compliance Work, Jobs in derby (with Salaries)

Compliance Auditor
Flint Bishop —Derby
- Full-time
- Microsoft Office
- Communication skills
- Up to 25% travel
- Employee discount
- Life insurance
Quick apply
Governance and Compliance Lead
St Ralph Sherwin Catholic Multi Academy Trust —Derby
- £40,777 - £45,091 a year
- Hybrid work
- Travel
- School
- Employee assistance programme
Compliance Technical Surveyor - Hybrid working
MHA —Derby
- £56,685 a year
- Full-time
- Hybrid work
- Analysis skills
- Plumbing
- Travel
6d
Contract Administrator- Fix term
Sureserve —Derby
- £27,967 a year
- Customer service
- Administrative experience
- Contracts
Quick apply
8d
Quality & Compliance Advisor
Miller Knight —Mansfield
- £40,000 - £47,000 a year
- Full-time
- Microsoft Office
- Analysis skills
- Travel
- Employee assistance programme
Quick apply
20h
Compliance & Operations Administrator
Astute Recruitment Limited —Belper
- £15 - £17 an hour
5d
Fleet Compliance Administrator
ATL —Derby
- £30,000 a year
- Full-time
- Microsoft Excel
- Maintenance
- Administrative experience
- Free parking
- Annual leave
Quick apply
Profit Protection Compliance Manager, Pride Park Stadium
Delaware North —Derby
- Weekend availability
- Travel
- IT
- Communication skills
- Flexible schedule
Compliance Supervisor
CBRE —Leicester
- Full-time
- Maintenance
- Travel
- Communication skills
Compliance Business Partner
NRG —Leicester
- £80,000 a year
- Mentoring
Compliance Coordinator
Cox Automotive —Leicester
- £29,500 a year
- Full-time
- Employee discount
Performance and Compliance Coordinator
Willmott Dixon —Nottingham
- Full-time
- Microsoft Office
- Analysis skills
- Organisational skills
Quick apply
Compliance Administrator
TURNERFOX RECRUITMENT —Mansfield
- £30,000 - £35,000 a year
- Call to connect
- Communication skills
- Marketing
- Flexible schedule
5d
Performance and Compliance Coordinator
Willmott Dixon Group —Nottingham
- Full-time
- Microsoft Office
- Analysis skills
- Organisational skills
Quality and Compliance Manager
Blue Ribbon Health and Wellbeing —Chesterfield
- Full-time
- Travel
5d
Technical Compliance Engineer
Avove —Derby
- Full-time
- Microsoft Office
- Organisational skills
- IT
- Employee assistance programme
Quick apply
Volunteer Compliance Policy Officer
Kaine Management —Leicester
- Communication skills
Quick apply
12d
Compliance Administrator
GXO Logistics —Nottingham
- Up to £24,100 a year
- Full-time
- Microsoft Excel
- Analysis skills
- Data entry
- Employee discount
12h
Regional HSEQ Compliance Auditor
Network Plus —Alfreton
- £45,000 - £55,000 a year
- Nights as needed
- Project management
Quick apply
Waste Compliance Manager
Nottingham University Hospitals NHS Trust —Nottingham
- £39,959 - £48,117 a year
- Full-time
1d

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Compliance Auditor

Flint Bishop -
Derby

Quick apply

Job details

Permanent | Full-time

Benefits

Employee discount
Life insurance

Qualifications

Microsoft Office
Communication skills

Full job description

Description

The Auditor plays a pivotal role in providing assurance to the business on the performance and effectiveness of internal policies, controls, procedures, and systems.

This position contributes to improving operations and compliance by applying a systematic and disciplined approach to monitoring activities. The role is critical in supporting the organisation to meet regulatory requirements and minimise the risk of legal action, penalties, or sanctions resulting from breaches of laws, regulations, industry standards, or internal policies.

The Auditor is primarily responsible for delivering the compliance monitoring programme, including:

Planning and scheduling audits
Defining audit scopes
Conducting internal audits
Preparing clear and concise audit reports
Performing trend analysis and identifying areas of risk
Assessing the adequacy and effectiveness of internal policies, controls, and procedures
Recommending improvements to strengthen internal controls and operational processes
Ensuring agreed remedial actions are effectively implemented and embedded

The Compliance Auditor will be part of the compliance team and report to the Head of Compliance. This role is based in our Derby office, Monday to Friday 36.25 hours, and travel to our other offices may be required, occasionally.

Key Responsibilities

Execute the internal audit programme in line with the Compliance Monitoring Plan.
Maintain and continuously develop the Compliance Monitoring Plan to ensure monitoring activities remain effective and cover all internal policies and procedures.
Develop and maintain the Internal Audit Procedure and supporting documentation.
Coordinate internal audits in a timely manner, ensuring key stakeholders are informed of audit requirements in advance.
Define audit scopes and objectives.
Conduct internal audits to assess effectiveness and compliance with applicable requirements.
Undertake file reviews and thematic reviews where required.
Audit strategic and operational risk controls to confirm they are in place and operating effectively.
Verify actions recorded in the Continual Improvement Register, ensuring they are appropriately documented, progressed, and closed in a timely manner across all departments.
Review, analyse, and evaluate documentation and data.
Make recommendations to strengthen internal controls and improve processes.
Provide clear audit feedback on compliance levels, breaches, and areas for improvement.
Support the implementation of continual improvement initiatives.
Monitor remedial actions and interventions to ensure effective resolution.
Prepare concise audit summary reports.
Present audit findings to departments and senior management.
Produce management information and reporting.
Support client and external audits as required.
Organise and maintain accurate audit records.
Maintain up-to-date knowledge of relevant regulations, standards, best practices, tools, and techniques.

Skills, Knowledge and Expertise

Proven knowledge of auditing standards and best practices.
Experience working with a regulated environment. Knowledge of the SRA or FCA regulations is essential.
Proficient in learning new systems.
Competent user of Microsoft Office.
Highly analytical with strong attention to detail.
Excellent communication and interpersonal skills.
Must have outstanding record keeping and written skills.
Requisite integrity and discretion to work with confidential information.
Sound independent judgement.

Disclosure will be required in the event that a position is offered.

Benefits

What we offer?

Competitive salary
Bonus potential
Life insurance
Great working environment at our Derby head offices
Career development opportunities
25 days holiday plus bank holidays
Options to buy & sell 1 week’s holiday
1 week’s holiday carry over
Extra day off for your birthday
Staff card discount scheme for local shops
Social days and evenings on the firm
Staff discounts on legal services

About Flint Bishop

Flint Bishop is a multi-award-winning, top 200 UK law firm. We have been providing legal services to businesses and individuals for over a century.

Recognised as a ‘leading firm’ by both Chambers & Partners and The Legal 500, the outstanding quality of our staff and service levels is underlined by our ISO quality assurance accreditations, industry awards and peer ranking.

We have approximately 450 solicitors and legal experts who use their technical skills and expertise for one mission: to provide clients with clear advice that helps them to achieve their goals as effectively as possible.

Quick apply

Refine Your Search

compliance jobs in derby

Compliance Auditor

Governance and Compliance Lead

Compliance Technical Surveyor - Hybrid working

Contract Administrator- Fix term

Quality & Compliance Advisor

Compliance & Operations Administrator

Fleet Compliance Administrator

Profit Protection Compliance Manager, Pride Park Stadium

Compliance Supervisor

Compliance Business Partner

Compliance Coordinator

Performance and Compliance Coordinator

Compliance Administrator

Performance and Compliance Coordinator

Quality and Compliance Manager

Technical Compliance Engineer

Volunteer Compliance Policy Officer

Compliance Administrator

Regional HSEQ Compliance Auditor

Waste Compliance Manager

I want to receive the latest job alerts for compliance in derby

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