply
QA Officer
Medreich Plc —Feltham
- £32,000 - £35,000 a year
- Full-time
- Computer literacy
- English
- Analysis skills
- Annual leave
- Work from home
Quick apply
6d
Exams Administration & Compliance Officer
The E-Assessment Management Company (TEAMCo) —London
- £26,500 - £31,500 a year
- Full-time
- Hybrid work
- Microsoft Word
- Microsoft Excel
- Microsoft Outlook
- Work from home
Quick apply
2d
Compliance Performance Officer
The City Of London —London
- £44,110 - £49,140 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Communication skills
- Employee discount
Information Governance Manager and Deputy DPO
Richmond and Wandsworth Councils —London
- £57,171 - £72,186 a year
- Part-time
- Hybrid work
- Annual leave
Quick apply
6d

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compliance officer jobs near whitton, gtl

Compliance Transaction Reporting Manager

TP ICAP -
London

Apply Now

Job details

Full-time

Qualifications

Financial services
Communication skills

Full job description

The TP ICAP Group is a world leading provider of market infrastructure.

Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.

Through our people and technology, we connect clients to superior liquidity and data solutions.

The Group is home to a stable of premium brands. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world’s leading provider of OTC data, and an award winning all-to-all trading platform.

The Group operates from more than 60 offices in 27 countries. We are 5,300 people strong. We work as one to achieve our vision of being the world’s most trusted, innovative, liquidity and data solutions specialist.

Role Overview

Working as a member of the EMEA Compliance team, this role will support the Compliance Advisory Senior Managers covering the TP ICAP EMEA Functions.

The Compliance officer / senior manager will work closely with the operations and technology divisions to reinforce the compliance culture within TP ICAP’s EMEA offices, advise and support on conduct of business and regulatory requirements, review and update policies and procedures, and provide regulatory advice and strategic compliance support.

Note: we are able to consider talent based in London, Paris or Madrid.

Role Responsibilities

Act as the senior point of contact in relating to Transaction reporting questions from relevant operations and technology teams
Develop, implement, and maintain compliance policies and procedures for operations and technology functions.
Lead compliance risk assessments to identify potential areas of non-compliance and implement corrective actions.
Provide training and support to staff on compliance-related matters.
Prepare and submit compliance reports to senior management and regulatory authorities.
Collaborate with other departments to ensure a cohesive approach to compliance across the organization.
Act as an escalation point for more significant or challenging compliance questions being handled by staff in the team
Potential line management responsibilities for more junior Transaction Reporting Compliance Officers
Represent Compliance in Transaction reporting related meetings and forums
Advise on the interpretation of transaction reporting rules across MiFIR, EMIR, SFTR, and REMIT.
Advise the business on key transaction reporting requirements, including the identification of reportable transactions, data collection, and submission processes.
Stay informed about regulatory updates and changes, and communicate these to relevant stakeholders within the organization.
Develop and deliver training programs to educate staff on transaction reporting requirements and best practices.
Act as a point of contact for regulatory bodies and external auditors regarding transaction reporting compliance.

Experience / Competences:

Essential

Experience of Wholesale Financial Markets.
Working knowledge of the applicable requirements of the UK and EU financial services regime, including the FCA Handbook and key regulations e.g. MiFID II and SMCR etc.
In-depth knowledge of transaction reporting including MIFIR RTS 22, EMIR, SFTR and REMIT
In-depth knowledge of MiFID onboarding processes and client classification
Experience in a compliance or operational risk role within Financial Services.
Excellent communication skills, both verbal and written.
Previous experience analysing regulations and assessing their impact on the business.
Able to build relationships and communicate effectively and efficiently to internal and external stakeholders.
Able to work well with diverse groups and personalities.

Desired

Experience of inter-dealer broking.
Working knowledge of specific execution methodologies e.g. Name Give Up, Matched Principal, Exchange Give Up.
Understanding of risk-based approaches and assessments as well as control design and implementation in Risk and Compliance.

Band & Level

Manager / 7

#LI-Hybrid #LI-ASO

Not The Perfect Fit?

Concerned that you may not meet the criteria precisely? At TP ICAP, we wholeheartedly believe in fostering inclusivity and cultivating a work environment where everyone can flourish, regardless of your personal or professional background. If you are enthusiastic about this role but find that your experience doesn't align perfectly with every aspect of the job description, we strongly encourage you to apply. You may be the ideal candidate for this position or another opportunity within our organisation. Our dedicated Talent Acquisition team is here to assist you in recognising how your unique skills and abilities can be a valuable contribution. Don't hesitate to take the leap and explore the possibilities. Your potential is what truly matters to us.

Company Statement

We know that the best innovation happens when diverse people with different perspectives and skills work together in an inclusive atmosphere. That's why we're building a culture where everyone plays a part in making people feel welcome, ready and willing to contribute. TP ICAP Accord - our Employee Network - is a central to this. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.

Location

UK - 135 Bishopsgate - London

Apply Now

Refine Your Search

compliance officer jobs in whitton, gtl

Compliance Transaction Reporting Manager

Governance and Compliance Officer

Quality and Compliance Officer

Immigration Compliance Data Officer

Quality Assurance Officer

Compliance Officer / Supplier Liaison Executive

Projects & Governance Officer

Quality Compliance Officer

Senior Immigration Compliance Officer

Compliance & Risk Officer

Compliance Officer

Quality, Data & Compliance Officer

Operations & Compliance Officer

Risk & Compliance Officer (M&E)

Business Support and Office Manager

AML & Compliance Officer

QA Officer

Exams Administration & Compliance Officer

Compliance Performance Officer

Information Governance Manager and Deputy DPO

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